-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O9hPKSbMplxBFcEfrFtn/QsccrLtZNltYYx/7XOOLDrOlPoXqgCEf5iWibrUL8n6 dpxKHnSQ4Uqhra5SPhPKLQ== 0000884589-99-000150.txt : 19991117 0000884589-99-000150.hdr.sgml : 19991117 ACCESSION NUMBER: 0000884589-99-000150 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KENNEDY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884589 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 431225960 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-03133 FILM NUMBER: 99754151 BUSINESS ADDRESS: STREET 1: 10829 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3144320897 MAIL ADDRESS: STREET 1: 10829 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 13F-HR/A 1 FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ X ]; Amendment Number: 1 This Admendment (Check only one.): [ X ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Kennedy Capital Management, Inc. Address: 10829 Olive Blvd. St. Louis, MO 63141 13F File Number: 28-3133 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles W. Schweizer Title: President Phone: 314-432-0400 Signature, Place, and Date of Signing: Charles Schweizer, St. Louis, November 15, 1999 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 455 Form 13F Information Table Value Total: 1,299,658,000 List of Other Included Managers: None. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AARON RENTS INC COM 002535201 2112 122450.00SH SOLE 96200.00 26250.00 ACT MANUFACTURING, INC COM 000973107 3756 149850.00SH SOLE 149850.00 ADVANCED COMMUNCTN SYS COM COM 00750X109 4048 325500.00SH SOLE 325500.00 AEROFLEX INC COM COM 007768104 4787 392800.00SH SOLE 365300.00 27500.00 AIR EXPRESS INTL CORP COM COM 009104100 3006 132500.00SH SOLE 124650.00 7850.00 ALIGN-RITE INTL INC COM COM 016251100 4269 226950.00SH SOLE 213150.00 13800.00 AMBASSADORS INTL INC COM COM 023178106 1599 119000.00SH SOLE 113250.00 5750.00 AMER MEDICAL ALERT COM COM 027904101 203 83103.00 SH SOLE 83103.00 AMERICA WEST HOLDINGS CORP COM 023657208 5868 338950.00SH SOLE 338950.00 AMERICAN ITALIAN PASTA CL A COM 027070101 2419 84500.00 SH SOLE 84500.00 AMERICAN STATES WATER COM 029899101 3296 99500.00 SH SOLE 78100.00 21400.00 AMERUS LIFE HOLDINGS INC COM COM 030732101 9261 437118.00SH SOLE 434529.00 2589.00 AMES DEPARTMENT STORES INC COM 030789507 6360 199525.00SH SOLE 186400.00 13125.00 AMKOR TECHNOLOGY INC COM COM 031652100 1935 120000.00SH SOLE 112550.00 7450.00 AMPEX CORP DEL CL A COM 032092108 349 118800.00SH SOLE 90200.00 28600.00 AMRESCO INC COM COM 031909104 2380 793200.00SH SOLE 764150.00 29050.00 ANALOGIC CORP COM COM 032657207 1132 35850.00 SH SOLE 28950.00 6900.00 ANANGEL-AMERN SHIPHLDG SPONSOR COM 032721201 1173 260600.00SH SOLE 244650.00 15950.00 ANDOVER BANCORP DEL COM COM 034258103 1204 40050.00 SH SOLE 37100.00 2950.00 APARTMENT INVT & MGMT CL A COM 03748R101 398 10398.86 SH SOLE 5548.86 4850.00 APOGEE ENTERPRISES INC COM COM 037598109 5483 779850.00SH SOLE 732100.00 47750.00 APPLIED INNOVATION INC COM 037916103 41 10700.00 SH SOLE 10700.00 APPLIED POWER, INC. COM 038225108 1921 63250.00 SH SOLE 63250.00 APPLIED SCIENCE & TECH COM COM 038236105 1135 55050.00 SH SOLE 51700.00 3350.00 APPLIED SIGNAL TECH COM COM 038237103 761 78000.00 SH SOLE 71950.00 6050.00 APRIA HEALTHCARE GROUP COM COM 037933108 3387 202200.00SH SOLE 193650.00 8550.00 ARI NETWORK SVCS INC COM COM 001930205 321 61800.00 SH SOLE 61800.00 ARMOR HLDGS INC COM COM 042260109 9558 878900.00SH SOLE 834650.00 44250.00 ARROW MAGNOLIA INTL COM COM 042768101 244 72435.00 SH SOLE 72435.00 ARVIN INDS INC COM COM 043339100 2939 95000.00 SH SOLE 95000.00 ASTORIA FINL CORP COM COM 046265104 482 15669.78 SH SOLE 11392.00 4277.78 ATCHISON CASTING CORP COM COM 046613105 2678 291450.00SH SOLE 291450.00 ATMOS ENERGY CORP COM COM 049560105 2247 93150.00 SH SOLE 72550.00 20600.00 AUDIOVOX CORP CL A COM 050757103 18183 1046500.00SH SOLE 1017350.00 29150.00 AULT INC COM COM 051503100 229 30300.00 SH SOLE 20200.00 10100.00 AURORA FOODS INC COM COM 05164B106 2035 127200.00SH SOLE 127200.00 AVIATION SALES CO. COM 053672101 6125 322350.00SH SOLE 315200.00 7150.00 AVISTA CORP. COM 05379B107 7435 423350.00SH SOLE 423350.00 AZTEC TECH PARTNERS COM COM 05480L101 668 388650.00SH SOLE 356350.00 32300.00 BALCHEM CORP COM COM 057665200 297 50556.05 SH SOLE 47050.00 3506.05 BANKNORTH GRP INC DEL COM COM 06646L100 5385 180250.00SH SOLE 142600.00 37650.00 BARR LABS INC COM COM 068306109 7161 225550.00SH SOLE 209850.00 15700.00 BATTERIES BATTERIES COM COM 071326102 129 93500.00 SH SOLE 93500.00 BEI TECHNOLOGIES, INC. COM 05538P104 324 26700.00 SH SOLE 23200.00 3500.00 BEL FUSE INC CL A COM 077347201 528 15300.00 SH SOLE 15300.00 BERRY PETE CO CL A COM 085789105 11967 882350.00SH SOLE 819800.00 62550.00 BEVERLY ENTERPRISE INC COM NEW COM 087851309 2211 520300.00SH SOLE 520300.00 BLACK HILLS CORP COM COM 092113109 3763 161400.00SH SOLE 128000.00 33400.00 BLUEGREEN CORP COM COM 096231105 987 207700.00SH SOLE 195100.00 12600.00 BOLT TECHNOLOGY CORP COM COM 097698104 1792 315100.00SH SOLE 301300.00 13800.00 BOYD BROS TRANSN INC COM COM 103255105 734 83900.00 SH SOLE 83900.00 BRADLEES INC COM NEW COM 104499207 4374 273350.00SH SOLE 216300.00 57050.00 BRANDY WINE RLTY TR. COM 105368203 863 53100.00 SH SOLE 53100.00 BRAUNS FASHIONS CORP COM COM 105658108 1046 57500.00 SH SOLE 57500.00 BRIDGFORD FOODS CORP COM COM 108763103 4302 419670.00SH SOLE 419670.00 BRIGHTPOINT INC COM COM 109473108 1110 152500.00SH SOLE 141150.00 11350.00 BROOKTROUT TECHNOLOGY COM COM 114580103 3475 250450.00SH SOLE 230800.00 19650.00 BROWN & SHARPE MFG CO CL A COM 115223109 350 147300.00SH SOLE 147300.00 BTG INC COM COM 05576J101 1330 180300.00SH SOLE 180300.00 BUCKLE INC COM COM 118440106 2014 116750.00SH SOLE 89000.00 27750.00 BURNS INTERNATIONAL SERVICES C COM 122374101 772 47900.00 SH SOLE 47900.00 BURR BROWN CORP COM COM 122574106 4740 120000.00SH SOLE 120000.00 BUTLER INTL INC NEW COM COM 123649105 3564 407316.00SH SOLE 407316.00 BUTLER MFG CO DEL COM COM 123655102 3423 130400.00SH SOLE 117850.00 12550.00 C COR ELECTRS INC COM COM 125010108 322 10600.00 SH SOLE 8600.00 2000.00 C&D TECHNOLOGIES INC COM 124661109 699 19250.00 SH SOLE 16750.00 2500.00 CACI INTL INC CL A COM 127190304 12394 581556.00SH SOLE 568806.00 12750.00 CAERE CORP COM COM 127646107 1014 130900.00SH SOLE 130900.00 CALLAWAY GOLF CO COM COM 131193104 2520 206800.00SH SOLE 188850.00 17950.00 CAMERON FINL CORP DEL COM COM 133425108 1851 143740.00SH SOLE 143740.00 CANDELA CORP COM COM 136907102 2093 197000.00SH SOLE 197000.00 CANDIES INC COM COM 137409108 1125 1124600.00SH SOLE 1124600.00 CASEYS GEN STORES COM COM 147528103 375 27975.00 SH SOLE 14075.00 13900.00 CATO CORP NEW CL A COM 149205106 2719 192900.00SH SOLE 152300.00 40600.00 CATSKILL FINL CORP COM COM 149348104 2260 150050.00SH SOLE 120000.00 30050.00 CELLSTAR CORP COM COM 150925105 4675 623300.00SH SOLE 623300.00 CERPROBE CORP COM COM 156787103 442 93100.00 SH SOLE 87350.00 5750.00 CFW COMMUNICATIONS COM COM 124923103 2521 105600.00SH SOLE 84150.00 21450.00 CHART INDS INC COM COM 16115Q100 266 53875.00 SH SOLE 53875.00 CHASE CORP. COM 16150R104 154 15250.00 SH SOLE 15250.00 CHECKPOINT SYSTEMS, INC. COM 162825103 3197 343274.00SH SOLE 316824.00 26450.00 CHICOS FAS INC COM COM 168615102 2947 108150.00SH SOLE 99750.00 8400.00 CHIEFTAIN INTL INC COM COM 16867C101 2056 108200.00SH SOLE 101850.00 6350.00 CIDCO INC COM COM 171768104 1398 107000.00SH SOLE 107000.00 CIPRICO INC COM COM 172529109 1714 154100.00SH SOLE 154100.00 CKE RESTAURANTS INC COM COM 12561E105 141 19440.00 SH SOLE 19440.00 CLAIRE'S STORES INC COM COM 179584107 961 58000.00 SH SOLE 58000.00 COHU INC COM COM 192576106 5133 243000.00SH SOLE 194900.00 48100.00 COLORADO MEDTECH INC COM COM 19652U104 1347 93300.00 SH SOLE 87500.00 5800.00 COLUMBIA LABS INC COM COM 197779101 805 107300.00SH SOLE 107300.00 COM21 INC COM COM 205937105 9520 732300.00SH SOLE 674000.00 58300.00 COMMERCIAL FEDERAL CP COM COM 201647104 2321 118250.00SH SOLE 91750.00 26500.00 COMMERCIAL METALS CO COM COM 201723103 783 27250.00 SH SOLE 25550.00 1700.00 COMMONWEALTH INDS DEL COM COM 203004106 7297 543050.00SH SOLE 477300.00 65750.00 COMMUNITY FINL ILL COM COM 20364V109 264 29700.00 SH SOLE 29700.00 COMMUNITY FIRST BANKSH COM COM 203902101 2743 162550.00SH SOLE 128050.00 34500.00 COMPUTER TASK GROUP COM COM 205477102 8076 547538.00SH SOLE 503338.00 44200.00 CONESTOGA ENTERPRISES COM COM 207015108 5527 275513.00SH SOLE 275513.00 CONN WTR SVC INC COM COM 207797101 1177 39900.00 SH SOLE 37500.00 2400.00 COOPER COS INC COM NEW COM 216648402 9570 309950.00SH SOLE 277400.00 32550.00 COREL CORPORATION COM COM 21868Q109 370 50000.00 SH SOLE 46100.00 3900.00 CORNELL CORRECTIONS COM COM 219141108 802 48950.00 SH SOLE 46000.00 2950.00 CORSAIR COMMUNICATIONS COM COM 220406102 733 103800.00SH SOLE 103800.00 COTELLIGENT GROUP INC COM COM 221630106 1247 350170.00SH SOLE 346095.00 4075.00 COURIER CORP COM COM 222660102 4714 196400.00SH SOLE 153910.00 42490.00 COVALENT GROUP INC COM COM 222815102 174 92800.00 SH SOLE 92800.00 CRAFTMADE INTL INC COM COM 22413E104 3667 523911.50SH SOLE 409824.50 114087.00 D R HORTON INC COM COM 23331A109 3176 245500.00SH SOLE 201550.00 43950.00 DAISYTEK INTL CORP COM COM 234053106 2574 183050.00SH SOLE 144950.00 38100.00 DATA RACE INC COM COM 237842109 361 135900.00SH SOLE 135900.00 DATA RESH ASSOC INC COM COM 237853106 1813 211700.00SH SOLE 167450.00 44250.00 DATAWATCH CORP COM COM 237917109 375 375084.00SH SOLE 375084.00 DAVOX CORP COM COM 239208101 4484 343300.00SH SOLE 320000.00 23300.00 DAYTON SUPERIOR CORP CL A COM 240028100 2684 157900.00SH SOLE 145250.00 12650.00 DEB SHOPS INC COM COM 242728103 3990 204600.00SH SOLE 195400.00 9200.00 DEL GLOBAL TECH CORP COM COM 245073101 1306 165900.00SH SOLE 156200.00 9700.00 DEXTER CORP COM 252165105 2737 73350.00 SH SOLE 58750.00 14600.00 DIGI INTL INC COM COM 253798102 1080 98700.00 SH SOLE 91500.00 7200.00 DIGITAL ORIGIN INC COM COM 25385X109 140 25400.00 SH SOLE 25400.00 DIODES INC COM 254543101 205 35600.00 SH SOLE 32500.00 3100.00 DIXIE GROUP INC CL A COM 255519100 1211 156202.00SH SOLE 156202.00 DONNELLY CORP CL A COM 257870105 2663 189400.00SH SOLE 148100.00 41300.00 DOVER DOWNS ENTMT INC COM COM 260086103 2420 174400.00SH SOLE 144800.00 29600.00 DOWNEY FINL CORP COM COM 261018105 739 36740.00 SH SOLE 36740.00 DRIL-QUIP INC COM COM 262037104 747 29300.00 SH SOLE 27550.00 1750.00 DRYPERS CORP COM NEW COM 262497308 59 19800.00 SH SOLE 19800.00 DSP COMMUNICATIONS COM COM 23332K106 5062 266400.00SH SOLE 254650.00 11750.00 DSP GROUP INC COM COM 23332B106 3788 95000.00 SH SOLE 89150.00 5850.00 E TOWN COM COM 269242103 742 14950.00 SH SOLE 13000.00 1950.00 EAGLE USA AIRFREIGHT COM 270018104 303 10125.00 SH SOLE 10125.00 EASTGROUP PROPERTIES SBI COM 277276101 1437 79300.00 SH SOLE 79300.00 EDO CORP COM COM 281347104 949 165000.00SH SOLE 115300.00 49700.00 EDUCATION MGMT CORP COM COM 28139T101 1405 113500.00SH SOLE 113500.00 ELANTEC SEMICONDUCTOR COM COM 284155108 10324 583700.00SH SOLE 577900.00 5800.00 ELCOR CORPORATION COM 284443108 984 39350.00 SH SOLE 30200.00 9150.00 ELDER BEERMAN STR NEW COM COM 284470101 1809 283700.00SH SOLE 266200.00 17500.00 ELITE INFO GROUP INC COM COM 28659M106 1032 209050.00SH SOLE 165600.00 43450.00 EMCOR GROUP INC COM COM 29084Q100 819 42550.00 SH SOLE 42550.00 ENDOSONICS CORP COM COM 29264K105 2082 244900.00SH SOLE 229800.00 15100.00 ENERGEN CORP COM COM 29265N108 2104 103900.00SH SOLE 82400.00 21500.00 ENGINEERED SUPPORT SYS COM COM 292866100 3593 281800.00SH SOLE 261150.00 20650.00 ENGLE HOMES INC COM 292896107 4588 444900.00SH SOLE 399975.00 44925.00 ENLIGHTEN SOFTWR SOLUT COM COM 29336A101 799 213100.00SH SOLE 213100.00 EQUINOX SYS INC COM COM 294436100 1937 165700.00SH SOLE 151400.00 14300.00 EQUITY MARKETING INC COM COM 294724109 3037 205900.00SH SOLE 189800.00 16100.00 ESCO ELECTRONICS CORP COM 269030201 6342 570050.00SH SOLE 570050.00 ESKIMO PIE CORP COM COM 296443104 192 19700.00 SH SOLE 19700.00 ESS TECHNOLOGY INC COM COM 269151106 901 68000.00 SH SOLE 68000.00 ETEC SYS INC COM COM 26922C103 5768 153300.00SH SOLE 141000.00 12300.00 ETHYL CORP COM COM 297659104 1655 427100.00SH SOLE 345350.00 81750.00 EXAR CORP COM COM 300645108 2257 60300.00 SH SOLE 60300.00 EXCEL TECHNOLOGY INC COM COM 30067T103 1182 79100.00 SH SOLE 79100.00 FACTUAL DATA CORP COM COM 303094106 1336 166950.00SH SOLE 156550.00 10400.00 FIDELITY BANKSHARES INC COM COM 316047109 1042 65100.00 SH SOLE 65100.00 FILENET CORP COM COM 316869106 286 26800.00 SH SOLE 26800.00 FINET.COM, INC COM 317922300 985 325000.00SH SOLE 325000.00 FIRST SENTINEL BANCORP INC COM 33640T103 1436 183750.00SH SOLE 169350.00 14400.00 FIRST UN RL EST EQ&MTG SH BEN COM 337400105 4783 956500.00SH SOLE 861150.00 95350.00 FOREST OIL CORP COM NEW COM 346091606 3203 187700.00SH SOLE 176200.00 11500.00 FORTE SOFTWARE INC COM COM 349546101 7838 285000.00SH SOLE 285000.00 FREEDOM SECS CORP COM COM 35644K103 5735 424800.00SH SOLE 355650.00 69150.00 FREQUENCY ELECTRS INC COM COM 358010106 1028 111100.00SH SOLE 102000.00 9100.00 GA FINL INC COM COM 361437106 166 12900.00 SH SOLE 12900.00 GAINSCO INC COM COM 363127101 619 100000.00SH SOLE 93850.00 6150.00 GALILEO TECHNOLOGY LTD ORD COM M47298100 4198 167900.00SH SOLE 154000.00 13900.00 GARDEN RIDGE CORP COM COM 36541P104 319 44000.00 SH SOLE 29700.00 14300.00 GASONICS INTL CORP COM COM 367278108 1006 60950.00 SH SOLE 57150.00 3800.00 GEHL CO COM COM 368483103 1796 101200.00SH SOLE 101200.00 GENERAL CHEM GROUP INC COM COM 369332101 2036 592200.00SH SOLE 542250.00 49950.00 GENERAL HOUSEWARES CP COM COM 370073108 7164 255300.00SH SOLE 255300.00 GENESCO INC COM COM 371532102 4609 368750.00SH SOLE 368750.00 GENESYS TELECOMMN LABS COM COM 371931106 6410 140300.00SH SOLE 129850.00 10450.00 GENRAD INC COM COM 372447102 6099 318900.00SH SOLE 316700.00 2200.00 GENTEK, INC. COM 37245X104 5810 510750.00SH SOLE 471300.00 39450.00 GERALD STEVENS INC COM COM 37369G101 497 35490.00 SH SOLE 35490.00 GERBER SCIENTIFIC INC COM COM 373730100 9432 421550.00SH SOLE 379750.00 41800.00 GIANT CEMENT HLDG INC COM COM 374450104 1518 66200.00 SH SOLE 62200.00 4000.00 GILMAN & CIOCIA INC COM COM 375908100 1919 170600.00SH SOLE 160900.00 9700.00 GLOBAL INDL TECH INC COM COM 379335102 3821 311900.00SH SOLE 311900.00 GOLD BANC CORP INC COM COM 379907108 1573 159250.00SH SOLE 126100.00 33150.00 GRANITE CONSTRUCTION INC COM COM 387328107 890 34150.00 SH SOLE 29050.00 5100.00 GRC INTERNATIONAL COM COM 361922107 8597 961900.00SH SOLE 961900.00 GREATER BAY BANCORP COM COM 391648102 1650 48700.00 SH SOLE 38150.00 10550.00 GULF ISLAND FABRICATN COM COM 402307102 2965 224800.00SH SOLE 209250.00 15550.00 GUM TECH INTL INC COM COM 402803100 785 60950.00 SH SOLE 60950.00 HAEMONETICS CORP COM COM 405024100 528 26800.00 SH SOLE 9400.00 17400.00 HALL KINION ASSOCIATES COM COM 406069104 5681 483530.00SH SOLE 483530.00 HALLWOOD ENERGY CP DEL COM COM 40636X105 707 108700.00SH SOLE 99850.00 8850.00 HANGER ORTHOPEDIC GRP COM NEW COM 41043F208 3006 207300.00SH SOLE 190150.00 17150.00 HARMON INDS INC NEW COM COM 413136102 4719 375650.00SH SOLE 340950.00 34700.00 HAROLDS STORES INC COM COM 413353103 137 24600.00 SH SOLE 24600.00 HARRIS CORP DEL COM COM 413875105 8481 307000.00SH SOLE 281100.00 25900.00 HARRIS FINANCIAL INC COM COM 414541102 1514 138450.00SH SOLE 99600.00 38850.00 HAVEN BANCORP INC COM COM 419352109 499 31200.00 SH SOLE 31200.00 HAYES LEMMERZ INTL INC COM COM 420781106 1474 63400.00 SH SOLE 58450.00 4950.00 HCIA INC COM COM 403908106 1794 172900.00SH SOLE 172900.00 HEALTHCARE SVCS GP INC COM COM 421906108 276 33900.00 SH SOLE 20200.00 13700.00 HELEN OF TROY CORP LTD COM COM G4388N106 3360 349050.00SH SOLE 349050.00 HELIX TECHNOLOGY CORP COM COM 423319102 2399 72150.00 SH SOLE 67700.00 4450.00 HELMERICH & PAYNE INC COM COM 423452101 2058 81300.00 SH SOLE 64250.00 17050.00 HENRY JACK & ASSOC INC COM COM 426281101 1908 51656.00 SH SOLE 47557.00 4099.00 HERBALIFE INTL INC CL B COM 426908307 6383 442133.00SH SOLE 410483.00 31650.00 HERLEY INDS INC DEL COM COM 427398102 5534 388379.00SH SOLE 374296.00 14083.00 HIGHLAND BANCORP INC COM 429879109 4242 227000.00SH SOLE 185850.00 41150.00 HOLLINGER INTL INC CL A COM 435569108 15912 1339940.78SH SOLE 1245190.78 94750.00 HORIZON OFFSHORE INC COM 44043J105 2573 321600.00SH SOLE 316200.00 5400.00 HUSSMANN INTL INC COM COM 448110106 9527 560400.00SH SOLE 539550.00 20850.00 ICN PHARMACEUTICAL NEW COM COM 448924100 4353 253266.00SH SOLE 243464.00 9802.00 IDACORP INC COM 451107106 5775 191700.00SH SOLE 191700.00 IKOS SYS INC COM NEW COM 451716203 3585 486050.00SH SOLE 432600.00 53450.00 INDEPENDENCE CMNTY BK COM COM 453414104 7932 664494.00SH SOLE 664494.00 INDUS INTL INC COM COM 45578L100 1012 192800.00SH SOLE 192800.00 INFINIUM SOFTWARE INC COM COM 45662Y109 1541 308200.00SH SOLE 308200.00 INGLES MKTS INC CL A COM 457030104 2562 194303.00SH SOLE 147553.00 46750.00 INNKEEPERS USA TR COM COM 4576J0104 6704 806500.00SH SOLE 745150.00 61350.00 INNOVEX INC COM COM 457647105 7556 839500.00SH SOLE 780950.00 58550.00 INTEGRATED DEVICE TECH COM COM 458118106 7476 404100.00SH SOLE 397300.00 6800.00 INTERNATIONAL FIBERCOM COM COM 45950T101 1216 231650.00SH SOLE 216750.00 14900.00 INTERNATIONAL MULTIFDS COM COM 460043102 2417 105100.00SH SOLE 83950.00 21150.00 INTERNATL RECTIFIER CP COM COM 460254105 2704 177300.00SH SOLE 177300.00 INTERVOICE INC COM COM 461142101 4679 423000.00SH SOLE 391150.00 31850.00 J & J SNACK FOODS CORP COM COM 466032109 8630 436950.00SH SOLE 436950.00 J D EDWARDS & CO COM COM 281667105 1708 82450.00 SH SOLE 78250.00 4200.00 JACKSONVILLE BANCORP COM COM 469248108 513 33614.00 SH SOLE 33614.00 JEFFBANKS INC COM COM 472317106 2566 88879.99 SH SOLE 70294.99 18585.00 JLG INDS INC COM COM 466210101 7480 492500.00SH SOLE 437650.00 54850.00 JOSTENS INC COM COM 481088102 3172 165857.72SH SOLE 153500.00 12357.72 JPM CO COM COM 465933109 1061 160200.00SH SOLE 150450.00 9750.00 K-SWISS INC CL A COM 482686102 4646 147200.00SH SOLE 135950.00 11250.00 KAMAN CORP CL A COM 483548103 3387 265665.74SH SOLE 223115.74 42550.00 KITTY HAWK INC COM COM 498326107 1865 184200.00SH SOLE 184200.00 KOGER EQUITY INC COM COM 500228101 10001 625077.00SH SOLE 557777.00 67300.00 LADD FURNITURE INC COM COM 505739201 231 10900.00 SH SOLE 8300.00 2600.00 LANCASTER COLONY CORP COM COM 513847103 1056 33000.00 SH SOLE 26050.00 6950.00 LANCE INC COM COM 514606102 5921 453300.00SH SOLE 453300.00 LIBERTY FINL COS INC COM COM 530512102 390 17771.06 SH SOLE 17771.06 LILLY INDS INC CL A COM 532491107 2491 182850.00SH SOLE 141600.00 41250.00 LONDON PACIFIC GROUP LTD COM 542073101 3802 173800.00SH SOLE 163150.00 10650.00 LOUISIANA PAC CORP COM COM 546347105 2173 139100.00SH SOLE 139100.00 LSI INDS INC COM COM 50216C108 5412 236600.00SH SOLE 236600.00 MADDEN STEVEN LTD COM COM 556269108 2092 161700.00SH SOLE 156500.00 5200.00 MAHASKA INVESTMENT CO COM COM 559809108 1021 68382.00 SH SOLE 62632.00 5750.00 MANITOWOC INC COM COM 563571108 1773 51950.00 SH SOLE 40000.00 11950.00 MASTEC INC COM COM 576323109 1778 60400.00 SH SOLE 52550.00 7850.00 MATRIA HEALTHCARE INC COM COM 576817100 1363 232000.00SH SOLE 217136.00 14864.00 MATTHEWS INTL CORP CL A COM 577128101 4790 159010.00SH SOLE 139860.00 19150.00 MAXXIM MED INC COM COM 57777G105 6945 290128.00SH SOLE 289428.00 700.00 MECON INC COM COM 58400M105 213 33400.00 SH SOLE 25200.00 8200.00 MEGABANK FINANCIAL CP COM COM 58515J104 3192 319200.00SH SOLE 252550.00 66650.00 MENS WEARHOUSE INC COM COM 587118100 4332 201500.00SH SOLE 201500.00 MERCER INTERNATIONAL INC. 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COM COM 693262107 448 64050.00 SH SOLE 60400.00 3650.00 PACIFIC CREST CAP INC COM COM 694166109 1599 127910.00SH SOLE 120910.00 7000.00 PAIRGAIN TECHNOLOGIES COM COM 695934109 8606 675000.00SH SOLE 643500.00 31500.00 PARLEX CORP COM COM 701630105 1494 97200.00 SH SOLE 91250.00 5950.00 PAUL HARRIS STORES INC COM NEW COM 703555201 718 182369.00SH SOLE 182369.00 PENN AMER GROUP INC COM COM 707247102 1716 203350.00SH SOLE 192400.00 10950.00 PENN ENGR & MFG CORP COM NON V COM 707389300 1547 63000.00 SH SOLE 59200.00 3800.00 PENN TREATY AMERN CORP COM COM 707874103 2773 132850.00SH SOLE 129500.00 3350.00 PEOPLES BK BRIDGEPORT COM COM 710198102 670 28356.28 SH SOLE 20706.28 7650.00 PEOPLES HERITAGE FINL COM COM 711147108 236 14175.00 SH SOLE 9575.00 4600.00 PERICOM SEMICONDUCTOR COM COM 713831105 330 22200.00 SH SOLE 21700.00 500.00 PETROLEUM GEO-SVCS A/S SPONSOR COM 716597109 922 48350.00 SH SOLE 45350.00 3000.00 PHILADELPHIA SUBN CORP COM COM 718009608 11139 472747.99SH SOLE 431077.99 41670.00 PHOTRONICS INC COM COM 719405102 393 17500.00 SH SOLE 16400.00 1100.00 PIEDMONT NAT GAS INC COM COM 720186105 5309 175134.00SH SOLE 175134.00 PIER 1 IMPORTS INC COM COM 720279108 1618 246600.00SH SOLE 246600.00 PITT DESMOINES INC COM COM 724508106 3212 146411.99SH SOLE 125761.99 20650.00 PITTSTON BRINKS GRP CO COM COM 725701106 4919 212150.00SH SOLE 212150.00 PITTSTON CO COM BRLGTN GRP COM 725701882 104 12900.00 SH SOLE 12900.00 PJ AMER INC COM COM 72585Q104 2401 115000.00SH SOLE 105950.00 9050.00 PMC COML TR SH BEN INT COM 693434102 1168 88174.00 SH SOLE 85324.00 2850.00 POCAHONTAS BANCORP, INC. 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