-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Va7E/eq/c2oIyPJ8p7fTY6QYn35JhRaGYA4D7K0pezdUaMrOx+GSFEpVwgxqofsK wITCq6ANPPDOQrq8oK8eNQ== 0000921530-01-500165.txt : 20010815 0000921530-01-500165.hdr.sgml : 20010815 ACCESSION NUMBER: 0000921530-01-500165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 1713656 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2128721054 MAIL ADDRESS: STREET 1: C/O AKIN, GUMP, STRAUSS,HAUER,FELD, STREET 2: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 soros13f.txt ............................... OMB APPROVAL ............................... OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response:..............24.7 ............................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ ]; Amendment Number: ----------------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 28-6460 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Assistant General Counsel Phone: 212-397-5516 Signature, Place, and Date of Signing: /S/ RICHARD D. HOLAHAN - -------------------------------------------------------------- [Signature] New York, New York - -------------------------------------------------------------- [City, State] August 14, 2001 - -------------------------------------------------------------- [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 258 Form 13F Information Table Value Total: $1,577,085(thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
- -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABS COM 002824100 $ 1,920 40,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO CL A 002896207 $ 1,335 30,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AES CORP JR SBDB CV4.5%05 00130HAN5 $ 5,627 3,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AETHER SYS INC SUB NT CV 6%05 00808VAA3 $ 1,710 3,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AGERE SYS INC CL A 00845V100 $ 40,004 5,480,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ALCOA INC COM 013817101 $ 493 12,508 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ALLIANCE FST PRODS INC COM 01859J108 $ 1,903 120,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ALLSTATE CORP COM 020002101 $ 2,200 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ALTERA CORP COM 021441100 $ 1,380 47,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ALZA CORP DEL SUB LYON ZERO 14 022615AC2 $ 16,256 12,800,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AMAZON COM INC COM 023135106 $ 849 60,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AMERICA MOVIL S A DE C V SPON ADR L SHS 02364W105 $ 2,534 121,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AMERICAN GENERAL CORP COM 026351106 $ 6,944 149,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AMERICAN GENERAL CORP COM 026351106 $ 12,829 276,200 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AMERICAN HOME PRODS CORP COM 026609107 $ 1,169 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP NT CV 2.25%09 029912AD4 $ 4,188 5,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORP NT CV 144A 5%10 029912AE2 $ 1,613 2,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES INC SB NT CV 144A 05 032654AC9 $ 28,311 30,815,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES INC SB NT CV 4.75%05 032654AD7 $ 24,347 26,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ANNTAYLOR STORES CORP GTD SB DB CV 19 036115AC7 $ 13,441 23,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AOL TIME WARNER INC COM 00184A105 $ 2,650 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- APACHE CORP ACES C DP 1/50 037411600 $ 2,181 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- APACHE CORP COM 037411105 $ 23,223 457,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- APEX SILVER MINES LTD ORD G04074103 $ 38,750 3,405,071 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- APPLE COMPUTER IN COM 037833100 $ 2,325 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- APPLIED MATLS INC COM 038222105 $ 982 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ARACRUZ CELULOSE S A SPON ADR CL B 038496204 $ 578 30,900 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ARBITRON INC COM 03875Q108 $ 2,410 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AREL COMMUNICATIO & SOFTWARE COM M14925107 $ 1,301 722,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ARROW ELECTRS INC COM 042735100 $ 10,352 426,200 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AT&T CORP COM 001957109 $ 1,118 50,800 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AUTONATION INC COM 05329W102 $ 580 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AVAX TECHNOLOGIES INC COM PAR $0.004 053495305 $ 89 98,876 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AVNET INC COM 053807103 $ 11,862 529,100 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- AXCAN PHARMA INC COM 054923107 $ 28,750 2,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BARNES & NOBLE INC COM 067774109 $ 2,951 75,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BARRETT RES CORP COM PAR $0.01 068480201 $ 4,424 74,987 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BERGEN BRUNSWIG CORP CL A 083739102 $ 6,197 322,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BIOVAIL CORP COM 09067J109 $ 2,175 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BJ SVCS CO COM 055482103 $ 7,781 274,164 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BLUEFLY INC COM 096227103 $ 4,179 4,138,084 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BORDERS GROUP INC COM 099709107 $ 1,120 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP COM 101137107 $ 1,700 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BRISTOL MYERS SQUIBB CO COM 110122108 $ 1,569 30,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- BURLINGTON NORTHN SANTA FE CP COM 12189T104 $ 4,230 140,200 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CABOT CORP COM 127055101 $ 2,010 55,800 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINL CORP COM 14040H105 $ 3,840 64,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CENDANT CORP COM 151313103 $ 3,900 200,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CEPHALON INC SB NT CV 144A 06 156708AB5 $ 5,651 5,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CHIEFTAIN INTL INC COM 16867C101 $ 4,311 150,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CIENA CORP NT CONV 3.75%08 171779AA9 $ 1,476 2,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 $ 1,350 75,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CISCO SYS INC COM 17275R102 $ 364 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CLAYTON HOMES INC COM 184190106 $ 373 23,700 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COCA-COLA FEMSA S A DE C V SPON ADR REP L 191241108 $ 568 23,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COLLAGENEX PHARMACEUTICALS, INC. COM 19419B100 $ 8,200 1,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COMCAST CORP CL A SPL 200300200 $ 1,428 32,911 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COMMSCOPE INC COM 203372107 $ 479 20,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 20441B407 $ 518 69,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COMPAQ COMPUTER CORP COM 204493100 $ 1,549 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CONCORD EFS INC COM 206197105 $ 5,201 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CONTINUCARE CORP COM 212172100 $ 720 2,250,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COOPER CAMERON CORP COM 216640102 $ 4,689 84,024 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COOPER CAMERON CORP SR DB CV ZERO 21 216640AA0 $ 7,313 10,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COR THERAPEU- TICS INC SR NT CV 144A 06 217753AE2 $ 3,469 3,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COVANCE INC COM 222816100 $ 1,133 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- COVENTRY HEALTH CARE INC COM 222862104 $ 349 17,300 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CROSSWORLDS SOFTWARE INC COM 22769P109 $ 4,097 1,321,586 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CYPRESS SEMI- CONDUCTOR CORP COM 232806109 $ 477 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CYPRESS SEMI- CONDUCTOR CORP SUB NT CV 4%05 232806AE9 $ 9,117 10,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- CYPRESS SEMI- CONDUCTOR CORP COM 232806109 $ 10,899 457,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DEAN FOODS CO COM 242361103 $ 659 16,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DELL COMPUTER CORP COM 247025109 $ 2,487 93,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DELPHI AUTO- MOTIVE SYS CORP COM 247126105 $ 1,991 125,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DELPHI AUTO- MOTIVE SYS CORP COM 247126105 $ 2,429 152,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DELTIC TIMBER CORP COM 247850100 $ 3,292 114,300 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORP NEW SRDBCV ZRO144A20 25179MAC7 $ 1,421 3,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DIAMOND OFF- SHORE DRILLING INC COM 25271C102 $ 2,569 77,732 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DIAMONDS TRUST SERIES I COM 252787106 $ 1,973 18,750 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DIGITAL IS INC DEL SUB NT CV 6%05 25385NAA9 $ 2,993 3,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- DONNELLEY R R & SONS CO COM 257867101 $ 2,020 68,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- E M C CORP MASS COM 268648102 $ 872 30,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- EASTMAN KODAK CO COM 277461109 $ 2,082 44,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ELECTRONIC DATA SYS NEW COM 285661104 $ 4,056 64,900 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- EMAGIN CORP COM 29076N107 $ 364 173,566 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- EMBRAER-EMPRESA BRASILEIRA DE SP ADR PFD SHS 29081M102 $ 976 25,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ENSCO INTL INC COM 26874Q100 $ 6,569 280,734 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- EQUIFAX INC COM 294429105 $ 3,862 105,300 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS AUTO EXCH SEC TRACES 302181201 $ 7,290 75,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- FEDERATED DEPT STORES INC DEL COM 31410H101 $ 1,913 45,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- FEDEX CORP COM 31428X106 $ 15,533 386,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- FIRST HEALTH GROUP CORP COM 320960107 $ 1,206 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- FOX ENTMT GROUP INC CL A 35138T107 $ 2,148 77,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD CL A 35671D105 $ 552 55,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GALILEO INTER- NATIONAL INC COM 363547100 $ 2,135 65,700 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GALILEO INTER- NATIONAL INC COM 363547100 $ 650 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GENENTECH INC COM NEW 368710406 $ 2,204 40,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GENERAL MTRS CORP COM 370442105 $ 1,931 30,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GENZYME CORP SB DEB CV 144A21 372917AJ3 $ 9,155 8,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GEORGIA PAC CORP COM-TIMBER GRP 373298702 $ 2,510 70,200 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES INC COM 375558103 $ 1,746 30,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GLOBAL CROSSING LTD PFD CV 6.375% G3921A126 $ 796 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GLOBAL MARINE INC COM 379352404 $ 3,678 197,446 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GOLDEN TELECOM INC COM 38122G107 $ 2,735 195,333 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GOODRICH CORP COM 382388106 $ 2,233 58,800 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GOODRICH CORP COM 382388106 $ 45,439 1,196,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GPU INC COM 36225X100 $ 6,193 176,200 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GREY WOLF INC COM 397888108 $ 740 185,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- GUIDANT CORP COM 401698105 $ 1,800 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON CO COM 406216101 $ 6,250 175,556 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HANCOCK JOHN FINL SVCS INC COM 41014S106 $ 1,812 45,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HARCOURT GEN INC COM 41163G101 $ 8,659 148,800 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HCA INC COM 404119109 $ 4,519 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HILTON HOTELS CORP COM 432848109 $ 7,965 686,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HOMESTAKE MNG CO COM 437614100 $ 1,426 180,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTL INC COM 438516106 $ 2,449 70,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HOT TOPIC INC COM 441339108 $ 311 10,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HOUGHTON MIFF- LIN CO COM 441560109 $ 1,199 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- HUMANA INC COM 444859102 $ 197 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- I2 TECHNOLOGIES INC SUBNTCV 144A 06 465754AD1 $ 2,645 3,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- I2 TECHNOLOGIES INC SUB NT CV5.25%06 465754AF6 $ 5,069 5,750,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- IBP INC COM 449223106 $ 6,669 264,100 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- IMRGLOBAL CORP- ORATION COM 45321W106 $ 8,819 806,900 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- INTEGRA LIFE- SCIENCES HLDGS CP COM NEW 457985208 $ 46,404 2,143,350 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- INTEGRATED DE- VICE TECHNOLOGY COM 458118106 $ 12,749 402,300 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- INTERMEDIA COMMUN- ICATIONS INC COM 458801107 $ 149 10,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- INTERMEDIA COMMUN- ICATIONS INC COM 458801107 $ 6,146 412,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY COM 459902102 $ 5,936 94,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- IVAX CORP SR SB CV 144A 08 465823AE2 $ 9,360 8,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- J P MORGAN CHASE & CO COM 46625H100 $ 2,676 60,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- JABIL CIRCUIT INC SB NT CV 1.75%21 466313AA1 $ 2,611 2,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON COM 478160104 $ 1,250 25,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- JOHNSON CTLS INC COM 478366107 $ 29,713 410,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- JOS A BANK CLOTHIERS INC COM 480838101 $ 3,051 616,401 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 $ 18,020 25,471,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- K MART CORP COM 482584109 $ 2,007 175,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LAMAR ADVERTISING CO NT CV 5.25%06 512815AF8 $ 3,404 3,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LANOPTICS LTD* ORD M6706C103 $ 6,613 716,485 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LATTICE SEMI- CONDUCTOR CORP SUB NT CV4.75%06 518415AC8 $ 13,520 9,950,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LENNAR CORP COM 526057104 $ 3,261 78,200 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LINCOLN NATL CORP IND COM 534187109 $ 1,294 25,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LIZ CLAIBORNE INC COM 539320101 $ 2,018 40,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LIZ CLAIBORNE INC COM 539320101 $ 19,403 384,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LNR PPTY CORP COM 501940100 $ 10,035 286,700 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LOWES COS INC COM 548661107 $ 726 10,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP COM 502161102 $ 400 21,300 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP SB NT CV 4.25%04 502161AD4 $ 2,061 1,521,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LUCENT TECH- NOLOGIES INC COM 549463107 $ 1,550 250,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 $ 2,050 128,100 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MAGNA INTL INC CL A 559222401 $ 17,223 280,100 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MANDALAY RESORT GROUP COM 562567107 $ 25,085 915,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MANOR CARE INC NEW COM 564055101 $ 1,895 59,700 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MATTEL INC COM 577081102 $ 2,800 148,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MCDATA CORP CL A 580031201 $ 263 15,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MCKESSON HBOC INC COM 58155Q103 $ 3,797 102,300 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MCMORAN EXPLO- RATION CO COM 582411104 $ 387 25,812 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MEDICALOGIC/ MEDSCAPE INC COM 584642102 $ 925 1,568,421 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MERCURY INTER- ACTIVE CORP SB NT CV 144A 07 589405AA7 $ 1,722 2,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MERRILL LYNCH & CO INC LYON ZERO 31 590188A65 $ 40,002 79,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MGM MIRAGE COM 552953101 $ 1,079 36,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MGM MIRAGE COM 552953101 $ 37,723 1,259,100 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 $ 18,513 253,609 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MICROTUNE INC DEL COM 59514P109 $ 13,191 599,573 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MINIMED INC COM 60365K108 $ 6,120 127,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MINIMED INC COM 60365K108 $ 1,934 40,300 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MIRANT TR I PFD CV SER A 60467Q102 $ 10,835 150,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- MOTOROLA INC COM 620076109 $ 828 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NASDAQ 100 TR UNIT SER 1 631100104 $ 1,143 25,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NAUTICA ENTER- PRISES INC COM 639089101 $ 3,575 175,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NETWORKS ASSOCS INC COM 640938106 $ 422 33,900 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NEWPORT NEWS SHIP BUILDING INC COM 652228107 $ 6,223 101,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NEXUS TELOCATION SYS LTD ORD M74919107 $ 2,145 961,666 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NOBLE DRILLING CORP COM 655042109 $ 5,746 175,457 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NORFOLK SOUTHERN CORP COM 655844108 $ 2,484 120,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NOVA CORP GA COM 669784100 $ 30,698 976,100 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NOVA CORP GA COM 669784100 $ 4,246 135,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORP SB NT CV 4.75%07 67066GAA2 $ 2,488 2,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- OFFICE DEPOT INC COM 676220106 $ 1,038 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- OPEN JT STK CO-VIMPEL COMMUNIC SPONSORED ADR 68370R109 $ 2,584 174,935 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ORTEC INTL INC COM 68749B108 $ 4,731 722,328 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- OSI PHARMA- CEUTICALS INC COM 671040103 $ 1,415 26,900 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 $ 1,202 30,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PHARMACEUTICAL PROD DEV INC COM 717124101 $ 1,678 55,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PITTSTON CO COM BRINKS GRP 725701106 $ 2,220 99,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PLUM CREEK TIMBER CO INC COM 729251108 $ 506 18,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PRAECIS PHARMA- CEUTICALS, INC. COM 739421105 $ 19,653 1,195,414 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PRIDE INTL INC SB DB CV ZRO 18 741932AB3 $ 7,625 17,850,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PROVIDIAN FINL CORP COM 74406A102 $ 4,262 72,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- PUBLIC SVC ENTER- PRISE GROUP COM 744573106 $ 1,712 35,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- QUAKER OATS CO COM 747402105 $ 2,738 30,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- QUANTA SVCS INC COM 74762E102 $ 9,929 450,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- QUEST DIAG- NOSTICS INC COM 74834L100 $ 1,931 25,800 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- QUINTILES TRANS- NATIONAL CORP COM 748767100 $ 1,894 75,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- RADIOSHACK CORP COM 750438103 $ 2,288 75,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- RALSTON PURINA CO COM 751277302 $ 600 20,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- RATIONAL SOFT- WARE CORP SUB NT CV 144A07 75409PAA1 $ 5,205 4,900,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- RATIONAL SOFT- WARE CORP SUB NT CONV 5%07 75409PAC7 $ 20,713 19,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- RCN CORPORATION COM 749361101 $ 1,335 243,186 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- REDBACK NET- WORKS INC SB NT CV 5%07 757209AB7 $ 1,164 2,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- REEBOK INTL LTD COM 758110100 $ 4,249 133,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- REMEDY CORP COM 759548100 $ 4,002 115,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ROCKWELL INTL CORP NEW COM 773903109 $ 21,061 552,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ROGERS COMMUNI- CATIONS INC DB CONV 2.00%05 775109AE1 $ 18,720 24,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ROSETTA INPHARM- ATICS INC COM 777777103 $ 2,713 175,050 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ROWAN COS INC COM 779382100 $ 5,327 241,043 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ROXIO INC COM 780008108 $ 2,296 176,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- S1 CORPORATION COM 78463B101 $ 148 10,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SAKS INC COM 79377W108 $ 1,680 175,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SANMINA CORP SD CV ZRO 144A20 800907AC1 $ 6,591 18,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SANMINA CORP SB DB CV ZERO 20 800907AD9 $ 4,097 11,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SCHERING PLOUGH CORP COM 806605101 $ 4,349 120,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SCHLUM- BERGER LTD COM 806857108 $ 2,633 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SEARS ROEBUCK & CO COM 812387108 $ 3,385 80,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SEPRACOR INC SUB DB CONV 7%05 817315AH7 $ 9,890 11,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SEPRACOR INC SB DEB CONV 5%07 817315AL8 $ 4,028 6,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SHERWIN WILLIAMS CO COM 824348106 $ 950 42,800 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SHIRE PHARMA- CEUTICALS GRP PLC SPONSORED ADR 82481R106 $ 538 9,700 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SMITH INTL INC COM 832110100 $ 1,181 19,723 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SOLECTRON CORP SR LYON ZERO 20 834182AK3 $ 9,900 19,950,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SPACELABS MED INC COM 846247104 $ 285 23,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SPX CORP COM 784635104 $ 7,936 63,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SPX CORP LYON ZERO 144A21 784635AC8 $ 2,685 4,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- STANCORP FINL GROUP INC COM 852891100 $ 6,753 142,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- SUIZA FOODS CORP COM 865077101 $ 9,717 183,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TALBOTS INC COM 874161102 $ 2,188 50,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TENET HEALTH- CARE CORP COM 88033G100 $ 4,437 86,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TENET HEALTH- CARE CORP COM 88033G100 $ 6,315 122,400 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TEXACO INC COM 881694103 $ 539 8,100 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TEXACO INC COM 881694103 $ 13,700 205,700 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRS INC COM 882508104 $ 3,938 125,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TITAN PHARMA- CEUTICALS INC DEL COM 888314101 $ 750 25,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TJX COS INC NEW COM 872540109 $ 3,407 106,900 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TOSCO CORP COM NEW 891490302 $ 9,405 213,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TRANSOCEAN SEDCO FOREX INC. ORD G90078109 $ 4,029 97,673 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TRANSWITCH CORP NT CONV 4.5%05 894065AB7 $ 1,778 2,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TRIGON HEALTH- CARE INC COM 89618L100 $ 26,582 409,900 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TRIQUINT SEMI- CONDUCTOR INC SUB NT CV 4%07 89674KAB9 $ 2,920 4,000,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TUBOS DE ACERO DE MEXICO S A ADR NEW 898592506 $ 1,916 151,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- TYCO INTL LTD NEW LYON ZERO 20 902124AC0 $ 20,081 26,400,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- ULTRAMAR DIAMOND SHAMROCK CORP COM 904000106 $ 3,780 80,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- US BANCORP DEL COM NEW 902973304 $ 570 25,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- USA NETWORKS INC COM 902984103 $ 2,819 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- USX-U S STL COM 90337T101 $ 2,015 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VALENTIS, INC. COM 91913E104 $ 262 41,924 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VARCO INTL INC DEL COM 922122106 $ 1,861 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VENATOR GROUP INC COM 922944103 $ 1,530 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNI- CATIONS DB CV ZRO 144A21 92343VAA2 $ 5,642 10,500,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMA- CEUTICALS INC SUB NT CV 5%07 92532FAD2 $ 5,793 7,000,000 X X - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority Fair Market Shares or Shared Value (in Principal Instr. Shared Issuer Title of Class Cusip Number thousands) Amount Sole 12.b.vi Other Sole Shared None - ------ -------------- ------------ ---------- --------- ---- ------- ------ ---- ------ ---- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VIGNETTE CORP COM 926734104 $ 887 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VIROPHARMA INC COM 928241108 $ 79,774 2,346,295 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VISTEON CORP COM 92839U107 $ 4,295 233,700 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- VOTORANTIM CELU- LOSE E PAPEL SA SPONSORED ADR 92906P106 $ 538 35,600 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- WASTE MGMT INC DEL COM 94106L109 $ 3,082 100,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- WELLPOINT HEALTH NETWORK NEW COM 94973H108 $ 7,982 84,700 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- WESTWOOD ONE INC COM 961815107 $ 16,822 456,500 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- WILLAMETTE INDS INC COM 969133107 $ 1,495 30,200 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- WIND RIVER SYSTEMS INC SUB NT CONV 5%02 973149AC1 $ 23,808 25,260,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 $ 1,870 125,000 X X - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- Number of Data Records: 258 $1,577,085 - -------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------
The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 exercise investment discretion with respect to certain securities held in accounts managed by Soros Fund Management LLC and such managers will report such positions on their reports: 28-06151 Bessent Capital Management LLC 28-06081 Bradford Capital LLC 28-6432 Cambridge Investments Ltd. 28-5611 CastleRock Asset Management, Inc. 28-4298 Everest Capital Limited 28-05143 High Rock Asset Management LLC 28-06297 Intrepid Capital Management LLC 28-5321 JLF Asset Management, LLC 28-05227 JL Advisors L.L.C. 28-6301 Origin Capital Management LLC 28-04503 Ridgecrest Investment Management LLC 28-5307 Satellite Fund Management LLC 28-06099 Seminole Management Company, Inc. 28-5367 Sirios Capital, L.L.C. 28-05389 SLS Management, LLC 28-7816 Wyper Partners LLC -----END PRIVACY-ENHANCED MESSAGE-----