-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BUJgZ0WJgvgea2MObmK0RqYZ6Fx/0lPzRudnWtiruP65383VS4yKUQpGV9X0DEcS l0+Dkxh3ISjleUZMKvIgPw== 0000921530-03-000354.txt : 20030515 0000921530-03-000354.hdr.sgml : 20030515 20030514192437 ACCESSION NUMBER: 0000921530-03-000354 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030515 EFFECTIVENESS DATE: 20030515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 03700703 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2128721054 MAIL ADDRESS: STREET 1: C/O AKIN, GUMP, STRAUSS,HAUER,FELD, STREET 2: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 soros_sfm13f-033103.txt PERIOD ENDED 03/31/03 ................................ . OMB APPROVAL . ................................ .OMB Number: 3235-0006. .Expires: October 31, 2003. .Estimated average . . burden hours per . . response:..............23.5. ................................ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2003 -------------- Check here if Amendment [ ]; Amendment Number: ----------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard D. Holahan, Jr. Title: Assistant General Counsel Phone: 212-397-5516 Signature, Place, and Date of Signing: /s/ Richard D. Holahan, Jr. New York, New York May 14, 2003 - ----------------------------- ------------------ ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 2 of 8 Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ---------- Form 13F Information Table Entry Total: 134 ---------- Form 13F Information Table Value Total: $1,983,899 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1. 028 - 10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter Ended March 31, 2003 Page 3 of 8
Investment Discretion Voting Authority Fair Shares or Title Cusip Market Value Principal Shared Shared- Other of ----- ------------- --------- ------ ------- ----- Issuer Class Number (in thousands) Amount Sole Instr.V Other Managers** Sole Shared None - ----- ----- ------ -------------- --------- ---- ------- ------- -------- ---- ------ ---- - --------------------------------------------------------------------------------------------------------------------------------- AMR CORP COM 001765106 $ 1,365 650,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AOL TIME WARNER INC COM 00184A105 $ 2,172 200,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- APEX SILVER MINES LTD ORD G04074103 $ 45,628 3,405,071 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ATMI INC SUB NT CV5.25%06 00207RAC5 $ 3,626 3,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ADVANCED FIBRE COMMUNICATIONS COM 00754A105 $ 1,561 103,100 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ADVANCED MEDICAL OPTICS INC COM 00763M108 $ 7,064 525,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AGERE SYS INC SB NT CV 6.5%09 00845VAA8 $ 3,820 4,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES SR CONV INC DEB 21 00846UAB7 $ 5,490 6,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ALLOS THERAPEUTICS INC COM 019777101 $ 10,000 2,500,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AMERICA MOVIL SPON ADR S A DE C V L SHS 02364W105 $ 19,186 1,435,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 $ 3,108 214,030 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AMERIPATH INC COM 03071D109 $ 355 16,737 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ANTHEM INC COM 03674B104 $ 33,656 508,021 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- APACHE CORP COM 037411105 $ 35,292 571,630 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AREL COMMUNICATIONS & SOFTWARE COM M14925107 $ 195 722,500 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ARRIS GROUP INC COM 04269Q100 $ 278 75,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ARROW ELECTRS INC COM 042735100 $ 6,265 426,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ARVINMERITOR INC COM 043353101 $ 2,099 150,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ASPECT TELECOMMUNI- SB DB CV CATIONS CORP ZERO 18 045237AE4 $ 1,006 2,500,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AVAX TECHNOLOGIES COM PAR INC $0.004 053495305 $ 11 91,362 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AVAYA INC LYON 10/31/21 053499AA7 $ 3,308 7,250,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AVNET INC COM 053807103 $ 5,545 529,100 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- AXCAN PHARMA INC COM 054923107 $ 25,900 2,500,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- BEA SYS INC SB NT CV4%06 073325AD4 $ 4,600 5,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- BEST BUY INC SR DEB CV .684%21 086516AD3 $ 5,632 8,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- BLUEFLY INC COM 096227103 $ 4,335 5,287,082 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- BRISTOL MYERS SQUIBB CO COM 110122108 $ 1,838 87,000 X 1 X - ---------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended March 31, 2003 Page 4 of 8
Investment Discretion Voting Authority Fair Shares or Title Cusip Market Value Principal Shared Shared- Other of ----- ------------- --------- ------ ------- ----- Issuer Class Number (in thousands) Amount Sole Instr.V Other Managers** Sole Shared None - ----- ----- ------ -------------- --------- ---- ------- ------- -------- ---- ------ ---- - --------------------------------------------------------------------------------------------------------------------------------- BROOKFIELD HOMES CORP COM 112723101 $ 10,845 819,100 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- BURLINGTON NORTHN SANTA FE CP COM 12189T104 $ 65,517 2,631,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- BURLINGTON NORTHN SANTA FE CP COM 12189T104 $ 505 20,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- CSX CORP COM 126408103 $ 14,830 520,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- CHARLOTTE RUSSE HLDG INC COM 161048103 $ 240 29,700 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- CLEAR CHANNEL COMMUNICATIONS COM 184502102 $ 13,568 400,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- COLLAGENEX PHARMACEUTICALS INC COM 19419B100 $ 8,550 1,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- COCA-COLA FEMSA SPON ADR S A DE C V REP L 191241108 $ 6,244 364,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- CNH GLOBAL NV SHS NEW N20935206 $ 11,120 7,128,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- COMCAST CORP NEW CL A SPL 20030N200 $ 1,429 52,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- COMMSCOPE INC COM 203372107 $ 153 20,400 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- COMPANHIA VALE DO SPONSORED RIO DOCE ADR 204412209 $ 13,475 500,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- CONTINUCARE CORP COM 212172100 $ 788 2,250,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- CYPRESS SEMI- CONDUCTOR CORP COM 232806109 $ 3,974 576,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- CYPRESS SEMI- SUB NT CV CONDUCTOR CORP 4%05 232806AE9 $ 900 1,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- DELPHI CORP COM 247126105 $ 398 58,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES INC DEL COM 247361108 $ 3,560 400,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- DELTIC TIMBER CORP COM 247850100 $ 2,732 114,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- DOLE FOOD INC COM 256605106 $ 1,674 50,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- DUN & BRADSTREET CORP DEL NEW COM 26483E100 $ 35,653 932,100 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ECHOSTAR COMMUNICA- SB NT CV TIONS NEW 4.875%07 278762AD1 $ 1,938 2,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ECHOSTAR COMMUNICA- SUB NT CV TIONS NEW 5.75%08 278762AG4 $ 8,160 8,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ENPRO INDS INC COM 29355X107 $ 2,493 626,480 X 1 X - ---------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended March 31, 2003 Page 5 of 8
Investment Discretion Voting Authority Fair Shares or Title Cusip Market Value Principal Shared Shared- Other of ----- ------------- --------- ------ ------- ----- Issuer Class Number (in thousands) Amount Sole Instr.V Other Managers** Sole Shared None - ----- ----- ------ -------------- --------- ---- ------- ------- -------- ---- ------ ---- - --------------------------------------------------------------------------------------------------------------------------------- EXPEDIA INC CL A 302125109 $ 3,978 77,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORP COM 30231G102 $ 36,698 1,050,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- FEDEX CORP COM 31428X106 $ 3,012 54,700 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP COM 337932107 $ 8,628 273,900 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- FOMENTO ECONOMICO SPON ADR MEXICANO SA UNITS 344419106 $ 15,837 476,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- GAP INC DEL SR NT CV 5.75%09 364760AJ7 $ 12,275 10,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- GEORGIA PAC CORP COM 373298108 $ 55,236 3,973,800 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- GOLDEN WEST FINL CORP DEL COM 381317106 $ 17,932 249,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- GOODRICH CORP COM 382388106 $ 9,630 684,900 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- GREAT LAKES CHEM CORP COM 390568103 $ 431 19,400 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- HARRIS CORP DEL COM 413875105 $ 13,885 500,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- HEWLETT PACKARD CO COM 428236103 $ 17,105 1,100,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- HILTON HOTELS CORP COM 432848109 $ 6,921 596,100 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- HOME DEPOT INC COM 437076102 $ 31,668 1,300,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTL INC COM 438516106 $ 30,545 1,430,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- INSIGNIA FINL GROUP INC NEW COM 45767A105 $ 137 12,500 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- INTEGRA LIFESCIENCES HLDGS CP COM NEW 457985208 $ 60,504 2,630,625 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- INTEGRATED DEVICE TECHNOLOGY COM 458118106 $ 3,353 422,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY COM 459902102 $ 12,007 146,600 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL RECTIFIER CORP COM 460254105 $ 34,328 1,745,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- INTRABIOTICS PHARMACEUTICALS COM 46116T506 $ 368 1,750,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION COM 477143101 $ 264,246 9,536,138 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- JOHNSON CTLS INC COM 478366107 $ 8,207 113,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- JOS A BANK CLOTHIERS INC COM 480838101 $ 14,259 583,901 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LNR PPTY CORP COM 501940100 $ 9,807 291,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP SB NT CV 4.25%04 502161AD4 $ 24,449 24,884,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LABORATORY CORP AMER HLDGS COM NEW 50540R409 $ 8,427 284,200 X 1 X - ---------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended March 31, 2003 Page 6 of 8
Investment Discretion Voting Authority Fair Shares or Title Cusip Market Value Principal Shared Shared- Other of ----- ------------- --------- ------ ------- ----- Issuer Class Number (in thousands) Amount Sole Instr.V Other Managers** Sole Shared None - ----- ----- ------ -------------- --------- ---- ------- ------- -------- ---- ------ ---- - --------------------------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORP SUB NT CV 4%06 512807AE8 $ 9,025 10,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LANOPTICS LTD ORD M6706C103 $ 2,915 636,485 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR SUB NT CV CORP 4.75%06 518415AC8 $ 1,411 1,530,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LEAR CORP COM 521865105 $ 824 23,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LENNAR CORP CL A 526057104 $ 3,524 65,800 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LIZ CLAIBORNE INC COM 539320101 $ 17,433 563,800 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- LOUISIANA PAC CORP COM 546347105 $ 9,825 1,239,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- MARATHON OIL CORP COM 565849106 $ 15,581 650,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- MBNA CORP COM 55262L100 $ 33,110 2,200,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- MCG CAPITAL CORPORATION COM 58047P107 $ 19,887 1,990,666 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- MGM MIRAGE COM 552953101 $ 8,927 305,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- MAGNA INTL INC CL A 559222401 $ 16,777 320,900 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- MANDALAY RESORT GROUP COM 562567107 $ 32,320 1,172,700 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- MCDONALDS CORP COM 580135101 $ 145 10,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- METLIFE INC COM 59156R108 $ 4,303 163,100 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- MICROSTRATEGY INC SUB NT CV 7.5%07 594972AA9 $ 26 42,700 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- NTL INC DEL COM 62940M104 $ 501 56,459 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- NASDAQ 100 TR UNIT SER 1 631100104 $ 505 20,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- NVIDIA CORP COM 67066G104 $ 16,486 1,280,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC DEL COM 67481E106 $ 2,046 102,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- PMC-SIERRA INC SB NT CV 3.75%06 69344FAB2 $ 850 1,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- PENN TRAFFIC CO NEW COM NEW 707832200 $ 11,177 9,013,981 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 $ 46,740 1,500,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- PHARMACIA CORP COM 71713U102 $ 170,026 3,926,700 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- PHELPS DODGE CORP COM 717265102 $ 100,623 3,098,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- PHOTRONICS INC SUB NT CONV 6%04 719405AA0 $ 7,900 8,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- POTASH CORP SASK INC COM 73755L107 $ 9,270 150,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- PRAECIS PHARMA- CEUTICALS INC COM 739421105 $ 4,782 1,195,414 X 1 X - ---------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended March 31, 2003 Page 7 of 8
Investment Discretion Voting Authority Fair Shares or Title Cusip Market Value Principal Shared Shared- Other of ------ ------------- --------- ------ ------- ----- Issuer Class Number (in thousands) Amount Sole Instr.V Other Managers** Sole Shared None - ----- ----- ----- -------------- --------- ---- ------- ------- -------- ---- ------ ---- - --------------------------------------------------------------------------------------------------------------------------------- PROBUSINESS SERVICES INC COM 742674104 $ 566 42,500 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- PURADYN FILTER TECHNOLOGIES INC COM 746091107 $ 9,826 4,570,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- QUANTA SVCS INC COM 74762E102 $ 1,482 463,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INC COM 74834L100 $ 17,495 293,100 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- R H DONNELLEY CORP COM NEW 74955W307 $ 38,584 1,300,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- ROXIO INC COM 780008108 $ 1,095 176,600 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- SHAW GROUP INC COM 820280105 $ 5,645 561,700 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- SHERWIN WILLIAMS CO COM 824348106 $ 1,131 42,800 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- SKYWEST INC COM 830879102 $ 1,248 120,800 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- SOLECTRON CORP SR LYON ZER 20 834182AK3 $ 358 578,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- STANCORP FINL GROUP INC COM 852891100 $ 15,063 292,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- STEWART ENTERPRISES INC CL A 860370105 $ 1,692 626,800 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- SUNCOR ENERGY INC COM 867229106 $ 15,400 881,500 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- TJX COS INC NEW COM 872540109 $ 12,320 700,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- TAUBMAN CTRS INC COM 876664103 $ 485 28,500 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- TELEFONOS DE MEXICO SPON ADR S A ORD L 879403780 $ 17,410 585,800 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- TENET HEALTHCARE CORP COM 88033G100 $ 4,484 268,500 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- TRANSACTION SYS ARCHITECTS CL A 893416107 $ 4,455 750,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- TYCO INTL LTD NEW LYON ZERO 20 902124AC0 $ 3,000 4,000,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- VALENTIS INC COM NEW 91913E302 $ 5,618 1,404,529 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- VIACOM INC CL B 925524308 $ 42,911 1,175,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- VIROPHARMA INC COM 928241108 $ 1,084 473,149 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- VISTEON CORP COM 92839U107 $ 185 31,200 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- WASHINGTON MUT INC COM 939322103 $ 56,541 1,603,100 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- WELLPOINT HEALTH NETWORK NEW COM 94973H108 $ 17,215 224,300 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- WESTWOOD ONE INC COM 961815107 $ 1,406 45,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- WET SEAL INC CL A 961840105 $ 1,369 187,530 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- XCEL ENERGY INC COM 98389B100 $ 1,249 97,500 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- YELLOW CORP COM 985509108 $ 11,689 485,000 X 1 X - --------------------------------------------------------------------------------------------------------------------------------- $ 1,983,899
Page 8 of 8 The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 ("Section 13(f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager and such managers will report such positions on their reports: 028-10391 Acharne Global LLC 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-05444 Brahman Capital Corp. 028-05227 JL Advisors L.L.C. 028-06301 Origin Capital Management LLC 028-04503 Ridgecrest Investment Management LLC 028-06099 Seminole Management Company, Inc. 028-05367 Sirios Capital, L.L.C. 028-04945 Wyper Partners LLC ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC have investment discretion or voting authority over such securities. -----END PRIVACY-ENHANCED MESSAGE-----