-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ieo0gJ+sPB4OmRQXr/JLLkPgxBD98lhu0nWpKDkndBg8ZgEkWxXIvv+jk/blp0mo EH/H4axbGZcIlIrj7gvUPw== 0000921530-05-000671.txt : 20051114 0000921530-05-000671.hdr.sgml : 20051111 20051114163545 ACCESSION NUMBER: 0000921530-05-000671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 EFFECTIVENESS DATE: 20051114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 IRS NUMBER: 133914976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06420 FILM NUMBER: 051202082 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 soros_13f93005.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 ------------------ Check here if Amendment [ ]; Amendment Number: -------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Soros Fund Management LLC Address: 888 Seventh Avenue New York, New York 10106 Form 13F File Number: 028-06420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jodye M. Anzalotta Title: Assistant General Counsel Phone: 212-320-5531 Signature, Place, and Date of Signing: /s/ Jodye M. Anzalotta New York, New York November 14, 2005 - ---------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 -------------- Form 13F Information Table Entry Total: 214 -------------- Form 13F Information Table Value Total: $ 2,597,658 -------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1. 028 - 10418 George Soros Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- AEP INDS INC COM 001031103 $ 996 45,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ATMI INC COM 00207R101 $ 4,898 158,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AU OPTRONICS CORP SPONSORED ADR 002255107 $ 7,243 558,900 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ABGENIX INC COM 00339B107 $ 767 60,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ACTIVISION INC NEW COM NEW 004930202 $ 2,904 142,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ADAMS RESPIRATORY THERAPEUTI COM 00635P107 $ 164,304 5,088,376 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES INC COM 007903107 $ 1,595 63,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ADVANCED ENERGY INDS COM 007973100 $ 560 52,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AFFYMETRIX INC COM 00826T108 $ 1,544 33,400 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AGERE SYS INC COM 00845V308 $ 1,255 120,550 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AGERE SYS INC NOTE 6.500% 12/1 00845VAA8 $ 32,080 32,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES INC CALL 00846U101 $ 2,948 90,000 SH C X X - ----------------------------------------------------------------------------------------------------------------------------------- ALAMOSA HLDGS INC COM 011589108 $ 1,061 62,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ALLEGHENY ENERGY INC COM 017361106 $ 5,118 166,600 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ALLOS THERAPEUTICS INC COM 019777101 $ 4,215 1,727,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AMAZON COM INC COM 023135106 $ 13,250 292,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AMERICA MOVIL SPON ADR S A DE C V L SHS 02364W105 $ 1,184 45,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS CO DBCV 1.850% 12/0 025816AS8 $ 3,164 3,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- ANGLOGOLD SPONSORED ASHANTI LTD ADR 035128206 $ 1,455 34,292 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- APEX SILVER MINES LTD ORD G04074103 $ 37,048 2,358,221 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- APPLE COMPUTER INC COM 037833100 $ 13,939 260,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- APPLIED MATLS INC COM 038222105 $ 4,240 250,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- APPLIED MICRO CIRCUITS CORP COM 03822W109 $ 5,262 1,754,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ARCHIPELAGO HLDG INC COM 03957A104 $ 13,429 337,000 SH X X - -----------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- AREL COMMUNICATIONS & SOFTWA COM M14925107 $ 557 525,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ARIAD PHARMACEUTICALS INC COM 04033A100 $ 458 61,602 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ASSURANT INC COM 04621X108 $ 1,979 52,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AUXILIUM PHARMACEUTICALS INC COM 05334D107 $ 19,309 3,877,403 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AVAYA INC COM 053499109 $ 5,047 490,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AVNET INC PUT 053807103 $ 1,223 50,000 SH P X X - ----------------------------------------------------------------------------------------------------------------------------------- AXCELIS TECHNOLOGIES INC COM 054540109 $ 6,040 1,157,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- AXCELIS NOTE TECHNOLOGIES INC 4.250% 1/1 054540AB5 $ 55,572 56,347,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- AXONYX INC COM 05461R101 $ 55 47,700 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BJ SVCS CO COM 055482103 $ 17,275 480,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BARRICK GOLD CORP COM 067901108 $ 2,667 91,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BARRIER THERAPEUTICS INC COM 06850R108 $ 19,505 2,324,734 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BEA SYS INC NOTE 4.000% 12/1 073325AD4 $ 49,676 50,305,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC DEL CL A 084670108 $ 2,050 25 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BIOENVISION INC COM 09059N100 $ 3,012 375,044 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BIOMET INC COM 090613100 $ 2,780 80,100 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BISYS GROUP INC PUT 055472104 $ 376 28,000 SH P X X - ----------------------------------------------------------------------------------------------------------------------------------- BLACK & DECKER CORP PUT 091797100 $ 1,642 20,000 SH P X X - ----------------------------------------------------------------------------------------------------------------------------------- BLUEFLY INC COM 096227103 $ 8,089 5,287,082 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BROADCOM CORP CL A 111320107 $ 206 4,393 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYS INC COM 111621108 $ 8,211 2,012,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BROCADE NOTE COMMUNICATIONS 2.000% SYS INC 1/0 111621AB4 $ 24,797 25,303,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- BROOKFIELD HOMES CORP COM 112723101 $ 4,759 85,700 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- BROOKS AUTOMATION NOTE INC 4.750% 6/0 11434AAB6 $ 26,946 27,779,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- CMS ENERGY CORP COM 125896100 $ 3,196 194,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CSX CORP COM 126408103 $ 5,020 108,000 SH X X - -----------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- CALIPER LIFE SCIENCES INC COM 130872104 $ 332 47,290 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CEPHALON INC COM 156708109 $ 873 18,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CEPHEID COM 15670R107 $ 319 43,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CERIDIAN CORP NEW COM 156779100 $ 9,894 476,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS INC DEL CL A 16117M107 $ 30 20,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CHICAGO MERCANTILE HLDGS INC CL A 167760107 $ 3,744 11,100 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CHINA MOBILE HONG SPONSORED KONG LTD ADR 16941M109 $ 2,156 87,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CIENA CORP COM 171779101 $ 5,631 2,132,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CISCO SYS INC COM 17275R102 $ 9,408 525,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- COMPUTER ASSOC INTL INC PUT 204912109 $ 973 35,000 SH P X X - ----------------------------------------------------------------------------------------------------------------------------------- COMPUTER ASSOC INTL INC COM 204912109 $ 2 65 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- COMPUTER NETWORK NOTE TECHNOLOGY CP 3.000% 2/1 204925AC5 $ 23,119 24,020,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- COMVERSE TECHNOLOGY DBCV INC 1.500% 12/0 205862AJ4 $ 1,970 2,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- CONSOL ENERGY INC COM 20854P109 $ 3,585 47,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CORNING INC COM 219350105 $ 26,289 1,360,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CORNING INC DBCV 11/0 219350AJ4 $ 17,170 21,100,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- CROSSROADS SYS INC COM 22765D100 $ 17 15,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- CRYPTOLOGIC INC COM 228906103 $ 576 32,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- DPL INC COM 233293109 $ 1,946 70,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- DADE BEHRING HLDGS INC COM 23342J206 $ 2,955 80,600 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COM 23918K108 $ 3,340 72,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- DISCOVERY HOLDING CO CL A COM 25468Y107 $ 115 8,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- DISCOVERY HOLDING CO CL A COM 25468Y107 $ 255 17,692 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORP COM 264399106 $ 6,251 214,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- E M C CORP MASS NOTE 4.500% 4/0 268648AG7 $ 2,591 2,500,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- EATON VANCE CORP COM NON VTG 278265103 $ 1,916 77,200 SH X X - -----------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- EBAY INC COM 278642103 $ 26,656 647,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ECHOSTAR COMMUNICATIONS NEW NOTE 5.750% 5/1 278762AG4 $ 50,554 51,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- ECHOSTAR COMMUNICATIONS NEW CALL 278762109 $ 1,479 50,000 SH C X X - ----------------------------------------------------------------------------------------------------------------------------------- EDISON INTL COM 281020107 $ 3,600 76,141 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- EL PASO ELEC CO COM NEW 283677854 $ 1,022 49,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ELECTRONIC ARTS INC COM 285512109 $ 3,365 59,150 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- EMULEX CORP NOTE 0.250% 12/1 292475AD2 $ 19,673 20,600,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- EXELON CORP COM 30161N101 $ 6,563 122,806 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- EXTREME NETWORKS INC COM 30226D106 $ 1,050 236,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- EXTREME NETWORKS NOTE INC 3.500% 12/0 30226DAB2 $ 58,367 59,710,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- FALCONBRIDGE LTD NEW 2005 COM 306104100 $ 3,842 143,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- FEDEX CORP COM 31428X106 $ 10,020 115,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- FINISAR COM 31787A101 $ 55 40,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- FIRSTENERGY CORP COM 337932107 $ 1,049 20,132 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- FLUOR CORP NEW COM 343412102 $ 934 14,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- FLUOR CORP NEW PUT 343412102 $ 657 10,200 SH P X X - ----------------------------------------------------------------------------------------------------------------------------------- FOUNDRY NETWORKS INC COM 35063R100 $ 754 59,400 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- GENITOPE CORP COM 37229P507 $ 547 78,850 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- HALLIBURTON CO COM 406216101 $ 17,301 252,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- HUMANA INC COM 444859102 $ 9,648 201,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- HYPERCOM CORP COM 44913M105 $ 665 102,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INCYTE CORP COM 45337C102 $ 529 112,450 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 $ 88,541 2,314,187 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INTEL CORP COM 458140100 $ 26,252 1,065,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INTERACTIVE DATA CORP COM 45840J107 $ 2,152 95,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHS COM 459200101 $ 26,152 326,000 SH X X - -----------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY COM 459902102 $ 702 26,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INTL PAPER CO COM 460146103 $ 1,142 38,326 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL NOTE RECTIFIER CORP 4.250% 7/1 460254AE5 $ 61,955 63,059,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL RECTIFIER CORP CALL 460254105 $ 1,352 30,000 SH C X X - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL SECS EXCH INC CL A 46031W204 $ 1,020 43,600 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INTRABIOTICS PHARMACEUTICALS COM NEW 46116T506 $ 356 97,133 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- INVITROGEN CORP NOTE 2.250% 12/1 46185RAD2 $ 1,001 1,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- ISHARES INC MSCI BRAZIL 464286400 $ 6,331 190,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- JDS UNIPHASE CORP COM 46612J101 $ 7,326 3,300,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- JETBLUE AWYS CORP COM 477143101 $ 196,012 11,137,055 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- KLA-TENCOR CORP COM 482480100 $ 9,728 199,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- KB HOME COM 48666K109 $ 1,940 26,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- KEYSPAN CORP COM 49337W100 $ 4,645 126,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- KOREA ELECTRIC PWR SPONSORED ADR 500631106 $ 8,807 497,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LG PHILIP LCD SPONS CO LTD ADR REP 50186V102 $ 915 44,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP NOTE 4.000% 11/0 502161AG7 $ 65,336 65,664,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- LABORATORY CORP AMER HLDGS COM NEW 50540R409 $ 2,976 61,100 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LABRANCHE & CO INC COM 505447102 $ 10,229 1,177,100 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR CORP COM 518415104 $ 4,819 1,126,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LANOPTICS LTD ORD M6706C103 $ 1,391 219,334 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR CORP NOTE 7/0 518415AE4 $ 40,765 48,100,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- LEGG MASON INC COM 524901105 $ 5,155 47,000 SH X X - -----------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA CORP NEW COM SER A 530718105 $ 242 30,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA CORP NEW COM SER A 530718105 $ 1,424 176,928 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LIFE TIME FITNESS INC COM 53217R207 $ 961 29,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORP COM 539830109 $ 1,922 31,493 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LONE STAR TECHNOLOGIES INC COM 542312103 $ 12,508 225,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- LUCENT TECHNOLOGIES INC COM 549463107 $ 16,995 5,229,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS INC COM 58405U102 $ 1,120 20,425 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MERCK & CO INC COM 589331107 $ 21,360 785,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MERCK & CO INC COM 589331107 $ 1,905 70,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MERCURY NOTE INTERACTIVE CORP 4.750% 7/0 589405AB5 $ 44,699 44,699,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- MERCURY INTERACTIVE CORP NOTE 5/0 589405AD1 $ 15,760 16,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 $ 47,245 1,836,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 $ 337 13,101 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MITTAL STEEL CO N V NY REG SH CL A 60684P101 $ 23,391 812,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MOBILE SPONSORED TELESYSTEMS OJSC ADR 607409109 $ 5,453 134,047 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MOODYS CORP COM 615369105 $ 2,053 40,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MOSAIC CO COM 61945A107 $ 3,428 213,994 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MOTOROLA INC COM 620076109 $ 13,981 632,900 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MYOGEN INC COM 62856E104 $ 11,438 486,742 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- MYRIAD GENETICS INC COM 62855J104 $ 984 45,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NII HLDGS INC CL B NEW 62913F201 $ 2,821 33,400 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NAM TAI ELECTRS INC COM PAR $0.02 629865205 $ 7,085 278,600 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NASDAQ 100 TR UNIT SER 1 631100104 $ 78,920 2,000,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NASDAQ STOCK MARKET INC COM 631103108 $ 5,159 203,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NEW YORK TIMES CO CL A 650111107 $ 200 6,720 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NEWMONT MINING CORP COM 651639106 $ 1,887 40,000 SH X X - -----------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- NEWS CORP CL B 65248E203 $ 3,816 231,272 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NOKIA CORP SPONSORED ADR 654902204 $ 12,767 755,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NOVA CHEMICALS CORP COM 66977W109 $ 30,231 821,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- OFFICE DEPOT INC COM 676220106 $ 1,016 34,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC NOTE 2/0 681919AK2 $ 4,938 5,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- OMNICOM GROUP INC NOTE 7/3 681919AM8 $ 1,943 2,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- OPEN JT STK SPONSORED CO-VIMPEL COMMUN ADR 68370R109 $ 35,810 805,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- PG&E CORP COM 69331C108 $ 2,041 52,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- PARAMETRIC TECHNOLOGY CORP COM 699173100 $ 1,007 144,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 $ 1,074 43,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- PHOTRONICS INC NOTE 4.750% 12/1 719405AC6 $ 32,166 31,863,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- PIONEER NAT RES CO COM 723787107 $ 57,290 1,043,150 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- PRICE T ROWE GROUP INC COM 74144T108 $ 1,992 30,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- PROGRESS ENERGY INC COM 743263105 $ 4,036 90,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- PROGRESSIVE CORP OHIO COM 743315103 $ 3,426 32,700 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INC COM 74834L100 $ 4,063 80,400 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- RF MICRODEVICES INC COM 749941100 $ 15,368 2,720,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- RELIANT ENERGY INC COM 75952B105 $ 3,766 243,900 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ROSTELECOM OPEN JT STK LNG DST SPONSORED ADR 778529107 $ 18,081 1,207,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- RYDER SYS INC COM 783549108 $ 5,047 147,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- SCI SYS INC NOTE 3.000% 3/1 783890AF3 $ 54,009 56,113,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- SLM CORP COM 78442P106 $ 3,234 60,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- SCHERING PLOUGH CORP COM 806605101 $ 27,728 1,317,250 SH X X - -----------------------------------------------------------------------------------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LTD COM 806857108 $ 10,548 125,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- SEPRACOR INC PUT 817315104 $ 2,950 50,000 SH P X X - ----------------------------------------------------------------------------------------------------------------------------------- SIERRA HEALTH SVCS INC COM 826322109 $ 3,416 49,600 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- SIERRA PAC RES NEW COM 826428104 $ 7,321 493,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- SOURCE INTERLINK COS INC COM NEW 836151209 $ 8,005 723,809 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- SOUTHERN UN CO NEW COM 844030106 $ 6,644 257,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- STUDENT LN CORP COM 863902102 $ 2,629 11,100 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- SUN MICROSYSTEMS INC COM 866810104 $ 1,379 350,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- SUPPORTSOFT INC COM 868587106 $ 1,550 307,464 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- TXU CORP COM 873168108 $ 5,123 45,381 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- TECH DATA CORP COM 878237106 $ 4,956 135,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- TECH DATA CORP SDCV 2.000% 12/1 878237AC0 $ 846 850,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- TECH DATA CORP SDCV 2.000% 12/1 878237AD8 $ 49,456 49,705,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- TERADYNE INC SDCV 3.750% 10/1 880770AD4 $ 70,870 71,496,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- TERADYNE INC PUT 880770102 $ 495 30,000 SH P X X - ----------------------------------------------------------------------------------------------------------------------------------- TIFFANY & CO NEW COM 886547108 $ 19,141 481,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- TIME WARNER INC COM 887317105 $ 63,231 3,491,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- TRIQUINT NOTE SEMICONDUCTOR INC 4.000% 3/0 89674KAB9 $ 25,954 26,450,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- UST INC COM 902911106 $ 4,617 110,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- UNION PAC CORP COM 907818108 $ 1,183 16,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE INC CL B 911312106 $ 4,943 71,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INC COM 91324P102 $ 21,232 377,800 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- UNITED RENTALS INC PUT 911363109 $ 394 20,000 SH P X X - ----------------------------------------------------------------------------------------------------------------------------------- UTSTARCOM INC COM 918076100 $ 12,097 1,480,600 SH X X - ------------------------------------------------------------------------- ---------------------------------------------------------
Soros Fund Management LLC Form 13F Information Table Quarter Ended September 30, 2005
Investment Discretion Voting Authority --------------------- ---------------- Title Fair Market Value Shares or SH/ Put/ Shared Shared Other Issuer of Class Cusip (in thousands) Principal PRN Call Sole Defined Other Managers** Sole Shared None - ------ -------- ----- -------------- --------- --- ---- ---- ------- ----- -------- ---- ------ ---- - ----------------------------------------------------------------------------------------------------------------------------------- VALENTIS INC COM NEW 91913E302 $ 5,159 2,167,744 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- VERITAS SOFTWARE CO NOTE 0.250% 8/0 923436AD1 $ 10,315 10,717,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY INC COM 928298108 $ 695 58,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY INC NOTE 6/0 928298AD0 $ 9,206 15,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- WASHINGTON GROUP INTL INC COM NEW 938862208 $ 2,495 46,300 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- WASHINGTON POST CO CL B 939640108 $ 4,602 5,735 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- WATCHGUARD TECHNOLOGIES INC COM 941105108 $ 1,257 292,916 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- WELLPOINT INC COM 94973V107 $ 10,547 139,100 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- WILLIAMS COS INC DEL COM 969457100 $ 1,353 54,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- WIND RIVER NOTE SYSTEMS INC 3.750% 12/1 973149AE7 $ 28,157 28,406,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------------- WIND RIVER SYSTEMS INC COM 973149107 $ 103 8,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- WRIGLEY WM JR CO COM 982526105 $ 14,699 204,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- XOMA LTD ORD G9825R107 $ 218 123,640 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- YELLOW ROADWAY CORP COM 985577105 $ 5,020 121,200 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- ZYMOGENETICS INC COM 98985T109 $ 507 30,700 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- NOBLE CORPORATION SHS G65422100 $ 9,619 140,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- WHITE MTNS INS GROUP LTD COM G9618E107 $ 906 1,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------------- Total MV (in thousands) $2,597,658
The following investment managers that are required to file a report pursuant to Section 13(f) of the Securities Exchange Act of 1934 ("Section 13(f)") exercise investment discretion with respect to certain securities held in accounts for which Soros Fund Management LLC ("SFM LLC") acts as principal investment manager and such managers will report such positions on their reports: 028-06437 Atlantic Investment Management, Inc. 028-05875 Blavin & Company, Inc. 028-05444 Brahman Capital Corp. 028-11106 EAC Management LP 028-06301 Origin Capital Management LLC 028-10804 RR Partners LP 028-05395 Select Equity Group, Inc. 028-06099 Seminole Management Company, Inc. (Paul C. Shiverick) 028-05369 Sirios Capital Management, L.P. 028-04945 Wyper Partners LLC ** Certain securities reported herein are managed by investment managers that are not required to file a report pursuant to Section 13(f). The inclusion of such securities herein shall not be deemed an admission that George Soros or SFM LLC has investment discretion or voting authority over such securities. -----END PRIVACY-ENHANCED MESSAGE-----