|
December 29, 2022 |
|
(as revised |
|
2022 Prospectus |
| |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses1 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Inception |
(Inception Date: |
|
|
Return Before Taxes |
|
|
Return After Taxes on Distributions1 |
|
|
Return After Taxes on Distributions and Sale of Fund Shares1 |
|
|
MSCI USA Choice ESG Screened Index (Index returns do not reflect deductions for fees, expenses, or taxes) |
|
|
|
iShares ESG Advanced MSCI USA ETF | ||
|
Year Ended 08/31/22 |
Year Ended 08/31/21 |
Period From 06/16/20(a) to 08/31/20 |
Net asset value, beginning of period |
$38.10 |
$29.04 |
$25.43 |
Net investment income(b) |
0.42 |
0.38 |
0.06 |
Net realized and unrealized gain (loss)(c) |
(7.20 ) |
8.99 |
3.55 |
Net increase (decrease) from investment operations |
(6.78 ) |
9.37 |
3.61 |
Distributions(d) |
– |
– |
– |
From net investment income |
(0.39 ) |
(0.30 ) |
— |
From net realized gains |
— |
(0.01 ) |
— |
Total distributions |
(0.39 ) |
(0.31 ) |
— |
Net asset value, end of period |
$30.93 |
$38.10 |
$29.04 |
Total Return(e) |
– |
– |
– |
Based on net asset value |
(17.95 )% |
32.53 % |
14.20 %(f) |
Ratios to Average Net Assets(g) |
– |
– |
– |
Total expenses |
0.10 % |
0.10 % |
0.10 %(h) |
Net investment income |
1.23 % |
1.09 % |
1.16 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$589,182 |
$419,105 |
$5,808 |
Portfolio turnover rate(i) |
24 % |
29 % |
4 % |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
|
August 1, 2023 |
|
(as revised October 13, 2023) |
|
2023 Prospectus |
| |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Inception |
(Inception Date: |
|
|
Return Before Taxes |
- |
|
Return After Taxes on Distributions1 |
- |
|
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
|
S&P MidCap 400 Sustainability Screened Index (Index returns do not reflect deductions for fees, expenses, or taxes) |
- |
|
|
iShares ESG Screened S&P Mid-Cap ETF | ||
|
Year Ended 03/31/23 |
Year Ended 03/31/22 |
Period From 09/22/20(a) to 03/31/21 |
Net asset value, beginning of period |
$36.51 |
$35.89 |
$25.19 |
Net investment income(b) |
0.52 |
0.46 |
0.22 |
Net realized and unrealized gain(c) |
(2.50 ) |
0.58 |
10.66 |
Net increase from investment operations |
(1.98 ) |
1.04 |
10.88 |
Distributions from net investment income(d) |
(0.51 ) |
(0.42 ) |
(0.18 ) |
Net asset value, end of period |
$34.02 |
$36.51 |
$35.89 |
Total Return(e) |
|
|
|
Based on net asset value |
(5.35 )% |
2.88 % |
43.29 %(f) |
Ratios to Average Net Assets(g) |
|
|
|
Total expenses |
0.12 % |
0.12 % |
0.12 %(h) |
Net investment income |
1.55 % |
1.23 % |
1.29 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$102,046 |
$76,666 |
$19,740 |
Portfolio turnover rate(i) |
20 % |
26 % |
11 % |
(a) Commencement of operations. | |||
(b) Based on average shares outstanding. | |||
(c) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||
(e) Where applicable, assumes the reinvestment of distributions. | |||
(f) Not annualized. | |||
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||
(h) Annualized. | |||
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
|
August 1, 2023 |
|
(as revised October 13, 2023) |
|
2023 Prospectus |
| |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses2 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Inception |
(Inception Date: |
|
|
Return Before Taxes |
- |
|
Return After Taxes on Distributions1 |
- |
|
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
|
S&P SmallCap 600 Sustainability Screened Index (Index returns do not reflect deductions for fees, expenses, or taxes) |
- |
|
|
iShares ESG Screened S&P Small-Cap ETF | ||
|
Year Ended 03/31/23 |
Year Ended 03/31/22 |
Period From 09/22/20(a) to 03/31/21 |
Net asset value, beginning of period |
$37.87 |
$38.81 |
$25.18 |
Net investment income(b) |
0.51 |
0.39 |
0.20 |
Net realized and unrealized gain(c) |
(3.97 ) |
(0.55 ) |
13.69 |
Net increase from investment operations |
(3.46 ) |
(0.16 ) |
13.89 |
Distributions from net investment income(d) |
(0.49 ) |
(0.78 ) |
(0.26 ) |
Net asset value, end of period |
$33.92 |
$37.87 |
$38.81 |
Total Return(e) |
|
|
|
Based on net asset value |
(9.08 )% |
(0.47 )% |
55.32 %(f) |
Ratios to Average Net Assets(g) |
|
|
|
Total expenses |
0.12 % |
0.12 % |
0.12 %(h) |
Net investment income |
1.49 % |
1.00 % |
1.13 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$44,100 |
$24,616 |
$9,701 |
Portfolio turnover rate(i) |
23 % |
34 % |
18 % |
(a) Commencement of operations. | |||
(b) Based on average shares outstanding. | |||
(c) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||
(e) Where applicable, assumes the reinvestment of distributions. | |||
(f) Not annualized. | |||
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||
(h) Annualized. | |||
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares Biotechnology ETF |
IBB |
Nasdaq |
iShares Core S&P 500 ETF |
IVV |
NYSE Arca |
iShares Core S&P Mid-Cap ETF |
IJH |
NYSE Arca |
iShares Core S&P Small-Cap ETF |
IJR |
NYSE Arca |
iShares Core S&P Total U.S. Stock Market ETF |
ITOT |
NYSE Arca |
iShares Core S&P U.S. Growth ETF |
IUSG |
Nasdaq |
iShares Core S&P U.S. Value ETF |
IUSV |
Nasdaq |
iShares ESG Screened S&P 500 ETF |
XVV |
Cboe BZX |
iShares ESG Screened S&P Mid-Cap ETF |
XJH |
Cboe BZX |
iShares ESG Screened S&P Small-Cap ETF |
XJR |
Cboe BZX |
iShares Europe ETF |
IEV |
NYSE Arca |
iShares Expanded Tech Sector ETF |
IGM |
NYSE Arca |
iShares Expanded Tech-Software Sector ETF |
IGV |
Cboe BZX |
iShares Factors US Growth Style ETF |
STLG |
Cboe BZX |
iShares Factors US Value Style ETF |
STLV |
Cboe BZX |
iShares Focused Value Factor ETF |
FOVL |
NYSE Arca |
iShares International Developed Small Cap Value Factor ETF |
ISVL |
Cboe BZX |
iShares JPX-Nikkei 400 ETF |
JPXN |
NYSE Arca |
iShares Micro-Cap ETF |
IWC |
NYSE Arca |
iShares Mortgage Real Estate ETF |
REM |
Cboe BZX |
iShares North American Natural Resources ETF |
IGE |
Cboe BZX |
iShares North American Tech-Multimedia Networking ETF |
IGN |
NYSE Arca |
iShares Preferred and Income Securities ETF |
PFF |
Nasdaq |
iShares Residential and Multisector Real Estate ETF |
REZ |
NYSE Arca |
iShares Russell 1000 ETF |
IWB |
NYSE Arca |
iShares Russell 1000 Growth ETF |
IWF |
NYSE Arca |
iShares Russell 1000 Value ETF |
IWD |
NYSE Arca |
iShares Russell 2000 ETF |
IWM |
NYSE Arca |
iShares Russell 2000 Growth ETF |
IWO |
NYSE Arca |
iShares Russell 2000 Value ETF |
IWN |
NYSE Arca |
iShares Russell 3000 ETF |
IWV |
NYSE Arca |
iShares Russell Mid-Cap ETF |
IWR |
NYSE Arca |
iShares Russell Mid-Cap Growth ETF |
IWP |
NYSE Arca |
iShares Russell Mid-Cap Value ETF |
IWS |
NYSE Arca |
iShares Russell Top 200 ETF |
IWL |
NYSE Arca |
iShares Russell Top 200 Growth ETF |
IWY |
NYSE Arca |
iShares Russell Top 200 Value ETF |
IWX |
NYSE Arca |
iShares S&P 100 ETF |
OEF |
NYSE Arca |
iShares S&P 500 Growth ETF |
IVW |
NYSE Arca |
iShares S&P 500 Value ETF |
IVE |
NYSE Arca |
iShares S&P Mid-Cap 400 Growth ETF |
IJK |
NYSE Arca |
iShares S&P Mid-Cap 400 Value ETF |
IJJ |
NYSE Arca |
Fund |
Ticker |
Listing Exchange |
iShares S&P Small-Cap 600 Growth ETF |
IJT |
Nasdaq |
iShares S&P Small-Cap 600 Value ETF |
IJS |
NYSE Arca |
iShares Semiconductor ETF |
SOXX |
Nasdaq |
iShares U.S. Aerospace & Defense ETF |
ITA |
Cboe BZX |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
IAI |
NYSE Arca |
iShares U.S. Healthcare Providers ETF |
IHF |
NYSE Arca |
iShares U.S. Home Construction ETF |
ITB |
Cboe BZX |
iShares U.S. Infrastructure ETF |
IFRA |
Cboe BZX |
iShares U.S. Insurance ETF |
IAK |
NYSE Arca |
iShares U.S. Medical Devices ETF |
IHI |
NYSE Arca |
iShares U.S. Oil & Gas Exploration & Production ETF |
IEO |
Cboe BZX |
iShares U.S. Oil Equipment & Services ETF |
IEZ |
NYSE Arca |
iShares U.S. Pharmaceuticals ETF |
IHE |
NYSE Arca |
iShares U.S. Real Estate ETF |
IYR |
NYSE Arca |
iShares U.S. Regional Banks ETF |
IAT |
NYSE Arca |
iShares U.S. Telecommunications ETF |
IYZ |
Cboe BZX |
iShares US Small Cap Value Factor ETF |
SVAL |
Cboe BZX |
|
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Diversified Funds |
Non-Diversified Funds |
iShares Core S&P 500 ETF |
iShares Biotechnology ETF |
iShares Core S&P Mid-Cap ETF |
iShares ESG Screened S&P 500 ETF |
iShares Core S&P Small-Cap ETF |
iShares Expanded Tech Sector ETF |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Expanded Tech-Software Sector ETF |
iShares Core S&P U.S. Growth ETF* |
iShares Factors US Growth Style ETF |
iShares Core S&P U.S. Value ETF |
iShares International Developed Small Cap Value Factor ETF |
iShares Europe ETF |
iShares Mortgage Real Estate ETF |
iShares ESG Screened S&P Mid-Cap ETF |
iShares North American Tech-Multimedia Networking ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Residential and Multisector Real Estate ETF |
iShares Factors US Value Style ETF |
iShares Semiconductor ETF |
iShares Focused Value Factor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares JPX-Nikkei 400 ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Diversified Funds |
Non-Diversified Funds |
iShares Micro-Cap ETF |
iShares U.S. Healthcare Providers ETF |
iShares North American Natural Resources ETF |
iShares U.S. Home Construction ETF |
iShares Preferred and Income Securities ETF |
iShares U.S. Insurance ETF |
iShares Russell 1000 ETF |
iShares U.S. Medical Devices ETF |
iShares Russell 1000 Growth ETF* |
iShares U.S. Oil & Gas Exploration & Production ETF |
iShares Russell 1000 Value ETF |
iShares U.S. Oil Equipment & Services ETF |
iShares Russell 2000 ETF |
iShares U.S. Pharmaceuticals ETF |
iShares Russell 2000 Growth ETF |
iShares U.S. Regional Banks ETF |
iShares Russell 2000 Value ETF |
iShares U.S. Telecommunications ETF |
iShares Russell 3000 ETF |
|
iShares Russell Mid-Cap ETF |
|
iShares Russell Mid-Cap Growth ETF |
|
iShares Russell Mid-Cap Value ETF |
|
iShares Russell Top 200 ETF |
|
iShares Russell Top 200 Growth ETF* |
|
iShares Russell Top 200 Value ETF |
|
iShares S&P 100 ETF* |
|
iShares S&P 500 Growth ETF* |
|
iShares S&P 500 Value ETF |
|
iShares S&P Mid-Cap 400 Growth ETF |
|
iShares S&P Mid-Cap 400 Value ETF |
|
iShares S&P Small-Cap 600 Growth ETF |
|
iShares S&P Small-Cap 600 Value ETF |
|
iShares U.S. Infrastructure ETF |
|
iShares U.S. Real Estate ETF |
|
iShares US Small Cap Value Factor ETF |
|
|
|
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Chair (1994-2005) and Member (1992-2021) of the Investment Committee, Archdiocese of San Francisco; Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director (1998-2013) and President (2007- 2011) of the Board of Directors, Catholic Charities CYO; Trustee (2002-2011) and Chair of the Finance and Investment Committee (2006- 2010) of the Thacher School; Director of the Senior Center of Jackson Hole (since 2020); Director of the Jackson Hole Center for the Arts (since 2021); Member of the Wyoming State Investment Funds Committee (since 2022). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014- 2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Aggressive Allocation ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares High Yield Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares Investment Grade Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares Biotechnology ETF |
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,698 |
$60,657 |
$0 |
$0 |
Richard L. Fagnani |
1,698 |
60,657 |
0 |
0 |
Cecilia H. Herbert |
1,739 |
62,109 |
0 |
0 |
John E. Kerrigan |
1,879 |
67,110 |
0 |
0 |
Drew E. Lawton |
1,644 |
58,721 |
0 |
0 |
John E. Martinez |
1,644 |
58,721 |
0 |
0 |
Madhav V. Rajan |
1,644 |
58,721 |
0 |
0 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$8,301 |
$2,608 |
$2,811 |
$27 |
Richard L. Fagnani |
8,301 |
2,608 |
2,811 |
27 |
Cecilia H. Herbert |
8,500 |
2,670 |
2,879 |
28 |
John E. Kerrigan |
9,184 |
2,885 |
3,110 |
30 |
Drew E. Lawton |
8,036 |
2,525 |
2,722 |
27 |
John E. Martinez |
8,036 |
2,525 |
2,722 |
27 |
Madhav V. Rajan |
8,036 |
2,525 |
2,722 |
27 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares ESG Screened S&P Mid-Cap ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$22 |
$9 |
$274 |
$592 |
Richard L. Fagnani |
22 |
9 |
274 |
592 |
Cecilia H. Herbert |
22 |
10 |
280 |
607 |
John E. Kerrigan |
24 |
10 |
303 |
656 |
Drew E. Lawton |
21 |
9 |
265 |
574 |
John E. Martinez |
21 |
9 |
265 |
574 |
Madhav V. Rajan |
21 |
9 |
265 |
574 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Name |
iShares ESG Screened S&P Mid-Cap ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Expanded Tech-Software Sector ETF |
iShares Factors US Growth Style ETF |
iShares Factors US Value Style ETF |
iShares Focused Value Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,140 |
$0 |
$1 |
$4 |
Richard L. Fagnani |
1,140 |
0 |
1 |
4 |
Cecilia H. Herbert |
1,167 |
0 |
1 |
4 |
John E. Kerrigan |
1,261 |
0 |
1 |
5 |
Drew E. Lawton |
1,104 |
0 |
1 |
4 |
John E. Martinez |
1,104 |
0 |
1 |
4 |
Madhav V. Rajan |
1,104 |
0 |
1 |
4 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares International Developed Small Cap Value Factor ETF |
iShares JPX-Nikkei 400 ETF |
iShares Micro-Cap ETF |
iShares Mortgage Real Estate ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$33 |
$12 |
$190 |
$123 |
Richard L. Fagnani |
33 |
12 |
190 |
123 |
Cecilia H. Herbert |
34 |
12 |
194 |
126 |
John E. Kerrigan |
37 |
13 |
210 |
136 |
Drew E. Lawton |
32 |
11 |
184 |
119 |
John E. Martinez |
32 |
11 |
184 |
119 |
Madhav V. Rajan |
32 |
11 |
184 |
119 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares North American Natural Resources ETF |
iShares North American Tech-Multimedia Networking ETF |
iShares Preferred and Income Securities ETF |
iShares Residential and Multisector Real Estate ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$170 |
$23 |
$2,735 |
$133 |
Richard L. Fagnani |
170 |
23 |
2,735 |
133 |
Cecilia H. Herbert |
174 |
23 |
2,801 |
136 |
John E. Kerrigan |
188 |
25 |
3,026 |
147 |
Drew E. Lawton |
164 |
22 |
2,648 |
129 |
John E. Martinez |
164 |
22 |
2,648 |
129 |
Madhav V. Rajan |
164 |
22 |
2,648 |
129 |
Name |
iShares North American Natural Resources ETF |
iShares North American Tech-Multimedia Networking ETF |
iShares Preferred and Income Securities ETF |
iShares Residential and Multisector Real Estate ETF |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
iShares Russell 1000 Value ETF |
iShares Russell 2000 ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$6,003 |
$13,449 |
$10,707 |
$10,384 |
Richard L. Fagnani |
6,003 |
13,449 |
10,707 |
10,384 |
Cecilia H. Herbert |
6,147 |
13,771 |
10,963 |
10,633 |
John E. Kerrigan |
6,642 |
14,880 |
11,846 |
11,489 |
Drew E. Lawton |
5,811 |
13,020 |
10,365 |
10,053 |
John E. Martinez |
5,811 |
13,020 |
10,365 |
10,053 |
Madhav V. Rajan |
5,811 |
13,020 |
10,365 |
10,053 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
iShares Russell 3000 ETF |
iShares Russell Mid-Cap ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,984 |
$2,422 |
$2,270 |
$5,866 |
Richard L. Fagnani |
1,984 |
2,422 |
2,270 |
5,866 |
Cecilia H. Herbert |
2,031 |
2,480 |
2,325 |
6,007 |
John E. Kerrigan |
2,195 |
2,679 |
2,512 |
6,490 |
Drew E. Lawton |
1,921 |
2,344 |
2,198 |
5,679 |
John E. Martinez |
1,921 |
2,344 |
2,198 |
5,679 |
Madhav V. Rajan |
1,921 |
2,344 |
2,198 |
5,679 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
iShares Russell Top 200 ETF |
iShares Russell Top 200 Growth ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$2,583 |
$2,682 |
$170 |
$1,256 |
Richard L. Fagnani |
2,583 |
2,682 |
170 |
1,256 |
Name |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
iShares Russell Top 200 ETF |
iShares Russell Top 200 Growth ETF |
Cecilia H. Herbert |
2,645 |
2,746 |
174 |
1,286 |
John E. Kerrigan |
2,858 |
2,968 |
188 |
1,389 |
Drew E. Lawton |
2,500 |
2,597 |
165 |
1,216 |
John E. Martinez |
2,500 |
2,597 |
165 |
1,216 |
Madhav V. Rajan |
2,500 |
2,597 |
165 |
1,216 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
iShares S&P 500 Growth ETF |
iShares S&P 500 Value ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$330 |
$1,597 |
$6,383 |
$5,180 |
Richard L. Fagnani |
330 |
1,597 |
6,383 |
5,180 |
Cecilia H. Herbert |
337 |
1,636 |
6,536 |
5,304 |
John E. Kerrigan |
365 |
1,767 |
7,063 |
5,731 |
Drew E. Lawton |
319 |
1,546 |
6,180 |
5,014 |
John E. Martinez |
319 |
1,546 |
6,180 |
5,014 |
Madhav V. Rajan |
319 |
1,546 |
6,180 |
5,014 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares S&P Mid-Cap 400 Growth ETF |
iShares S&P Mid-Cap 400 Value ETF |
iShares S&P Small-Cap 600 Growth ETF |
iShares S&P Small-Cap 600 Value ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$0 |
$0 |
$0 |
$1,485 |
Richard L. Fagnani |
0 |
0 |
0 |
1,485 |
Cecilia H. Herbert |
0 |
0 |
0 |
1,520 |
John E. Kerrigan |
0 |
0 |
0 |
1,642 |
Drew E. Lawton |
0 |
0 |
0 |
1,437 |
John E. Martinez |
0 |
0 |
0 |
1,437 |
Madhav V. Rajan |
0 |
0 |
0 |
1,437 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
iShares U.S. Healthcare Providers ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,648 |
$1,234 |
$161 |
$246 |
Richard L. Fagnani |
1,648 |
1,234 |
161 |
246 |
Cecilia H. Herbert |
1,687 |
1,264 |
165 |
252 |
John E. Kerrigan |
1,823 |
1,365 |
178 |
272 |
Drew E. Lawton |
1,595 |
1,195 |
156 |
238 |
John E. Martinez |
1,595 |
1,195 |
156 |
238 |
Madhav V. Rajan |
1,595 |
1,195 |
156 |
238 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Home Construction ETF |
iShares U.S. Infrastructure ETF |
iShares U.S. Insurance ETF |
iShares U.S. Medical Devices ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$347 |
$0 |
$95 |
$1,271 |
Richard L. Fagnani |
347 |
0 |
95 |
1,271 |
Cecilia H. Herbert |
355 |
0 |
97 |
1,301 |
John E. Kerrigan |
384 |
0 |
105 |
1,406 |
Drew E. Lawton |
336 |
0 |
92 |
1,230 |
John E. Martinez |
336 |
0 |
92 |
1,230 |
Madhav V. Rajan |
336 |
0 |
92 |
1,230 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Oil & Gas Exploration & Production ETF |
iShares U.S. Oil Equipment & Services ETF |
iShares U.S. Pharmaceuticals ETF |
iShares U.S. Real Estate ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$154 |
$47 |
$80 |
$684 |
Richard L. Fagnani |
154 |
47 |
80 |
684 |
Cecilia H. Herbert |
158 |
48 |
82 |
701 |
John E. Kerrigan |
171 |
52 |
88 |
757 |
Drew E. Lawton |
150 |
46 |
77 |
663 |
John E. Martinez |
150 |
46 |
77 |
663 |
Madhav V. Rajan |
150 |
46 |
77 |
663 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares U.S. Regional Banks ETF |
iShares U.S. Telecommunications ETF |
iShares US Small Cap Value Factor |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$169 |
$64 |
$21 |
Richard L. Fagnani |
169 |
64 |
21 |
Cecilia H. Herbert |
173 |
65 |
21 |
John E. Kerrigan |
187 |
71 |
23 |
Drew E. Lawton |
164 |
62 |
20 |
John E. Martinez |
164 |
62 |
20 |
Madhav V. Rajan |
164 |
62 |
20 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses1 |
Estimated Annual Benefits Upon Retirement1 |
Total Compensation From the Funds and Fund Complex2 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
465,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares Biotechnology ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
16.26 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.60 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.69 % |
|
|
|
iShares Core S&P 500 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.23 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.78 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.46 % |
|
|
|
iShares Core S&P Mid-Cap ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.72 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.64 % |
|
|
|
iShares Core S&P Small-Cap ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.53 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.35 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.32 % |
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
27.68 % |
Fund |
Name |
Percentage of Ownership |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
8.58 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.08 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.30 % |
|
|
|
iShares Core S&P U.S. Growth ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
29.38 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.47 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
11.78 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
9.87 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.07 % |
|
|
|
iShares Core S&P U.S. Value ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
34.24 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.98 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
7.73 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.69 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.19 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
5.10 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares ESG Screened S&P 500 ETF |
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
18.10 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.39 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
14.54 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.96 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
9.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
9.07 % |
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
30.16 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.56 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
11.36 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
10.31 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.42 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.66 % |
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
39.99 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.01 % |
Fund |
Name |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.31 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.10 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
7.86 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.49 % |
|
|
|
iShares Europe ETF |
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
30.62 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
9.12 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.41 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.01 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.19 % |
|
|
|
iShares Expanded Tech Sector ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.32 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.14 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
10.55 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.56 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.31 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.09 % |
|
|
|
iShares Expanded Tech-Software Sector ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.01 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
13.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.01 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.56 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.22 % |
|
|
|
iShares Factors US Growth Style ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
52.35 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
22.16 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.94 % |
|
|
|
iShares Factors US Value Style ETF |
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
30.55 % |
|
ABN AMRO Clearing Chicago LLC 175 West Jackson Boulevard Chicago, IL 60604 |
23.63 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
17.09 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
8.74 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.58 % |
Fund |
Name |
Percentage of Ownership |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.54 % |
|
|
|
iShares Focused Value Factor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.49 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
11.74 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
11.15 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.74 % |
|
ABN AMRO Clearing Chicago LLC 175 West Jackson Boulevard Chicago, IL 60604 |
9.69 % |
|
Scotia Capital Inc. Scotia Plaza 40 King Street West 23rd Floor Toronto, ON M5W 2X6 CA |
8.87 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.97 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.93 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.28 % |
|
|
|
iShares International Developed Small Cap Value Factor ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
90.09 % |
|
|
|
iShares JPX-Nikkei 400 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
23.15 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.03 % |
Fund |
Name |
Percentage of Ownership |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.66 % |
|
Jane Street Capital, LLC 250 Vesey Street 5th Floor New York, NY 10281 |
6.20 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.75 % |
|
|
|
iShares Micro-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
28.59 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.57 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.02 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.73 % |
|
|
|
iShares Mortgage Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.04 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
8.55 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.71 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.93 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.31 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.13 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares North American Natural Resources ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.70 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.36 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.03 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.57 % |
|
|
|
iShares North American Tech-Multimedia Networking ETF |
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
18.68 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
11.96 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.53 % |
|
BofA Securities, Inc. 100 N Tryon Street NC1-007-14-30 Charlotte, NC 28255 |
8.68 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
7.91 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.98 % |
|
|
|
iShares Preferred and Income Securities ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.22 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.88 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.42 % |
Fund |
Name |
Percentage of Ownership |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.21 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.35 % |
|
|
|
iShares Residential and Multisector Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.17 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.51 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
10.14 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
7.67 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.49 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.02 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.74 % |
|
|
|
iShares Russell 1000 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
20.92 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.38 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
7.34 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.53 % |
|
|
|
iShares Russell 1000 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.80 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
13.24 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.82 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.20 % |
|
|
|
iShares Russell 1000 Value ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
15.84 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
12.58 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.39 % |
|
|
|
iShares Russell 2000 ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.86 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.87 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.56 % |
|
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
5.52 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.04 % |
|
|
|
iShares Russell 2000 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.55 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.60 % |
Fund |
Name |
Percentage of Ownership |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.47 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.23 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.15 % |
|
|
|
iShares Russell 2000 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.85 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.59 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.03 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.51 % |
|
|
|
iShares Russell 3000 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.52 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.98 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.88 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.38 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares Russell Mid-Cap ETF |
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
13.54 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
8.98 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.73 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
6.39 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
6.16 % |
|
|
|
iShares Russell Mid-Cap Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.99 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.69 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.40 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.22 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
5.24 % |
|
|
|
iShares Russell Mid-Cap Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.64 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.33 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.16 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.42 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
8.06 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares Russell Top 200 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.20 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.04 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
14.56 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
9.27 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.13 % |
|
BMO Harris Bank N.A. 111 West Monroe Street, Floor 6E Chicago, IL 60690 |
5.31 % |
|
|
|
iShares Russell Top 200 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.71 % |
|
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
13.32 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
12.22 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.43 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.77 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.21 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.30 % |
|
|
|
iShares Russell Top 200 Value ETF |
SEI Private Trust Company/C/O GWP 1 Freedom Valley Drive Oaks, PA 19456 |
31.76 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
27.29 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
11.08 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.73 % |
|
|
|
iShares S&P 100 ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.34 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.46 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
10.00 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.66 % |
|
Bank of America, National Association GWIM TRUST OPERATIONS 411 N. Akard Street 5th Floor Dallas, TX 75201 |
7.21 % |
|
Fifth Third Bank (The) 5001 Kingsley Drive Cincinnati, OH 45263 |
5.04 % |
|
|
|
iShares S&P 500 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.99 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.34 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.64 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
7.45 % |
|
|
|
iShares S&P 500 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.08 % |
Fund |
Name |
Percentage of Ownership |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
10.99 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.85 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.13 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.90 % |
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.81 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.08 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
9.23 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.61 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.51 % |
|
Wells Fargo Bank, National Association 733 Marquette Ave 4th Floor Minneapolis, MN 55402 |
5.22 % |
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.86 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.45 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.44 % |
Fund |
Name |
Percentage of Ownership |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.35 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.26 % |
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.41 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.55 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
10.32 % |
|
|
|
iShares S&P Small-Cap 600 Value ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
22.02 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
19.41 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.96 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.58 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
5.09 % |
|
|
|
iShares Semiconductor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.80 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.52 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.06 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
7.66 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.72 % |
|
|
|
iShares U.S. Aerospace & Defense ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
18.03 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
10.87 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.96 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.54 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.77 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
5.24 % |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.64 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
15.38 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.06 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
9.04 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.16 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.39 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.35 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares U.S. Healthcare Providers ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
16.01 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
14.44 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
8.58 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
7.89 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.24 % |
|
|
|
iShares U.S. Home Construction ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
24.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.99 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.70 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.68 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.02 % |
|
|
|
iShares U.S. Infrastructure ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
25.95 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.82 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.38 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.00 % |
Fund |
Name |
Percentage of Ownership |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.26 % |
|
|
|
iShares U.S. Insurance ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
19.06 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
11.59 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.42 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
8.62 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.61 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.14 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.27 % |
|
RBC Capital Markets, LLC 3 World Financial Center 200 Vesey Street New York, NY 10281-8098 |
5.07 % |
|
|
|
iShares U.S. Medical Devices ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.94 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.92 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.96 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.36 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
6.21 % |
Fund |
Name |
Percentage of Ownership |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.03 % |
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
17.91 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.17 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.90 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.00 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.23 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.52 % |
|
|
|
iShares U.S. Oil Equipment & Services ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
15.99 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
14.66 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.63 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.56 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.13 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.12 % |
|
|
|
iShares U.S. Pharmaceuticals ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
14.84 % |
Fund |
Name |
Percentage of Ownership |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.43 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.23 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
6.56 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.69 % |
|
|
|
iShares U.S. Real Estate ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
13.04 % |
|
Interactive Brokers Retail Equity Clearing 8 Greenwich Office Park Greenwich, CT 06831 |
12.55 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.83 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.13 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.01 % |
|
|
|
iShares U.S. Regional Banks ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
21.52 % |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
18.73 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.93 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.59 % |
|
|
|
iShares U.S. Telecommunications ETF |
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
18.92 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
12.65 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.23 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
7.00 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.37 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.39 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.23 % |
|
|
|
iShares US Small Cap Value Factor ETF |
National Financial Services LLC 245 Summer Street Boston, MA 02210 |
21.60 % |
|
TD Ameritrade Clearing, Inc. 200 South 108th Avenue Omaha, NE 68154 |
13.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.77 % |
|
National Bank Financial Inc. 1155 Metcalfe Street Montreal, QC H3B 4S9 Canada |
10.86 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.81 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.96 % |
|
|
|
Fund |
Management Fee Net of Waivers for the Fiscal Year Ended March 31, 2023 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
0.45% |
02/05/01 |
$36,617,628 |
$44,204,613 |
$43,022,522 |
iShares Core S&P 500 ETF1 |
0.03% |
05/15/00 |
89,077,676 |
90,917,588 |
69,436,582 |
iShares Core S&P Mid-Cap ETF2 |
0.05% |
05/22/00 |
31,349,904 |
32,285,677 |
24,781,969 |
iShares Core S&P Small-Cap ETF3 |
0.06% |
05/22/00 |
39,729,962 |
42,511,216 |
29,516,775 |
iShares Core S&P Total U.S. Stock Market ETF |
0.03% |
01/20/04 |
12,169,788 |
12,700,660 |
8,566,779 |
iShares Core S&P U.S. Growth ETF |
0.04% |
07/24/00 |
4,561,492 |
4,924,748 |
3,779,834 |
iShares Core S&P U.S. Value ETF |
0.04% |
07/24/00 |
4,869,856 |
4,349,511 |
2,764,320 |
iShares ESG Screened S&P 500 ETF |
0.08% |
09/22/20 |
158,396 |
153,634 |
4,340 |
iShares ESG Screened S&P Mid-Cap ETF |
0.12% |
09/22/20 |
105,437 |
57,273 |
7,032 |
iShares ESG Screened S&P Small-Cap ETF |
0.12% |
09/22/20 |
41,829 |
20,075 |
4,603 |
iShares Europe ETF |
0.59% |
07/25/00 |
10,031,041 |
11,631,732 |
8,644,209 |
iShares Expanded Tech Sector ETF |
0.41% |
03/13/01 |
12,961,118 |
14,682,392 |
11,758,120 |
iShares Expanded Tech-Software Sector ETF |
0.41% |
07/10/01 |
19,045,707 |
21,906,998 |
21,759,846 |
iShares Factors US Growth Style ETF |
0.25% |
01/14/20 |
7,385 |
14,080 |
12,194 |
iShares Factors US Value Style ETF |
0.25% |
01/14/20 |
12,818 |
18,519 |
15,225 |
iShares Focused Value Factor ETF |
0.25% |
03/19/19 |
61,195 |
95,718 |
60,220 |
iShares International Developed Small Cap Value Factor ETF4 |
0.30% |
03/23/21 |
441,484 |
77,438 |
397 |
iShares JPX-Nikkei 400 ETF |
0.48% |
10/23/01 |
270,592 |
413,342 |
431,089 |
iShares Micro-Cap ETF |
0.60% |
08/12/05 |
5,626,941 |
7,587,317 |
5,201,740 |
iShares Mortgage Real Estate ETF |
0.48% |
05/01/07 |
3,473,169 |
6,704,784 |
5,232,076 |
iShares North American Natural Resources ETF |
0.41% |
10/22/01 |
3,821,284 |
2,023,331 |
1,561,611 |
iShares North American Tech-Multimedia Networking ETF |
0.41% |
07/10/01 |
459,340 |
490,208 |
243,993 |
iShares Preferred and Income Securities ETF |
0.46% |
03/26/07 |
67,252,112 |
87,859,472 |
78,580,680 |
iShares Residential and Multisector Real Estate ETF |
0.48% |
05/01/07 |
4,001,380 |
4,603,175 |
1,826,559 |
iShares Russell 1000 ETF |
0.15% |
05/15/00 |
41,496,038 |
45,278,998 |
35,516,656 |
iShares Russell 1000 Growth ETF |
0.19% |
05/22/00 |
113,807,003 |
132,037,407 |
109,342,698 |
iShares Russell 1000 Value ETF |
0.19% |
05/22/00 |
99,238,656 |
102,639,510 |
73,057,751 |
iShares Russell 2000 ETF |
0.19% |
05/22/00 |
102,162,225 |
125,380,918 |
90,697,637 |
iShares Russell 2000 Growth ETF |
0.24% |
07/24/00 |
22,705,207 |
27,421,280 |
23,925,121 |
iShares Russell 2000 Value ETF |
0.24% |
07/24/00 |
29,120,003 |
37,417,586 |
23,543,815 |
iShares Russell 3000 ETF |
0.20% |
05/22/00 |
21,207,142 |
24,003,897 |
19,785,315 |
iShares Russell Mid-Cap ETF |
0.19% |
07/17/01 |
51,904,847 |
54,833,143 |
41,419,168 |
iShares Russell Mid-Cap Growth ETF |
0.23% |
07/17/01 |
28,021,337 |
35,394,530 |
31,531,084 |
iShares Russell Mid-Cap Value ETF |
0.23% |
07/17/01 |
30,920,472 |
33,380,326 |
24,870,342 |
iShares Russell Top 200 ETF |
0.15% |
09/22/09 |
1,297,201 |
1,449,030 |
1,134,570 |
iShares Russell Top 200 Growth ETF |
0.20% |
09/22/09 |
9,252,268 |
8,490,013 |
5,931,864 |
Fund |
Management Fee Net of Waivers for the Fiscal Year Ended March 31, 2023 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2023 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended March 31, 2021 |
iShares Russell Top 200 Value ETF |
0.20% |
09/22/09 |
2,834,991 |
2,401,346 |
1,497,672 |
iShares S&P 100 ETF |
0.20% |
10/23/00 |
15,351,016 |
16,601,888 |
13,525,268 |
iShares S&P 500 Growth ETF |
0.18% |
05/22/00 |
53,418,961 |
64,471,797 |
53,306,907 |
iShares S&P 500 Value ETF |
0.18% |
05/22/00 |
44,024,320 |
41,714,684 |
30,589,520 |
iShares S&P Mid-Cap 400 Growth ETF5 |
0.17% |
07/24/00 |
11,718,004 |
13,470,303 |
14,082,702 |
iShares S&P Mid-Cap 400 Value ETF6 |
0.18% |
07/24/00 |
13,499,951 |
15,624,157 |
10,954,940 |
iShares S&P Small-Cap 600 Growth ETF7 |
0.18% |
07/24/00 |
9,371,600 |
11,023,841 |
10,104,212 |
iShares S&P Small-Cap 600 Value ETF8 |
0.18% |
07/24/00 |
13,345,671 |
16,180,935 |
11,995,641 |
iShares Semiconductor ETF |
0.39% |
07/10/01 |
26,548,407 |
31,481,764 |
17,190,459 |
iShares U.S. Aerospace & Defense ETF |
0.40% |
05/01/06 |
16,931,619 |
10,931,883 |
11,919,557 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
0.40% |
05/01/06 |
2,472,441 |
3,261,343 |
647,588 |
iShares U.S. Healthcare Providers ETF |
0.40% |
05/01/06 |
5,943,522 |
4,802,016 |
4,161,177 |
iShares U.S. Home Construction ETF |
0.40% |
05/01/06 |
5,504,696 |
10,020,736 |
7,732,555 |
iShares U.S. Infrastructure ETF9 |
0.30% |
04/03/18 |
4,872,327 |
2,397,182 |
292,940 |
iShares U.S. Insurance ETF |
0.40% |
05/01/06 |
1,657,253 |
415,047 |
271,933 |
iShares U.S. Medical Devices ETF |
0.40% |
05/01/06 |
25,961,632 |
32,526,290 |
32,322,722 |
iShares U.S. Oil & Gas Exploration & Production ETF |
0.40% |
05/01/06 |
3,899,461 |
1,523,527 |
778,748 |
iShares U.S. Oil Equipment & Services ETF |
0.40% |
05/01/06 |
1,176,966 |
584,682 |
504,616 |
iShares U.S. Pharmaceuticals ETF |
0.40% |
05/01/06 |
1,647,079 |
1,491,817 |
1,465,895 |
iShares U.S. Real Estate ETF |
0.40% |
06/12/00 |
15,930,149 |
25,003,003 |
16,342,186 |
iShares U.S. Regional Banks ETF |
0.40% |
05/01/06 |
3,318,242 |
4,575,432 |
1,180,280 |
iShares U.S. Telecommunications ETF |
0.40% |
05/22/00 |
1,519,550 |
1,773,147 |
1,562,055 |
iShares US Small Cap Value Factor ETF10 |
0.20% |
10/27/20 |
268,439 |
279,024 |
43,166 |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
289 |
$989,787,000,000 |
Other Pooled Investment Vehicles |
1 |
215,000,000 |
Other Accounts |
1 |
177,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
221 |
$791,510,000,000 |
Other Pooled Investment Vehicles |
92 |
8,465,000,000 |
Other Accounts |
4 |
781,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
295 |
$991,793,000,000 |
Other Pooled Investment Vehicles |
354 |
928,508,000,000 |
Other Accounts |
152 |
586,287,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
1 |
$2,133,000,000 |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P 500 ETF |
|
|
|
|
X |
|
|
iShares Core S&P Mid-Cap ETF |
|
|
|
X |
|
|
|
iShares Core S&P Small-Cap ETF |
|
|
|
|
X |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Europe ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech Sector ETF |
|
|
|
X |
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Factors US Value Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares North American Tech-Multimedia Networking ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
|
|
|
|
X |
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
|
X |
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
X |
|
|
|
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P 500 ETF |
X |
|
|
|
|
|
|
iShares Core S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Europe ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech Sector ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Factors US Value Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares North American Tech-Multimedia Networking ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
|
|
|
X |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Biotechnology ETF |
X |
|
|
|
|
|
|
iShares Core S&P 500 ETF |
X |
|
|
|
|
|
|
iShares Core S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Core S&P Small-Cap ETF |
|
X |
|
|
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Europe ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech Sector ETF |
X |
|
|
|
|
|
|
iShares Expanded Tech-Software Sector ETF |
X |
|
|
|
|
|
|
iShares Factors US Growth Style ETF |
X |
|
|
|
|
|
|
iShares Factors US Value Style ETF |
X |
|
|
|
|
|
|
iShares Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares International Developed Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
iShares JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares Micro-Cap ETF |
X |
|
|
|
|
|
|
iShares Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares North American Natural Resources ETF |
X |
|
|
|
|
|
|
iShares North American Tech-Multimedia Networking ETF |
X |
|
|
|
|
|
|
iShares Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares Residential and Multisector Real Estate ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 ETF |
|
X |
|
|
|
|
|
iShares Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 1000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares Russell 3000 ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares S&P 100 ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P 500 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range |
| |||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares Semiconductor ETF |
X |
|
|
|
|
|
|
iShares U.S. Aerospace & Defense ETF |
X |
|
|
|
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
X |
|
|
|
|
|
|
iShares U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil & Gas Exploration & Production ETF |
X |
|
|
|
|
|
|
iShares U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2023 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Europe ETF |
07/25/00 |
$114,002 |
144,364 |
108,508 |
iShares International Developed Small Cap Value Factor ETF |
03/23/21 |
64,443 |
69,668 |
17,310 |
iShares JPX-Nikkei 400 ETF |
10/23/01 |
25,689 |
27,409 |
25,121 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to Citibank from July 11, 2022 to March 31, 2023 |
iShares Focused Value Factor ETF |
03/19/19 |
$19,048 |
iShares Russell 1000 ETF |
05/15/00 |
707,157 |
iShares Russell 1000 Growth ETF |
05/22/00 |
789,475 |
iShares Russell 1000 Value ETF |
05/22/00 |
875.717 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to Citibank from July 11, 2022 to March 31, 2023 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
82,565 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
23,492 |
iShares Healthcare Providers ETF |
05/01/06 |
35,613 |
iShares U.S. Home Construction ETF |
05/01/06 |
58,457 |
iShares U.S. Infrastructure ETF |
04/03/18 |
59,864 |
iShares U.S. Insurance ETF |
05/01/06 |
23,898 |
iShares U.S. Medical Devices ETF |
05/01/06 |
121,526 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
31,938 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
27,098 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
20,968 |
iShares U.S. Real Estate ETF |
06/12/00 |
139,752 |
iShares U.S. Regional Banks ETF |
05/01/06 |
26,671 |
iShares U.S. Telecommunications ETF |
05/22/00 |
29,485 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
17,520 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid from April 1, 2022 to July 10, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Focused Value Factor ETF |
03/19/19 |
$9,051 |
$21,325 |
$20,200 |
iShares Russell 1000 ETF |
05/15/00 |
173,363 |
401,564 |
331,747 |
iShares Russell 1000 Growth ETF |
05/22/00 |
230,530 |
908,241 |
773,811 |
iShares Russell 1000 Value ETF |
05/22/00 |
240,253 |
721,670 |
528,366 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
21,641 |
43,914 |
46,219 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
9,273 |
25,242 |
19,927 |
iShares U.S. Healthcare Providers ETF |
05/01/06 |
12,166 |
28,538 |
27,063 |
iShares U.S. Home Construction ETF |
05/01/06 |
16,186 |
40,611 |
34,373 |
iShares U.S. Infrastructure ETF |
04/03/18 |
19,329 |
32,659 |
28,579 |
iShares U.S. Insurance ETF |
05/01/06 |
10,344 |
22,042 |
20,440 |
iShares U.S. Medical Devices ETF |
05/01/06 |
37,476 |
113,082 |
110,311 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
11,745 |
23,968 |
20,870 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
9,558 |
20,256 |
20,982 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
8,881 |
22,646 |
22,516 |
iShares U.S. Real Estate ETF |
06/12/00 |
36,529 |
91,534 |
63,809 |
iShares U.S. Regional Banks ETF |
05/01/06 |
11,348 |
28,588 |
23,707 |
iShares U.S. Telecommunications ETF |
05/22/00 |
10,561 |
22,803 |
23,091 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
14,568 |
46,592 |
23,242 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to JPMorgan from August 15, 2022 to March 31, 2023 |
iShares Biotechnology ETF |
02/05/01 |
$249,747 |
iShares Core S&P 500 ETF |
05/15/00 |
1,381,812 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
716,421 |
iShares Expanded Tech Sector ETF |
03/13/01 |
60,939 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
121,060 |
iShares Micro-Cap ETF |
08/12/05 |
59,277 |
iShares North American Natural Resources ETF |
10/22/01 |
35,925 |
iShares North American Tech-Multimedia Networking ETF |
07/10/01 |
16,495 |
iShares Russell 2000 ETF |
05/22/00 |
2,063,820 |
iShares Russell 2000 Growth ETF |
07/24/00 |
326,757 |
iShares Russell 2000 Value ETF |
07/24/00 |
408,060 |
iShares Russell Mid-Cap ETF |
07/17/01 |
464,303 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
256,095 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
131,033 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
186,042 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
117,052 |
iShares Semiconductor ETF |
07/10/01 |
100,549 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to August 14, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
02/05/01 |
$155,641 |
$312,780 |
$261,294 |
iShares Core S&P 500 ETF |
05/15/00 |
646,757 |
2,707,929 |
2,182,733 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
369,709 |
542,609 |
391,023 |
iShares Expanded Tech Sector ETF |
03/13/01 |
29,255 |
60,619 |
48,703 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
40,790 |
78,165 |
76,294 |
iShares Micro-Cap ETF |
08/12/05 |
24,902 |
68,968 |
56,803 |
iShares North American Natural Resources ETF |
10/22/01 |
18,945 |
27,255 |
24,622 |
iShares North American Tech-Multimedia Networking ETF |
07/10/01 |
10,842 |
18,959 |
18,691 |
iShares Russell 2000 ETF |
05/22/00 |
432,916 |
873,208 |
664,749 |
iShares Russell 2000 Growth ETF |
07/24/00 |
123,058 |
176,145 |
160,841 |
iShares Russell 2000 Value ETF |
07/24/00 |
122,233 |
238,788 |
177,515 |
iShares Russell Mid-Cap ETF |
07/17/01 |
184,438 |
393,034 |
310,416 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
93,395 |
211,034 |
191,951 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
47,727 |
131,133 |
123,900 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
58,562 |
139,635 |
95,799 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
35,954 |
121,578 |
106,967 |
iShares Semiconductor ETF |
07/10/01 |
45,430 |
107,554 |
60,977 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to BNY Mellon from September 12, 2022 to March 31, 2023 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
$419,693 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to BNY Mellon from September 12, 2022 to March 31, 2023 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
427,333 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
123,547 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
138,771 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
11,351 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
14,101 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
16,470 |
iShares Factors US Growth Style ETF |
01/14/20 |
9,407 |
iShares Factors US Value Style ETF |
01/14/20 |
11,029 |
iShares Mortgage Real Estate ETF |
05/01/07 |
11,495 |
iShares Preferred and Income Securities ETF |
03/26/07 |
149,089 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
11,254 |
iShares Russell 3000 ETF |
05/22/00 |
116,176 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
143,437 |
iShares Russell Top 200 ETF |
09/22/09 |
12,967 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
51,826 |
iShares Russell Top 200 Value ETF |
09/22/09 |
19,616 |
iShares S&P 100 ETF |
10/23/00 |
80,523 |
iShares S&P 500 Growth ETF |
05/22/00 |
303,162 |
iShares S&P 500 Value ETF |
05/22/00 |
262,961 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
85,126 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to September 11, 2023 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
$257,436 |
836,875 |
656,482 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
288,087 |
958,769 |
692,110 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
101,558 |
172,688 |
142,702 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
104,792 |
161,518 |
116,429 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
19,189 |
31,546 |
17,072 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
21,617 |
61,257 |
30,999 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
30,573 |
98,599 |
41,057 |
iShares Factors US Growth Style ETF |
01/14/20 |
15,053 |
29,632 |
22,814 |
iShares Factors US Value Style ETF |
01/14/20 |
16,109 |
38,063 |
29,738 |
iShares Mortgage Real Estate ETF |
05/01/07 |
16,718 |
32,013 |
29,998 |
iShares Preferred and Income Securities ETF |
03/26/07 |
135,098 |
255,445 |
245,821 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
15,228 |
26,956 |
22,546 |
iShares Russell 3000 ETF |
05/22/00 |
136,991 |
175,811 |
144,971 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
131,656 |
197,253 |
157,748 |
iShares Russell Top 200 ETF |
09/22/09 |
20,489 |
29,130 |
26,387 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
44,064 |
63,053 |
47,824 |
iShares Russell Top 200 Value ETF |
09/22/09 |
23,718 |
31,849 |
28,882 |
Fund |
Fund Inception Date |
Administration, Custodian, Transfer Agency Expenses Paid to State Street from April 1, 2022 to September 11, 2023 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2022 |
Administration, Custodian, Transfer Agency Expenses Paid During Fiscal Year Ended March 31, 2021 |
iShares S&P 100 ETF |
10/23/00 |
63,072 |
113,708 |
98,438 |
iShares S&P 500 Growth ETF |
05/22/00 |
228,086 |
460,395 |
401,491 |
iShares S&P 500 Value ETF |
05/22/00 |
193,185 |
311,466 |
242,848 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
89,746 |
161,211 |
118,363 |
Fund |
iShares Biotechnology ETF |
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
Gross income from securities lending activities |
$28,015,701 |
$95,279,673 |
$143,036,615 |
$114,192,248 |
Fund |
iShares Biotechnology ETF |
iShares Core S&P 500 ETF |
iShares Core S&P Mid-Cap ETF |
iShares Core S&P Small-Cap ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
1,296,094 |
1,674,965 |
7,173,833 |
2,978,509 |
Cash collateral management expenses not included in securities lending income paid to BTC |
333,116 |
1,141,283 |
1,476,568 |
1,415,864 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
20,890,969 |
85,094,307 |
103,803,030 |
96,988,077 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$22,520,179 |
$87,910,555 |
$112,453,431 |
$101,382,450 |
Net income from securities lending activities |
$5,495,522 |
$7,369,118 |
$30,583,184 |
$12,809,798 |
Fund |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
Gross income from securities lending activities |
$41,738,470 |
$4,413,468 |
$3,618,018 |
$23,296 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
2,463,915 |
155,443 |
83,982 |
382 |
Fund |
iShares Core S&P Total U.S. Stock Market ETF |
iShares Core S&P U.S. Growth ETF |
iShares Core S&P U.S. Value ETF |
iShares ESG Screened S&P 500 ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
433,466 |
53,360 |
43,979 |
293 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
28,394,691 |
3,541,020 |
3,119,541 |
20,942 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$31,292,072 |
$3,749,823 |
$3,247,502 |
$21,617 |
Net income from securities lending activities |
$10,446,398 |
$663,645 |
$370,516 |
$1,679 |
Fund |
iShares ESG Screened S&P Mid-Cap ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
Gross income from securities lending activities |
$103,152 |
$32,271 |
$480,689 |
$3,623,071 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
8,595 |
987 |
14,658 |
83,633 |
Cash collateral management expenses not included in securities lending income paid to BTC |
828 |
350 |
4,980 |
43,413 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares ESG Screened S&P Mid-Cap ETF |
iShares ESG Screened S&P Small-Cap ETF |
iShares Europe ETF |
iShares Expanded Tech Sector ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
57,080 |
26,690 |
391,685 |
3,138,008 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$66,503 |
$28,027 |
$411,323 |
$3,265,054 |
Net income from securities lending activities |
$36,649 |
$4,244 |
$69,366 |
$358,017 |
Fund |
iShares Expanded Tech-Software Sector ETF |
iShares Factors US Growth Style ETF |
iShares Factors US Value Style ETF |
iShares Focused Value Factor ETF |
Gross income from securities lending activities |
$8,930,515 |
$671 |
$1,522 |
$7,861 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
383,206 |
23 |
158 |
109 |
Cash collateral management expenses not included in securities lending income paid to BTC |
104,536 |
11 |
16 |
80 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Expanded Tech-Software Sector ETF |
iShares Factors US Growth Style ETF |
iShares Factors US Value Style ETF |
iShares Focused Value Factor ETF |
Rebates (paid to borrowers) |
6,813,284 |
535 |
674 |
7,197 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$7,301,026 |
$569 |
$848 |
$7,368 |
Net income from securities lending activities |
$1,629,489 |
$102 |
$674 |
$475 |
Fund |
iShares International Developed Small Cap Value Factor ETF |
iShares JPX-Nikkei 400 ETF |
iShares Micro-Cap ETF |
Gross income from securities lending activities |
$61,956 |
$4,887 |
$8,007,688 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
5,743 |
115 |
946,307 |
Cash collateral management expenses not included in securities lending income paid to BTC |
490 |
86 |
63,676 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
28,769 |
4,135 |
2,978,362 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Fund |
iShares International Developed Small Cap Value Factor ETF |
iShares JPX-Nikkei 400 ETF |
iShares Micro-Cap ETF |
Aggregate fees/compensation for securities lending activities |
$35,002 |
$4,336 |
$3,988,345 |
Net income from securities lending activities |
$26,954 |
$551 |
$4,019,343 |
Fund |
iShares Mortgage Real Estate ETF |
iShares North American Natural Resources ETF |
iShares North American Tech-Multimedia Networking ETF |
iShares Preferred and Income Securities ETF |
Gross income from securities lending activities |
$212,949 |
$1,198,936 |
$245,456 |
$9,106,898 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
20,139 |
27,550 |
5,842 |
892,421 |
Cash collateral management expenses not included in securities lending income paid to BTC |
2,093 |
14,901 |
3,098 |
95,852 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Mortgage Real Estate ETF |
iShares North American Natural Resources ETF |
iShares North American Tech-Multimedia Networking ETF |
iShares Preferred and Income Securities ETF |
Rebates (paid to borrowers) |
102,479 |
1,038,747 |
211,422 |
4,298,222 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$124,711 |
$1,081,198 |
$220,362 |
$5,286,495 |
Net income from securities lending activities |
$88,238 |
$117,738 |
$25,094 |
$3,820,403 |
Fund |
iShares Residential and Multisector Real Estate ETF |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
iShares Russell 1000 Value ETF |
Gross income from securities lending activities |
$198,822 |
$19,117,871 |
$39,163,374 |
$32,468,057 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,141 |
922,871 |
1,376,748 |
2,113,510 |
Cash collateral management expenses not included in securities lending income paid to BTC |
2,687 |
215,729 |
481,795 |
328,977 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
178,609 |
14,044,928 |
31,435,452 |
21,249,941 |
Fund |
iShares Residential and Multisector Real Estate ETF |
iShares Russell 1000 ETF |
iShares Russell 1000 Growth ETF |
iShares Russell 1000 Value ETF |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$184,437 |
$15,183,528 |
$33,293,995 |
$23,692,428 |
Net income from securities lending activities |
$14,385 |
$3,934,343 |
$5,869,379 |
$8,775,629 |
Fund |
iShares Russell 2000 ETF |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
iShares Russell 3000 ETF |
Gross income from securities lending activities |
$264,285,145 |
$61,764,130 |
$42,805,629 |
$10,520,175 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
21,313,188 |
5,276,124 |
3,459,596 |
578,712 |
Cash collateral management expenses not included in securities lending income paid to BTC |
2,517,780 |
573,507 |
399,851 |
112,958 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
149,981,665 |
33,505,525 |
24,270,007 |
7,361,358 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$173,812,633 |
$39,355,156 |
$28,129,454 |
$8,053,028 |
Fund |
iShares Russell 2000 ETF |
iShares Russell 2000 Growth ETF |
iShares Russell 2000 Value ETF |
iShares Russell 3000 ETF |
Net income from securities lending activities |
$90,472,512 |
$22,408,974 |
$14,676,175 |
$2,467,147 |
Fund |
iShares Russell Mid Cap ETF |
iShares Russell Mid-Cap Growth ETF |
iShares Russell Mid-Cap Value ETF |
iShares Russell Top 200 ETF |
Gross income from securities lending activities |
$55,531,699 |
$32,301,489 |
$20,863,478 |
$134,454 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
3,135,242 |
1,312,688 |
1,471,257 |
3,123 |
Cash collateral management expenses not included in securities lending income paid to BTC |
599,561 |
390,274 |
207,747 |
1,783 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
38,567,034 |
25,027,801 |
12,907,988 |
115,476 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$42,301,837 |
$26,730,763 |
$14,586,992 |
$120,382 |
Net income from securities lending activities |
$13,229,862 |
$5,570,726 |
$6,276,486 |
$14,072 |
Fund |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
iShares S&P 500 Growth ETF |
Gross income from securities lending activities |
$1,582,212 |
$162,506 |
$1,018,771 |
$7,703,346 |
Fund |
iShares Russell Top 200 Growth ETF |
iShares Russell Top 200 Value ETF |
iShares S&P 100 ETF |
iShares S&P 500 Growth ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
25,768 |
4,810 |
29,245 |
112,563 |
Cash collateral management expenses not included in securities lending income paid to BTC |
22,477 |
1,710 |
14,226 |
94,116 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
1,413,648 |
135,097 |
842,133 |
6,983,355 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,461,893 |
$141,617 |
$885,604 |
$7,190,034 |
Net income from securities lending activities |
$120,319 |
$20,889 |
$133,167 |
$513,312 |
Fund |
iShares S&P 500 Value ETF |
iShares S&P Mid-Cap 400 Growth ETF |
iShares S&P Mid-Cap 400 Value ETF |
iShares S&P Small-Cap 600 Growth ETF |
Gross income from securities lending activities |
$7,178,608 |
$21,450,999 |
$14,942,959 |
$11,815,372 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
132,986 |
1,226,055 |
460,306 |
238,349 |
Fund |
iShares S&P 500 Value ETF |
iShares S&P Mid-Cap 400 Growth ETF |
iShares S&P Mid-Cap 400 Value ETF |
iShares S&P Small-Cap 600 Growth ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
86,477 |
212,288 |
163,813 |
148,353 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
6,347,264 |
14,773,068 |
12,347,513 |
10,389,075 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$6,566,727 |
$16,211,411 |
$12,971,632 |
$10,775,777 |
Net income from securities lending activities |
$611,881 |
$5,239,588 |
$1,971,327 |
$1,039,595 |
Fund |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Gross income from securities lending activities |
$10,998,814 |
$10,479,966 |
$3,621,021 |
$236,877 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
340,809 |
597,036 |
88,408 |
3,615 |
Fund |
iShares S&P Small-Cap 600 Value ETF |
iShares Semiconductor ETF |
iShares U.S. Aerospace & Defense ETF |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
134,145 |
108,985 |
45,745 |
2,195 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
9,058,145 |
7,233,552 |
3,108,373 |
215,049 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$9,533,099 |
$7,939,573 |
$3,242,526 |
$220,859 |
Net income from securities lending activities |
$1,465,715 |
$2,540,393 |
$378,495 |
$16,018 |
Fund |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
iShares U.S. Infrastructure ETF |
iShares U.S. Insurance ETF |
Gross income from securities lending activities |
$2,263,736 |
$2,020,700 |
$2,093,981 |
$115,878 |
Fund |
iShares U.S. Healthcare Providers ETF |
iShares U.S. Home Construction ETF |
iShares U.S. Infrastructure ETF |
iShares U.S. Insurance ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
41,836 |
28,551 |
231,818 |
5,783 |
Cash collateral management expenses not included in securities lending income paid to BTC |
29,280 |
24,255 |
13,179 |
1,144 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
2,011,034 |
1,838,632 |
860,611 |
84,245 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$2,082,150 |
$1,891,438 |
$1,105,608 |
$91,172 |
Net income from securities lending activities |
$181,586 |
$129,262 |
$988,373 |
$24,706 |
Fund |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
IShares U.S. Oil Equipment & Services ETF |
iShares U.S. Pharmaceuticals ETF |
Gross income from securities lending activities |
$5,839,723 |
$283,855 |
$513,808 |
$765,413 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Fund |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
IShares U.S. Oil Equipment & Services ETF |
iShares U.S. Pharmaceuticals ETF |
Securities lending income paid to BTC for services as securities lending agent |
151,593 |
4,868 |
7,335 |
84,558 |
Cash collateral management expenses not included in securities lending income paid to BTC |
75,152 |
3,845 |
5,683 |
5,315 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
4,964,412 |
253,329 |
468,238 |
315,057 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$5,191,157 |
$262,042 |
$481,256 |
$404,930 |
Fund |
iShares U.S. Medical Devices ETF |
iShares U.S. Oil & Gas Exploration & Production ETF |
IShares U.S. Oil Equipment & Services ETF |
iShares U.S. Pharmaceuticals ETF |
Net income from securities lending activities |
$648,566 |
$21,813 |
$32,552 |
$360,483 |
Fund |
iShares U.S. Real Estate ETF |
iShares U.S. Regional Banks ETF |
iShares U.S. Telecommunications ETF |
iShares US Small Cap Value Factor ETF |
Gross income from securities lending activities |
$1,642,658 |
$193,764 |
$992,818 |
$132,951 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
27,342 |
9,795 |
18,857 |
4,003 |
Cash collateral management expenses not included in securities lending income paid to BTC |
21,934 |
2,213 |
12,468 |
1,636 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
1,471,172 |
139,499 |
878,970 |
110,009 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,520,448 |
$151,507 |
$910,295 |
$115,648 |
Net income from securities lending activities |
$122,210 |
$42,257 |
$82,523 |
$17,303 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2021 |
iShares Biotechnology ETF |
02/05/01 |
$722,128 |
$1,545,280 |
$834,068 |
iShares Core S&P 500 ETF |
05/15/00 |
1,155,238 |
1,222,724 |
1,409,732 |
iShares Core S&P Mid-Cap ETF |
05/22/00 |
3,175,459 |
2,411,031 |
2,847,172 |
iShares Core S&P Small-Cap ETF |
05/22/00 |
7,488,703 |
4,930,489 |
6,734,154 |
iShares Core S&P Total U.S. Stock Market ETF |
01/20/04 |
624,597 |
474,339 |
494,569 |
iShares Core S&P U.S. Growth ETF |
07/24/00 |
244,680 |
102,294 |
72,148 |
iShares Core S&P U.S. Value ETF |
07/24/00 |
238,411 |
156,549 |
205,781 |
iShares ESG Screened S&P 500 ETF |
09/22/20 |
1,490 |
953 |
66 |
iShares ESG Screened S&P Mid-Cap ETF |
09/22/20 |
4,363 |
2,837 |
273 |
iShares ESG Screened S&P Small-Cap ETF |
09/22/20 |
4,936 |
3,350 |
864 |
iShares Europe ETF |
07/25/00 |
39,529 |
46,626 |
28,948 |
iShares Expanded Tech Sector ETF |
03/13/01 |
25,603 |
31,682 |
18,927 |
iShares Expanded Tech-Software Sector ETF |
07/10/01 |
75,171 |
118,897 |
102,456 |
iShares Factors US Growth Style ETF |
01/14/20 |
376 |
791 |
614 |
iShares Factors US Value Style ETF |
01/14/20 |
1,995 |
1,996 |
2,816 |
iShares Focused Value Factor ETF |
03/19/19 |
10,058 |
16,959 |
5,899 |
iShares International Developed Small Cap Value Factor ETF |
03/23/21 |
16,284 |
6,649 |
28 |
iShares JPX-Nikkei 400 ETF |
10/23/01 |
3,882 |
4,874 |
5,455 |
iShares Micro-Cap ETF |
08/12/05 |
219,437 |
548,474 |
342,706 |
iShares Mortgage Real Estate ETF |
05/01/07 |
290,488 |
333,931 |
570,146 |
iShares North American Natural Resources ETF |
10/22/01 |
21,859 |
27,127 |
26,241 |
iShares North American Tech-Multimedia Networking ETF |
07/10/01 |
9,668 |
15,724 |
8,882 |
iShares Preferred and Income Securities ETF |
03/26/07 |
1,046,132 |
1,432,215 |
2,045,323 |
iShares Residential and Multisector Real Estate ETF |
05/01/07 |
39,693 |
21,441 |
9,842 |
iShares Russell 1000 ETF |
05/15/00 |
208,687 |
219,444 |
199,947 |
iShares Russell 1000 Growth ETF |
05/22/00 |
597,054 |
468,336 |
556,228 |
iShares Russell 1000 Value ETF |
05/22/00 |
711,909 |
732,974 |
860,614 |
iShares Russell 2000 ETF |
05/22/00 |
2,937,597 |
6,921,437 |
5,497,730 |
iShares Russell 2000 Growth ETF |
07/24/00 |
509,308 |
1,309,210 |
988,881 |
iShares Russell 2000 Value ETF |
07/24/00 |
791,432 |
2,119,942 |
1,864,464 |
iShares Russell 3000 ETF |
05/22/00 |
188,162 |
116,303 |
95,042 |
iShares Russell Mid-Cap ETF |
07/17/01 |
251,358 |
551,567 |
640,260 |
iShares Russell Mid-Cap Growth ETF |
07/17/01 |
62,948 |
369,882 |
327,319 |
iShares Russell Mid-Cap Value ETF |
07/17/01 |
494,823 |
323,549 |
511,031 |
iShares Russell Top 200 ETF |
09/22/09 |
4,144 |
3,252 |
3,031 |
iShares Russell Top 200 Growth ETF |
09/22/09 |
27,783 |
15,391 |
16,199 |
iShares Russell Top 200 Value ETF |
09/22/09 |
16,188 |
14,620 |
12,689 |
iShares S&P 100 ETF |
10/23/00 |
38,429 |
23,658 |
52,086 |
iShares S&P 500 Growth ETF |
05/22/00 |
565,726 |
264,743 |
174,278 |
iShares S&P 500 Value ETF |
05/22/00 |
372,118 |
318,752 |
422,154 |
iShares S&P Mid-Cap 400 Growth ETF |
07/24/00 |
413,750 |
389,448 |
455,474 |
iShares S&P Mid-Cap 400 Value ETF |
07/24/00 |
592,827 |
544,798 |
465,920 |
iShares S&P Small-Cap 600 Growth ETF |
07/24/00 |
612,702 |
535,494 |
927,092 |
iShares S&P Small-Cap 600 Value ETF |
07/24/00 |
1,981,986 |
1,325,001 |
1,698,044 |
iShares Semiconductor ETF |
07/10/01 |
131,908 |
390,636 |
103,868 |
iShares U.S. Aerospace & Defense ETF |
05/01/06 |
122,867 |
88,164 |
210,740 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2023 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended March 31, 2021 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
05/01/06 |
67,174 |
26,680 |
9,128 |
iShares U.S. Healthcare Providers ETF |
05/01/06 |
71,366 |
55,147 |
33,014 |
iShares U.S. Home Construction ETF |
05/01/06 |
13,795 |
13,422 |
50,988 |
iShares U.S. Infrastructure ETF |
04/03/18 |
273,585 |
128,432 |
28,398 |
iShares U.S. Insurance ETF |
05/01/06 |
8,722 |
2,769 |
1,408 |
iShares U.S. Medical Devices ETF |
05/01/06 |
80,873 |
99,163 |
84,901 |
iShares U.S. Oil & Gas Exploration & Production ETF |
05/01/06 |
26,837 |
18,260 |
28,194 |
iShares U.S. Oil Equipment & Services ETF |
05/01/06 |
23,997 |
38,494 |
124,746 |
iShares U.S. Pharmaceuticals ETF |
05/01/06 |
25,295 |
30,565 |
38,901 |
iShares U.S. Real Estate ETF |
06/12/00 |
94,818 |
156,955 |
296,838 |
iShares U.S. Regional Banks ETF |
05/01/06 |
18,712 |
38,492 |
8,550 |
iShares U.S. Telecommunications ETF |
05/22/00 |
47,926 |
97,972 |
65,572 |
iShares US Small Cap Value Factor ETF |
10/27/20 |
64,708 |
14,711 |
5,286 |
Fund |
Issuer |
Market Value of Investment |
iShares Core S&P 500 ETF |
J.P. Morgan Securities LLC |
$3,393,107,558 |
|
BofA Securities, Inc. |
1,772,021,937 |
|
Wells Fargo Securities LLC |
1,264,438,383 |
|
Morgan Stanley & Co. LLC |
1,018,314,848 |
|
Goldman Sachs & Co. LLC |
983,342,381 |
|
Citigroup Global Markets, Inc. |
806,221,080 |
|
State Street Bank & Trust Co. |
234,517,215 |
|
|
|
iShares Core S&P Total U.S. Stock Market ETF |
J.P. Morgan Securities LLC |
$388,969,616 |
|
Wells Fargo Securities LLC |
145,467,111 |
|
Morgan Stanley & Co. LLC |
116,489,528 |
|
Goldman Sachs & Co. LLC |
112,482,989 |
|
Citigroup Global Markets, Inc. |
92,411,609 |
|
State Street Bank & Trust Co. |
27,127,447 |
|
|
|
iShares Core S&P U.S. Growth ETF |
Jefferies Financial Group, Inc. |
$3,723,451 |
|
|
|
iShares Core S&P U.S. Value ETF |
JPMorgan Chase & Co. |
$295,623,612 |
|
Bank of America Corp. |
154,386,747 |
|
Morgan Stanley |
88,720,759 |
|
Goldman Sachs Group Inc. (The) |
85,674,361 |
|
Citigroup, Inc. |
70,241,830 |
|
|
|
Fund |
Issuer |
Market Value of Investment |
iShares ESG Screened S&P 500 ETF |
JPMorgan Chase & Co. |
$1,607,244 |
|
Bank of America Corp. |
839,439 |
|
Morgan Stanley |
482,373 |
|
Goldman Sachs Group Inc. (The) |
465,478 |
|
Citigroup, Inc. |
381,731 |
|
|
|
iShares Europe ETF |
UBS Group AG |
$13,579,894 |
|
Credit Suisse Group AG |
624,033 |
|
|
|
iShares Factors US Value Style ETF |
Goldman Sachs Group Inc. (The) |
$31,403 |
|
Citigroup, Inc. |
25,555 |
|
Morgan Stanley |
13,170 |
|
|
|
iShares International Developed Small Cap Value Factor ETF |
Close Brothers Group PLC |
$529,743 |
|
|
|
iShares JPX-Nikkei 400 ETF |
Nomura Holdings Inc. |
$245,198 |
|
|
|
iShares Preferred and Income Securities ETF |
Wells Fargo & Co. |
$600,629,187 |
|
JPMorgan Chase & Co. |
598,871,335 |
|
Morgan Stanley |
532,493,882 |
|
Goldman Sachs Group Inc. (The) |
272,331,423 |
|
|
|
iShares Russell 1000 ETF |
Bank of America Corp. |
$150,204,626 |
|
Citigroup Inc. |
67,871,259 |
|
JPMorgan Chase & Co. |
284,221,356 |
|
Morgan Stanley |
80,939,747 |
|
The Goldman Sachs Group, Inc. |
80,223,727 |
|
Virtu Financial, Inc. |
1,378,585 |
|
|
|
iShares Russell 1000 Value ETF |
Bank of America Corp. |
$551,546,481 |
|
Citigroup Inc. |
249,220,069 |
|
Jefferies Financial Group Inc. |
17,217,649 |
|
JPMorgan Chase & Co. |
1,043,655,136 |
|
Morgan Stanley |
297,208,531 |
|
The Goldman Sachs Group, Inc. |
294,588,397 |
|
Wells Fargo & Company |
393,715,653 |
|
|
|
iShares Russell 3000 ETF |
JPMorgan Chase & Co. |
$101,344,042 |
|
Bank of America Corp. |
53,558,105 |
|
Morgan Stanley |
28,853,977 |
|
Goldman Sachs Group Inc. (The) |
28,594,975 |
|
Citigroup, Inc. |
24,200,632 |
|
Jefferies Financial Group, Inc. |
1,720,403 |
|
|
|
iShares Russell Mid-Cap ETF |
State Street Bank & Trust Co. |
$75,584,110 |
|
|
|
iShares Russell Top 200 ETF |
JPMorgan Chase & Co. |
$10,805,566 |
|
Bank of America Corp. |
5,710,505 |
Fund |
Issuer |
Market Value of Investment |
|
Wells Fargo & Co. |
4,076,364 |
|
Goldman Sachs Group Inc. (The) |
3,049,974 |
|
Citigroup, Inc. |
2,580,310 |
|
|
|
iShares Russell Top 200 Value ETF |
JPMorgan Chase & Co. |
$48,091,166 |
|
Bank of America Corp. |
25,415,133 |
|
Wells Fargo & Co. |
18,142,308 |
|
Morgan Stanley |
13,695,307 |
|
Goldman Sachs Group Inc. (The) |
13,574,084 |
|
Citigroup, Inc. |
11,484,064 |
|
|
|
iShares S&P 100 ETF |
JPMorgan Chase & Co. |
$126,559,287 |
|
Bank of America Corp. |
66,094,428 |
|
Wells Fargo & Co. |
47,162,196 |
|
Morgan Stanley |
37,981,929 |
|
Goldman Sachs Group Inc. (The) |
36,677,863 |
|
Citigroup, Inc. |
30,071,213 |
|
|
|
iShares S&P 500 Value ETF |
JPMorgan Chase & Co. |
$580,265,869 |
|
Bank of America Corp. |
303,039,194 |
|
Morgan Stanley |
174,144,978 |
|
Goldman Sachs Group Inc. (The) |
168,166,597 |
|
Citigroup, Inc. |
137,874,324 |
|
|
|
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
Piper Sandler Companies |
$6,735,892 |
|
The Goldman Sachs Group, Inc. |
144,984,965 |
|
Virtu Financial, Inc. |
6,222,447 |
|
|
|
iShares US Small Cap Value Factor ETF |
|
$0 |
Fund |
Fiscal Year Ended March 31, 2023 |
Fiscal Year Ended March 31, 2022 |
iShares Biotechnology ETF |
13% |
46% |
iShares Core S&P 500 ETF |
3% |
3% |
iShares Core S&P Mid-Cap ETF |
18% |
16% |
iShares Core S&P Small-Cap ETF |
19% |
16% |
iShares Core S&P Total U.S. Stock Market ETF |
4% |
4% |
iShares Core S&P U.S. Growth ETF |
36% |
15% |
iShares Core S&P U.S. Value ETF |
31% |
20% |
iShares ESG Screened S&P 500 ETF |
4% |
3% |
iShares ESG Screened S&P Mid-Cap ETF |
20% |
26% |
iShares ESG Screened S&P Small-Cap ETF |
23% |
34% |
iShares Europe ETF |
5% |
5% |
iShares Expanded Tech Sector ETF |
9% |
8% |
iShares Expanded Tech-Software Sector ETF |
13% |
15% |
iShares Factors US Growth Style ETF |
67% |
111% |
iShares Factors US Value Style ETF |
109% |
104% |
iShares Focused Value Factor ETF |
133% |
138% |
iShares International Developed Small Cap Value Factor ETF |
18% |
35% |
iShares JPX-Nikkei 400 ETF |
12% |
11% |
iShares Micro-Cap ETF |
35% |
44% |
iShares Mortgage Real Estate ETF |
28% |
20% |
iShares North American Natural Resources ETF |
11% |
15% |
iShares North American Tech-Multimedia Networking ETF |
31% |
37% |
iShares Preferred and Income Securities ETF |
16% |
21% |
iShares Residential and Multisector Real Estate ETF |
18% |
8% |
iShares Russell 1000 ETF |
5% |
6% |
iShares Russell 1000 Growth ETF |
14% |
13% |
iShares Russell 1000 Value ETF |
15% |
17% |
iShares Russell 2000 ETF |
18% |
23% |
iShares Russell 2000 Growth ETF |
35% |
40% |
iShares Russell 2000 Value ETF |
32% |
35% |
iShares Russell 3000 ETF |
4% |
5% |
iShares Russell Mid-Cap ETF |
12% |
13% |
iShares Russell Mid-Cap Growth ETF |
26% |
35% |
iShares Russell Mid-Cap Value ETF |
19% |
21% |
iShares Russell Top 200 ETF |
5% |
4% |
iShares Russell Top 200 Growth ETF |
12% |
10% |
iShares Russell Top 200 Value ETF |
18% |
15% |
iShares S&P 100 ETF |
3% |
2% |
iShares S&P 500 Growth ETF |
34% |
14% |
iShares S&P 500 Value ETF |
29% |
18% |
iShares S&P Mid-Cap 400 Growth ETF |
54% |
45% |
iShares S&P Mid-Cap 400 Value ETF |
41% |
38% |
iShares S&P Small-Cap 600 Growth ETF |
54% |
44% |
iShares S&P Small-Cap 600 Value ETF |
54% |
42% |
iShares Semiconductor ETF |
18% |
32% |
iShares U.S. Aerospace & Defense ETF |
20% |
27% |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
56% |
24% |
iShares U.S. Healthcare Providers ETF |
20% |
24% |
iShares U.S. Home Construction ETF |
9% |
5% |
iShares U.S. Infrastructure ETF |
26% |
33% |
iShares U.S. Insurance ETF |
12% |
11% |
iShares U.S. Medical Devices ETF |
10% |
11% |
Fund |
Fiscal Year Ended March 31, 2023 |
Fiscal Year Ended March 31, 2022 |
iShares U.S. Oil & Gas Exploration & Production ETF |
15% |
17% |
iShares U.S. Oil Equipment & Services ETF |
16% |
55% |
iShares U.S. Pharmaceuticals ETF |
46% |
20% |
iShares U.S. Real Estate ETF |
8% |
9% |
iShares U.S. Regional Banks ETF |
7% |
14% |
iShares U.S. Telecommunications ETF |
24% |
75% |
iShares US Small Cap Value Factor ETF |
71% |
13% |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Biotechnology ETF |
50,000 |
$6,461,921.65 |
iShares Core S&P 500 ETF |
50,000 |
20,562,095.20 |
iShares Core S&P Mid-Cap ETF |
50,000 |
12,508,500.00 |
iShares Core S&P Small-Cap ETF |
50,000 |
4,838,000.00 |
iShares Core S&P Total U.S. Stock Market ETF |
50,000 |
4,527,750.00 |
iShares Core S&P U.S. Growth ETF |
50,000 |
4,441,000.00 |
iShares Core S&P U.S. Value ETF |
50,000 |
3,689,000.00 |
iShares ESG Screened S&P 500 ETF |
50,000 |
1,545,000.00 |
iShares ESG Screened S&P Mid-Cap ETF |
50,000 |
1,701,000.00 |
iShares ESG Screened S&P Small-Cap ETF |
50,000 |
1,696,000.00 |
iShares Europe ETF |
50,000 |
2,607,451.45 |
iShares Expanded Tech Sector ETF |
50,000 |
16,967,781.70 |
iShares Expanded Tech-Software Sector ETF |
50,000 |
15,219,435.15 |
iShares Factors US Growth Style ETF |
50,000 |
1,655,000.00 |
iShares Factors US Value Style ETF |
50,000 |
1,331,500.00 |
iShares Focused Value Factor ETF |
50,000 |
2,519,272.45 |
iShares International Developed Small Cap Value Factor ETF |
100,000 |
3,261,232.80 |
iShares JPX-Nikkei 400 ETF |
150,000 |
9,387,182.85 |
iShares Micro-Cap ETF |
50,000 |
5,220,473.50 |
iShares Mortgage Real Estate ETF |
50,000 |
1,092,000.00 |
iShares North American Natural Resources ETF |
50,000 |
1,958,418.25 |
iShares North American Tech-Multimedia Networking ETF |
50,000 |
3,573,516.00 |
iShares Preferred and Income Securities ETF |
50,000 |
1,559,000.00 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Residential and Multisector Real Estate ETF |
50,000 |
3,530,000.00 |
iShares Russell 1000 ETF |
50,000 |
11,260,866.25 |
iShares Russell 1000 Growth ETF |
50,000 |
12,224,131.50 |
iShares Russell 1000 Value ETF |
50,000 |
7,617,446.55 |
iShares Russell 2000 ETF |
50,000 |
8,930,753.70 |
iShares Russell 2000 Growth ETF |
50,000 |
11,353,779.90 |
iShares Russell 2000 Value ETF |
50,000 |
6,861,828.90 |
iShares Russell 3000 ETF |
50,000 |
11,776,000.00 |
iShares Russell Mid-Cap ETF |
50,000 |
3,495,431.00 |
iShares Russell Mid-Cap Growth ETF |
50,000 |
4,554,102.85 |
iShares Russell Mid-Cap Value ETF |
50,000 |
5,310,500.00 |
iShares Russell Top 200 ETF |
50,000 |
4,869,000.00 |
iShares Russell Top 200 Growth ETF |
50,000 |
6,949,000.00 |
iShares Russell Top 200 Value ETF |
50,000 |
3,257,500.00 |
iShares S&P 100 ETF |
50,000 |
9,353,000.00 |
iShares S&P 500 Growth ETF |
50,000 |
3,196,000.00 |
iShares S&P 500 Value ETF |
50,000 |
7,589,500.00 |
iShares S&P Mid-Cap 400 Growth ETF |
50,000 |
3,576,989.35 |
iShares S&P Mid-Cap 400 Value ETF |
50,000 |
5,141,672.15 |
iShares S&P Small-Cap 600 Growth ETF |
50,000 |
5,506,338.55 |
iShares S&P Small-Cap 600 Value ETF |
50,000 |
4,683,500.00 |
iShares Semiconductor ETF |
50,000 |
22,245,471.65 |
iShares U.S. Aerospace & Defense ETF |
50,000 |
5,754,693.85 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
50,000 |
4,580,163.75 |
iShares U.S. Healthcare Providers ETF |
50,000 |
12,367,432.65 |
iShares U.S. Home Construction ETF |
50,000 |
3,513,886.85 |
iShares U.S. Infrastructure ETF |
50,000 |
1,867,109.30 |
iShares U.S. Insurance ETF |
50,000 |
4,282,477.80 |
iShares U.S. Medical Devices ETF |
50,000 |
2,701,321.10 |
iShares U.S. Oil & Gas Exploration & Production ETF |
50,000 |
4,291,155.50 |
iShares U.S. Oil Equipment & Services ETF |
50,000 |
966,431.75 |
iShares U.S. Pharmaceuticals ETF |
50,000 |
8,771,138.30 |
iShares U.S. Real Estate ETF |
50,000 |
4,247,545.05 |
iShares U.S. Regional Banks ETF |
50,000 |
1,789,407.95 |
iShares U.S. Telecommunications ETF |
50,000 |
1,157,589.00 |
iShares US Small Cap Value Factor ETF |
50,000 |
1,330,552.55 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge for Creations* |
iShares Europe ETF |
$10,000 |
3.0 % |
iShares International Developed Small Cap Value Factor ETF |
8,350 |
3.0 % |
iShares JPX-Nikkei 400 ETF |
3,000 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares Biotechnology ETF |
$478.75 |
3.0 % |
iShares Core S&P 500 ETF |
777.50 |
3.0 % |
iShares Core S&P Mid-Cap ETF |
645.00 |
3.0 % |
iShares Core S&P Small-Cap ETF |
790.00 |
3.0 % |
iShares Core S&P Total U.S. Stock Market ETF |
3,675.00 |
3.0 % |
iShares Core S&P U.S. Growth ETF |
743.75 ** |
3.0 % |
iShares Core S&P U.S. Value ETF |
1,020.00 |
3.0 % |
iShares ESG Screened S&P 500 ETF |
711.25 ** |
3.0 % |
iShares ESG Screened S&P Mid-Cap ETF |
600.00 ** |
3.0 % |
iShares ESG Screened S&P Small-Cap ETF |
753.75 ** |
3.0 % |
iShares Expanded Tech Sector ETF |
497.50 ** |
3.0 % |
iShares Expanded Tech-Software Sector ETF |
293.75 ** |
3.0 % |
iShares Factors US Growth Style ETF |
263.75 ** |
3.0 % |
iShares Factors US Value Style ETF |
357.50 ** |
3.0 % |
iShares Focused Value Factor ETF |
198.75 ** |
3.0 % |
iShares Micro-Cap ETF |
2,058.75 ** |
3.0 % |
iShares Mortgage Real Estate ETF |
188.75 |
3.0 % |
iShares North American Natural Resources ETF |
302.50 |
3.0 % |
iShares North American Tech-Multimedia Networking ETF |
176.25 ** |
3.0 % |
iShares Preferred and Income Securities ETF |
705.00 |
3.0 % |
iShares Residential and Multisector Real Estate ETF |
198.75 ** |
3.0 % |
iShares Russell 1000 ETF |
1,401.25 |
3.0 % |
iShares Russell 1000 Growth ETF |
700.00 |
3.0 % |
iShares Russell 1000 Value ETF |
1,193.75 |
3.0 % |
iShares Russell 2000 ETF |
2,531.25 |
3.0 % |
iShares Russell 2000 Growth ETF |
1,482.50 ** |
3.0 % |
iShares Russell 2000 Value ETF |
1,860.00 |
3.0 % |
iShares Russell 3000 ETF |
3,378.75 ** |
3.0 % |
iShares Russell Mid-Cap ETF |
1,155.00 ** |
3.0 % |
iShares Russell Mid-Cap Growth ETF |
563.75 |
3.0 % |
iShares Russell Mid-Cap Value ETF |
1,013.75 ** |
3.0 % |
iShares Russell Top 200 ETF |
395.00 ** |
3.0 % |
iShares Russell Top 200 Growth ETF |
287.50 ** |
3.0 % |
iShares Russell Top 200 Value ETF |
331.25 ** |
3.0 % |
iShares S&P 100 ETF |
276.25 ** |
3.0 % |
iShares S&P 500 Growth ETF |
441.25 |
3.0 % |
iShares S&P 500 Value ETF |
652.50 |
3.0 % |
iShares S&P Mid-Cap 400 Growth ETF |
452.50 ** |
3.0 % |
iShares S&P Mid-Cap 400 Value ETF |
517.50 ** |
3.0 % |
iShares S&P Small-Cap 600 Growth ETF |
531.25 ** |
3.0 % |
iShares S&P Small-Cap 600 Value ETF |
640.00 ** |
3.0 % |
iShares Semiconductor ETF |
187.50 |
3.0 % |
iShares U.S. Aerospace & Defense ETF |
193.75 |
3.0 % |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
180.00 ** |
3.0 % |
iShares U.S. Healthcare Providers ETF |
228.75 ** |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares U.S. Home Construction ETF |
210.00 |
3.0 % |
iShares U.S. Infrastructure ETF |
340.00 ** |
3.0 % |
iShares U.S. Insurance ETF |
208.75 ** |
3.0 % |
iShares U.S. Medical Devices ETF |
226.25 ** |
3.0 % |
iShares U.S. Oil & Gas Exploration & Production ETF |
211.25 |
3.0 % |
iShares U.S. Oil Equipment & Services ETF |
186.25 ** |
3.0 % |
iShares U.S. Pharmaceuticals ETF |
200.00 ** |
3.0 % |
iShares U.S. Real Estate ETF |
245.00 |
3.0 % |
iShares U.S. Regional Banks ETF |
192.50 ** |
3.0 % |
iShares U.S. Telecommunications ETF |
175.00 |
3.0 % |
iShares US Small Cap Value Factor ETF |
378.75 ** |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge for Redemptions* |
iShares Europe ETF |
$10,000 |
2.0 % |
iShares International Developed Small Cap Value Factor ETF |
8,350 |
2.0 % |
iShares JPX-Nikkei 400 ETF |
3,000 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares Biotechnology ETF |
$478.75 |
2.0 % |
iShares Core S&P 500 ETF |
777.50 |
2.0 % |
iShares Core S&P Mid-Cap ETF |
645.00 |
2.0 % |
iShares Core S&P Small-Cap ETF |
790.00 |
2.0 % |
iShares Core S&P Total U.S. Stock Market ETF |
3,675.00 |
2.0 % |
iShares Core S&P U.S. Growth ETF |
743.75 ** |
2.0 % |
iShares Core S&P U.S. Value ETF |
1,020.00 |
2.0 % |
iShares ESG Screened S&P 500 ETF |
711.25 ** |
2.0 % |
iShares ESG Screened S&P Mid-Cap ETF |
600.00 ** |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares ESG Screened S&P Small-Cap ETF |
753.75 ** |
2.0 % |
iShares Expanded Tech Sector ETF |
497.50 ** |
2.0 % |
iShares Expanded Tech-Software Sector ETF |
293.75 ** |
2.0 % |
iShares Factors US Growth Style ETF |
263.75 ** |
2.0 % |
iShares Factors US Value Style ETF |
357.50 ** |
2.0 % |
iShares Focused Value Factor ETF |
198.75 ** |
2.0 % |
iShares Micro-Cap ETF |
2,058.75 ** |
2.0 % |
iShares Mortgage Real Estate ETF |
188.75 |
2.0 % |
iShares North American Natural Resources ETF |
302.50 |
2.0 % |
iShares North American Tech-Multimedia Networking ETF |
176.25 ** |
2.0 % |
iShares Preferred and Income Securities ETF |
705.00 |
2.0 % |
iShares Residential and Multisector Real Estate ETF |
198.75 ** |
2.0 % |
iShares Russell 1000 ETF |
1,401.25 |
2.0 % |
iShares Russell 1000 Growth ETF |
700.00 |
2.0 % |
iShares Russell 1000 Value ETF |
1,193.75 |
2.0 % |
iShares Russell 2000 ETF |
2,531.25 |
2.0 % |
iShares Russell 2000 Growth ETF |
1,482.50 ** |
2.0 % |
iShares Russell 2000 Value ETF |
1,860.00 |
2.0 % |
iShares Russell 3000 ETF |
3,378.75 ** |
2.0 % |
iShares Russell Mid-Cap ETF |
1,155.00 ** |
2.0 % |
iShares Russell Mid-Cap Growth ETF |
563.75 |
2.0 % |
iShares Russell Mid-Cap Value ETF |
1,013.75 ** |
2.0 % |
iShares Russell Top 200 ETF |
395.00 ** |
2.0 % |
iShares Russell Top 200 Growth ETF |
287.50 ** |
2.0 % |
iShares Russell Top 200 Value ETF |
331.25 ** |
2.0 % |
iShares S&P 100 ETF |
276.25 ** |
2.0 % |
iShares S&P 500 Growth ETF |
441.25 |
2.0 % |
iShares S&P 500 Value ETF |
652.50 |
2.0 % |
iShares S&P Mid-Cap 400 Growth ETF |
452.50 ** |
2.0 % |
iShares S&P Mid-Cap 400 Value ETF |
517.50 ** |
2.0 % |
iShares S&P Small-Cap 600 Growth ETF |
531.25 ** |
2.0 % |
iShares S&P Small-Cap 600 Value ETF |
640.00 ** |
2.0 % |
iShares Semiconductor ETF |
187.50 |
2.0 % |
iShares U.S. Aerospace & Defense ETF |
193.75 |
2.0 % |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
180.00 ** |
2.0 % |
iShares U.S. Healthcare Providers ETF |
228.75 ** |
2.0 % |
iShares U.S. Home Construction ETF |
210.00 |
2.0 % |
iShares U.S. Infrastructure ETF |
340.00 ** |
2.0 % |
iShares U.S. Insurance ETF |
208.75 ** |
2.0 % |
iShares U.S. Medical Devices ETF |
226.25 ** |
2.0 % |
iShares U.S. Oil & Gas Exploration & Production ETF |
211.25 |
2.0 % |
iShares U.S. Oil Equipment & Services ETF |
186.25 ** |
2.0 % |
iShares U.S. Pharmaceuticals ETF |
200.00 ** |
2.0 % |
iShares U.S. Real Estate ETF |
245.00 |
2.0 % |
iShares U.S. Regional Banks ETF |
192.50 ** |
2.0 % |
iShares U.S. Telecommunications ETF |
175.00 |
2.0 % |
iShares US Small Cap Value Factor ETF |
378.75 ** |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Biotechnology ETF |
$2,690,738,576 |
iShares Core S&P 500 ETF |
7,049,586,471 |
iShares Core S&P Mid-Cap ETF |
1,713,541,092 |
iShares Core S&P Small-Cap ETF |
2,941,893,594 |
iShares Core S&P Total U.S. Stock Market ETF |
662,909,533 |
iShares Core S&P U.S. Growth ETF |
1,457,321,766 |
iShares Core S&P U.S. Value ETF |
728,805,923 |
iShares ESG Screened S&P 500 ETF |
2,733,274 |
iShares ESG Screened S&P Mid-Cap ETF |
2,793,371 |
iShares ESG Screened S&P Small-Cap ETF |
1,397,798 |
iShares Europe ETF |
368,616,712 |
iShares Expanded Tech Sector ETF |
114,307,739 |
iShares Expanded Tech-Software Sector ETF |
441,797,378 |
iShares Factors US Growth Style ETF |
899,128 |
iShares Factors US Value Style ETF |
863,481 |
iShares Focused Value Factor ETF |
5,139,862 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares International Developed Small Cap Value Factor ETF |
2,549,938 |
iShares JPX-Nikkei 400 ETF |
24,591,227 |
iShares Micro-Cap ETF |
191,112,983 |
iShares Mortgage Real Estate ETF |
276,754,574 |
iShares North American Natural Resources ETF |
498,272,318 |
iShares North American Tech- Multimedia Networking ETF |
78,086,958 |
iShares Preferred and Income Securities ETF |
1,946,804,348 |
iShares Residential and Multisector Real Estate ETF |
26,817,079 |
iShares Russell 1000 ETF |
1,048,166,720 |
iShares Russell 1000 Growth ETF |
4,435,951,491 |
iShares Russell 1000 Value ETF |
2,653,752,716 |
iShares Russell 2000 ETF |
14,270,567,827 |
iShares Russell 2000 Growth ETF |
2,744,343,857 |
iShares Russell 2000 Value ETF |
1,506,466,766 |
iShares Russell 3000 ETF |
262,843,385 |
iShares Russell Mid-Cap ETF |
1,175,348,813 |
iShares Russell Mid-Cap Growth ETF |
1,950,017,880 |
iShares Russell Mid-Cap Value ETF |
701,035,961 |
iShares Russell Top 200 ETF |
23,957,521 |
iShares Russell Top 200 Growth ETF |
288,680,613 |
iShares Russell Top 200 Value ETF |
49,966,749 |
iShares S&P 100 ETF |
362,360,219 |
iShares S&P 500 Growth ETF |
3,160,067,414 |
iShares S&P 500 Value ETF |
1,566,023,135 |
iShares S&P Mid-Cap 400 Growth ETF |
840,254,575 |
iShares S&P Mid-Cap 400 Value ETF |
779,295,226 |
iShares S&P Small-Cap 600 Growth ETF |
659,211,964 |
iShares S&P Small-Cap 600 Value ETF |
854,325,126 |
iShares Semiconductor ETF |
721,302,528 |
iShares U.S. Aerospace & Defense ETF |
959,069,232 |
iShares U.S. Broker-Dealers & Securities Exchanges ETF |
142,483,232 |
iShares U.S. Healthcare Providers ETF |
162,814,328 |
iShares U.S. Home Construction ETF |
203,011,003 |
iShares U.S. Infrastructure ETF |
79,528,981 |
iShares U.S. Insurance ETF |
8,758,967 |
iShares U.S. Medical Devices ETF |
248,204,930 |
iShares U.S. Oil & Gas Exploration & Production ETF |
230,439,768 |
iShares U.S. Oil Equipment & Services ETF |
301,671,033 |
iShares U.S. Pharmaceuticals ETF |
202,191,795 |
iShares U.S. Real Estate ETF |
412,805,177 |
iShares U.S. Regional Banks ETF |
118,291,081 |
iShares U.S. Telecommunications ETF |
285,175,246 |
iShares US Small Cap Value Factor ETF |
6,226,922 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |
Fund |
Ticker |
Listing Exchange |
iShares Emergent Food and AgTech Multisector ETF |
IVEG |
Nasdaq |
iShares ESG Advanced MSCI EAFE ETF |
DMXF |
Nasdaq |
iShares ESG Advanced MSCI USA ETF |
USXF |
Nasdaq |
iShares ESG Aware MSCI EAFE ETF |
ESGD |
Nasdaq |
iShares ESG Aware MSCI USA ETF |
ESGU |
Nasdaq |
iShares ESG Aware MSCI USA Small-Cap ETF |
ESML |
Cboe BZX |
iShares ESG MSCI USA Leaders ETF |
SUSL |
Nasdaq |
iShares MSCI Denmark ETF |
EDEN |
Cboe BZX |
iShares MSCI Finland ETF |
EFNL |
Cboe BZX |
iShares MSCI Germany Small-Cap ETF |
EWGS |
Cboe BZX |
iShares MSCI Indonesia ETF |
EIDO |
NYSE Arca |
iShares MSCI Ireland ETF |
EIRL |
NYSE Arca |
iShares MSCI Japan Value ETF |
EWJV |
Nasdaq |
iShares MSCI New Zealand ETF |
ENZL |
Nasdaq |
iShares MSCI Norway ETF |
ENOR |
Cboe BZX |
iShares MSCI Philippines ETF |
EPHE |
NYSE Arca |
iShares MSCI Poland ETF |
EPOL |
NYSE Arca |
iShares MSCI United Kingdom ETF |
EWU |
NYSE Arca |
iShares MSCI United Kingdom Small-Cap ETF |
EWUS |
Cboe BZX |
iShares Paris-Aligned Climate MSCI USA ETF |
PABU |
Nasdaq |
|
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Diversified Funds |
Non-Diversified Funds |
iShares ESG Advanced MSCI EAFE ETF |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG MSCI USA Leaders ETF |
iShares ESG Aware MSCI EAFE ETF |
iShares MSCI Denmark ETF |
iShares ESG Aware MSCI USA ETF |
iShares MSCI Finland ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Ireland ETF |
Diversified Funds |
Non-Diversified Funds |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares MSCI Norway ETF |
|
iShares MSCI Philippines ETF |
|
iShares MSCI Poland ETF |
|
iShares MSCI United Kingdom ETF |
|
iShares Paris-Aligned Climate MSCI USA ETF |
|
|
|
|
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Member of the Wyoming State Investment Funds Committee (since 2022); Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director of the Jackson Hole Center for the Arts (since 2021). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the Exchange- Traded Fund Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the Exchange-Traded Fund Complex (2014-2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$50,001-$100,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$50,001-$100,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$50,001-$100,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares Global Tech ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Value ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
$50,001-$100,000 |
|
|
iShares U.S. Energy ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$10,001-$50,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares 0-5 Year TIPS Bond ETF |
$10,001-$50,000 |
Over $100,000 |
|
iShares China Large-Cap ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core U.S. REIT ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI All Country Asia ex Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Singapore ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Equal Weighted ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Quality Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$10,001-$50,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
iShares U.S. Infrastructure ETF |
$10,001-$50,000 |
|
|
iShares U.S. Regional Banks ETF |
$10,001-$50,000 |
|
|
|
|
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
$1-$10,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares International Select Dividend ETF |
$1-$10,000 |
|
|
iShares MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$10,001-$50,000 |
|
|
|
|
|
Drew E. Lawton |
BlackRock Ultra Short-Term Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares 0-5 Year High Yield Corporate Bond ETF |
$50,001-$100,000 |
|
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
Over $100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
Over $100,000 |
|
|
iShares U.S. Financials ETF |
$50,001-$100,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
None |
None |
None |
Name |
iShares Emergent Food and AgTech Multisector ETF1 |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1 |
$76 |
$127 |
$1,373 |
Richard L. Fagnani |
1 |
77 |
128 |
1,389 |
Cecilia H. Herbert |
1 |
81 |
134 |
1,450 |
John E. Kerrigan |
1 |
82 |
137 |
1,480 |
Drew E. Lawton |
1 |
75 |
124 |
1,343 |
John E. Martinez |
1 |
75 |
124 |
1,343 |
Madhav V. Rajan |
1 |
75 |
124 |
1,343 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Name |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Jane D. Carlin |
$4,788 |
$318 |
$672 |
$38 |
Richard L. Fagnani |
4,841 |
321 |
679 |
38 |
Cecilia H. Herbert |
5,054 |
335 |
709 |
40 |
John E. Kerrigan |
5,160 |
342 |
724 |
41 |
Drew E. Lawton |
4,681 |
311 |
657 |
37 |
John E. Martinez |
4,681 |
311 |
657 |
37 |
Madhav V. Rajan |
4,681 |
311 |
657 |
37 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Finland ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Ireland ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$5 |
$5 |
$96 |
$10 |
Richard L. Fagnani |
5 |
5 |
97 |
11 |
Cecilia H. Herbert |
5 |
5 |
101 |
11 |
John E. Kerrigan |
5 |
5 |
103 |
11 |
Drew E. Lawton |
5 |
5 |
94 |
10 |
John E. Martinez |
5 |
5 |
94 |
10 |
Madhav V. Rajan |
5 |
5 |
94 |
10 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$17 |
$26 |
$7 |
$24 |
Richard L. Fagnani |
18 |
27 |
7 |
24 |
Cecilia H. Herbert |
18 |
28 |
8 |
25 |
John E. Kerrigan |
19 |
28 |
8 |
25 |
Drew E. Lawton |
17 |
26 |
7 |
23 |
John E. Martinez |
17 |
26 |
7 |
23 |
Madhav V. Rajan |
17 |
26 |
7 |
23 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF2 |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$28 |
$708 |
$10 |
$163 |
Richard L. Fagnani |
29 |
716 |
10 |
165 |
Cecilia H. Herbert |
30 |
747 |
11 |
172 |
John E. Kerrigan |
30 |
763 |
11 |
176 |
Drew E. Lawton |
28 |
692 |
10 |
160 |
John E. Martinez |
28 |
692 |
10 |
160 |
Madhav V. Rajan |
28 |
692 |
10 |
160 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses3 |
Estimated Annual Benefits Upon Retirement3 |
Total Compensation From the Funds and Fund Complex4 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$420,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
446,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
445,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
431,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
420,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
420,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name and Address |
Percentage of Ownership |
iShares Emergent Food and AgTech Multisector ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
46.67 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
18.52 % |
|
BofA Securities, Inc. One Bryant Park New York, NY 10036 |
16.02 % |
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
31.95 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
13.72 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.21 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.45 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.98 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.51 % |
|
|
|
iShares ESG Advanced MSCI USA ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
34.65 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
18.67 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.99 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.32 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.26 % |
|
|
|
iShares ESG Aware MSCI EAFE ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
12.48 % |
Fund |
Name and Address |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
12.39 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
9.12 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
8.91 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.70 % |
|
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
5.22 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.06 % |
|
|
|
iShares ESG Aware MSCI USA ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
25.35 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.76 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
9.21 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.99 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.93 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.95 % |
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
19.94 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
18.55 % |
|
Ameriprise Enterprise Investment Services, Inc. 901 3rd Avenue South Minneapolis, MN 55474 |
11.55 % |
Fund |
Name and Address |
Percentage of Ownership |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.39 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.99 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.04 % |
|
|
|
iShares ESG MSCI USA Leaders ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
62.02 % |
|
Euroclear Bank SA/NV 28 Liberty Street, 33rd Floor New York, NY 10005 |
14.68 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.79 % |
|
|
|
iShares MSCI Denmark ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
23.51 % |
|
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
22.06 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
20.50 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.31 % |
|
CIBC World Markets Inc./CDS 161 Bay Street 10th Floor Toronto, ON M5J 258 CA |
6.58 % |
|
|
|
iShares MSCI Finland ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
43.76 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
8.80 % |
Fund |
Name and Address |
Percentage of Ownership |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
7.31 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
6.35 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
5.57 % |
|
|
|
iShares MSCI Germany Small-Cap ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
16.10 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
11.36 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.33 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
9.26 % |
|
ABN AMRO Clearing Chicago LLC 175 West Jackson Boulevard Chicago, IL 60604 |
8.97 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.62 % |
|
VANGUARD Marketing Corporation 100 Vanguard Boulevard Malvern, PA 19355 |
7.26 % |
|
|
|
iShares MSCI Indonesia ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
20.76 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
13.16 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
11.11 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.85 % |
Fund |
Name and Address |
Percentage of Ownership |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.87 % |
|
|
|
iShares MSCI Ireland ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
34.07 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
15.06 % |
|
|
|
iShares MSCI Japan Value ETF |
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
30.21 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
18.89 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.47 % |
|
VANGUARD Marketing Corporation 100 Vanguard Boulevard Malvern, PA 19355 |
7.35 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
6.97 % |
|
|
|
iShares MSCI New Zealand ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.18 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.70 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.66 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.09 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.88 % |
|
|
|
iShares MSCI Norway ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.36 % |
Fund |
Name and Address |
Percentage of Ownership |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
11.00 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
10.38 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.05 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
9.50 % |
|
|
|
iShares MSCI Philippines ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
25.31 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.28 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
10.27 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.39 % |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.19 % |
|
|
|
iShares MSCI Poland ETF |
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
21.24 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
12.74 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
9.17 % |
|
Interactive Brokers Retail Equity Clearing 8 Greenwich Office Park Greenwich, CT 06831 |
8.95 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
6.23 % |
Fund |
Name and Address |
Percentage of Ownership |
|
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
5.86 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
5.07 % |
|
|
|
iShares MSCI United Kingdom ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
18.33 % |
|
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.12 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
9.07 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
6.89 % |
|
Goldman, Sachs & Co. 30 Hudson Street 16th Floor Jersey City, NJ 07302 |
6.02 % |
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
25.80 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
22.65 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.50 % |
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
Euroclear Bank SA/NV 28 Liberty Street, 33rd Floor New York, NY 10005 |
91.61 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
7.94 % |
Fund |
Management Fee for Fiscal Year Ended August 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
0.47% |
04/25/22 |
$8,904 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
0.12% |
06/16/20 |
395,881 |
$129,053 |
$2,657 |
iShares ESG Advanced MSCI USA ETF |
0.10% |
06/16/20 |
570,078 |
156,034 |
1,112 |
iShares ESG Aware MSCI EAFE ETF |
0.20% |
06/28/16 |
14,090,293 |
9,421,765 |
3,535,857 |
iShares ESG Aware MSCI USA ETF |
0.15% |
12/01/16 |
35,182,083 |
22,246,896 |
6,087,377 |
iShares ESG Aware MSCI USA Small-Cap ETF |
0.17% |
04/10/18 |
2,347,485 |
1,163,896 |
267,629 |
iShares ESG MSCI USA Leaders ETF |
0.10% |
05/07/19 |
3,702,887 |
3,127,380 |
1,900,645 |
iShares MSCI Denmark ETF |
0.53% |
01/25/12 |
849,111 |
850,009 |
235,973 |
Fund |
Management Fee for Fiscal Year Ended August 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended August 31, 2020 |
iShares MSCI Finland ETF |
0.53% |
01/25/12 |
140,558 |
176,465 |
138,140 |
iShares MSCI Germany Small-Cap ETF |
0.59% |
01/25/12 |
206,140 |
234,212 |
187,211 |
iShares MSCI Indonesia ETF |
0.58% |
05/05/10 |
2,524,878 |
1,961,109 |
2,227,100 |
iShares MSCI Ireland ETF |
0.50% |
05/05/10 |
340,648 |
308,624 |
283,976 |
iShares MSCI Japan Value ETF |
0.15% |
03/05/19 |
121,675 |
38,174 |
10,689 |
iShares MSCI New Zealand ETF |
0.50% |
09/01/10 |
640,990 |
853,923 |
764,500 |
iShares MSCI Norway ETF |
0.53% |
01/23/12 |
242,357 |
180,573 |
111,888 |
iShares MSCI Philippines ETF |
0.58% |
09/28/10 |
711,308 |
743,337 |
1,020,006 |
iShares MSCI Poland ETF |
0.58% |
05/25/10 |
1,317,330 |
1,476,840 |
1,499,512 |
iShares MSCI United Kingdom ETF |
0.50% |
03/12/96 |
16,873,143 |
15,450,248 |
11,141,732 |
iShares MSCI United Kingdom Small-Cap ETF |
0.59% |
01/25/12 |
508,497 |
540,007 |
486,131 |
iShares Paris-Aligned Climate MSCI USA ETF1,2 |
0.11% |
02/08/22 |
353,556 |
N/A |
N/A |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
302 |
$1,719,438,000,000 |
Other Pooled Investment Vehicles |
2 |
4,096,000,000 |
Other Accounts |
19 |
29,732,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
256 |
$1,635,475,000,000 |
Other Pooled Investment Vehicles |
33 |
9,050,000,000 |
Other Accounts |
57 |
4,260,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
281 |
$1,630,490,000,000 |
Other Pooled Investment Vehicles |
2 |
5,570,000,000 |
Other Accounts |
5 |
3,981,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
|
|
|
X |
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Emergent Food and AgTech Multisector ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
X |
|
|
|
|
|
|
iShares ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares MSCI Denmark ETF |
X |
|
|
|
|
|
|
iShares MSCI Finland ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares MSCI Germany Small-Cap ETF |
X |
|
|
|
|
|
|
iShares MSCI Indonesia ETF |
X |
|
|
|
|
|
|
iShares MSCI Ireland ETF |
X |
|
|
|
|
|
|
iShares MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares MSCI New Zealand ETF |
X |
|
|
|
|
|
|
iShares MSCI Norway ETF |
X |
|
|
|
|
|
|
iShares MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares MSCI Poland ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2021 |
Administration, Custodian & Transfer Agency Expenses Paid During Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
04/25/22 |
$8,963 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
06/16/20 |
88,437 |
$103,697 |
$24,285 |
iShares ESG Aware MSCI EAFE ETF |
06/28/16 |
455,709 |
353,635 |
183,742 |
iShares MSCI Denmark ETF |
01/25/12 |
47,962 |
42,419 |
44,290 |
iShares MSCI Finland ETF |
01/25/12 |
33,883 |
32,446 |
33,160 |
iShares MSCI Germany Small-Cap ETF |
01/25/12 |
44,954 |
48,274 |
41,573 |
iShares MSCI Indonesia ETF |
05/05/10 |
165,308 |
131,075 |
164,245 |
iShares MSCI Ireland ETF |
05/05/10 |
31,289 |
27,870 |
21,941 |
iShares MSCI Japan Value ETF |
03/05/19 |
29,042 |
31,723 |
27,739 |
iShares MSCI New Zealand ETF |
09/01/10 |
44,441 |
45,431 |
44,632 |
iShares MSCI Norway ETF |
01/23/12 |
41,617 |
35,417 |
32,287 |
iShares MSCI Philippines ETF |
09/28/10 |
72,539 |
64,261 |
71,872 |
iShares MSCI Poland ETF |
05/25/10 |
114,535 |
139,770 |
130,721 |
iShares MSCI United Kingdom ETF |
03/12/96 |
99,915 |
95,888 |
70,548 |
iShares MSCI United Kingdom Small-Cap ETF |
01/25/12 |
39,196 |
37,616 |
40,040 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid to Citibank from July 11, 2022 to August 31, 2022 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
$6,849 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
83,282 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid to Citibank from July 11, 2022 to August 31, 2022 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
24,163 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
12,284 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
4,120 |
Fund |
Fund Inception Date |
Administration, Custodian & Transfer Agency Expenses Paid to State Street from September 1, 2021 to July 10, 2022 |
Administration, Custodian & Transfer Agency Expenses Paid to State Street During Fiscal Year Ended August 31, 2021 |
Administration, Custodian & Transfer Agency Expenses Paid to State Street During Fiscal Year Ended August 31, 2020 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
$39,032 |
38,227 |
5,181 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
285,970 |
209,771 |
73,556 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
66,801 |
68,969 |
51,485 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
61,786 |
56,113 |
41,908 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
15,741 |
N/A |
N/A |
Fund |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Gross income from securities lending activities |
$1,160 |
$20,652 |
$75,886 |
$258,313 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
197 |
1,736 |
6,925 |
34,613 |
Cash collateral management expenses not included in securities lending income paid to BTC |
2 |
545 |
1,753 |
6,862 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
61 |
10,435 |
37,888 |
54,695 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$260 |
$12,716 |
$46,566 |
$96,170 |
Fund |
iShares Emergent Food and AgTech Multisector ETF |
iShares ESG Advanced MSCI EAFE ETF |
iShares ESG Advanced MSCI USA ETF |
iShares ESG Aware MSCI EAFE ETF |
Net income from securities lending activities |
$900 |
$7,936 |
$29,320 |
$162,143 |
Fund |
iShares ESG Aware MSCI USA ETF |
iShares ESG Aware MSCI USA Small-Cap ETF |
iShares ESG MSCI USA Leaders ETF |
iShares MSCI Denmark ETF |
Gross income from securities lending activities |
$1,773,448 |
$1,362,362 |
$190,978 |
$51,052 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
163,844 |
187,999 |
13,299 |
7,674 |
Cash collateral management expenses not included in securities lending income paid to BTC |
48,871 |
22,862 |
6,139 |
1,327 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
855,142 |
363,524 |
115,100 |
7,013 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,067,857 |
$574,385 |
$134,538 |
$16,014 |
Net income from securities lending activities |
$705,591 |
$787,977 |
$56,440 |
$35,038 |
Fund |
iShares MSCI Finland ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Ireland ETF |
Gross income from securities lending activities |
$5,166 |
$135,347 |
N/A |
N/A |
Fund |
iShares MSCI Finland ETF |
iShares MSCI Germany Small-Cap ETF |
iShares MSCI Indonesia ETF |
iShares MSCI Ireland ETF |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
859 |
23,293 |
N/A |
N/A |
Cash collateral management expenses not included in securities lending income paid to BTC |
55 |
1,066 |
N/A |
N/A |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
335 |
5,128 |
N/A |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1,249 |
$29,487 |
N/A |
N/A |
Net income from securities lending activities |
$3,917 |
$105,860 |
N/A |
N/A |
Fund |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Gross income from securities lending activities |
N/A |
$100,827 |
$38,531 |
N/A |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
N/A |
16,265 |
5,792 |
N/A |
Fund |
iShares MSCI Japan Value ETF |
iShares MSCI New Zealand ETF |
iShares MSCI Norway ETF |
iShares MSCI Philippines ETF |
Cash collateral management expenses not included in securities lending income paid to BTC |
N/A |
1,536 |
357 |
N/A |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
N/A |
8,898 |
4,278 |
N/A |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
N/A |
$26,699 |
$10,427 |
N/A |
Net income from securities lending activities |
N/A |
$74,128 |
$28,104 |
N/A |
Fund |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF |
Gross income from securities lending activities |
$293,145 |
N/A |
$72,517 |
$53,763 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
48,834 |
N/A |
12,126 |
7,635 |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,637 |
N/A |
543 |
569 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares MSCI Poland ETF |
iShares MSCI United Kingdom ETF |
iShares MSCI United Kingdom Small-Cap ETF |
iShares Paris-Aligned Climate MSCI USA ETF |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
16,209 |
N/A |
3,407 |
13,498 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$70,680 |
N/A |
$16,076 |
$21,702 |
Net income from securities lending activities |
$222,465 |
N/A |
$56,441 |
$32,061 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended August 31, 2020 |
iShares Emergent Food and AgTech Multisector ETF |
04/25/22 |
$81 |
N/A |
N/A |
iShares ESG Advanced MSCI EAFE ETF |
06/16/20 |
24,162 |
$14,211 |
$258 |
iShares ESG Advanced MSCI USA ETF |
06/16/20 |
7,306 |
3,513 |
32 |
iShares ESG Aware MSCI EAFE ETF |
06/28/16 |
575,878 |
393,113 |
242,086 |
iShares ESG Aware MSCI USA ETF |
12/01/16 |
602,234 |
445,228 |
406,021 |
iShares ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
237,792 |
103,129 |
53,320 |
iShares ESG MSCI USA Leaders ETF |
05/07/19 |
39,040 |
40,772 |
36,883 |
iShares MSCI Denmark ETF |
01/25/12 |
10,521 |
8,794 |
5,595 |
iShares MSCI Finland ETF |
01/25/12 |
1,777 |
1,741 |
2,012 |
iShares MSCI Germany Small-Cap ETF |
01/25/12 |
3,123 |
4,267 |
2,446 |
iShares MSCI Indonesia ETF |
05/05/10 |
57,455 |
28,324 |
43,240 |
iShares MSCI Ireland ETF |
05/05/10 |
11,248 |
10,411 |
9,661 |
iShares MSCI Japan Value ETF |
03/05/19 |
6,007 |
2,692 |
2,019 |
iShares MSCI New Zealand ETF |
09/01/10 |
5,635 |
10,194 |
7,948 |
iShares MSCI Norway ETF |
01/23/12 |
5,658 |
1,731 |
1,794 |
iShares MSCI Philippines ETF |
09/28/10 |
13,271 |
21,925 |
28,860 |
iShares MSCI Poland ETF |
05/25/10 |
33,701 |
99,303 |
73,091 |
iShares MSCI United Kingdom ETF |
03/12/96 |
103,412 |
111,342 |
44,262 |
iShares MSCI United Kingdom Small-Cap ETF |
01/25/12 |
12,010 |
10,777 |
10,541 |
iShares Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
4,470 |
N/A |
N/A |
Fund |
Issuer |
Market Value of Investment |
iShares ESG Advanced MSCI EAFE ETF |
UBS Group AG |
$2,608,908 |
|
Societe Generale SA |
824,168 |
|
Nomura Holdings Inc. |
499,683 |
|
|
|
iShares ESG Aware MSCI EAFE ETF |
UBS Group AG |
$30,358,045 |
|
Macquarie Group Ltd. |
22,228,341 |
|
Barclays PLC |
16,237,766 |
|
Societe Generale SA |
15,138,603 |
|
Nomura Holdings Inc. |
10,031,677 |
|
Credit Suisse Group AG |
7,078,130 |
|
|
|
iShares MSCI Japan Value ETF |
Nomura Holdings Inc. |
$541,685 |
|
Daiwa Securities Group Inc. |
311,677 |
|
|
|
iShares MSCI United Kingdom ETF |
Barclays PLC |
$50,034,103 |
|
|
|
iShares MSCI United Kingdom Small-Cap ETF |
Close Brothers Group PLC |
$219,952 |
Fund |
Fiscal Year ended August 31, 2022 |
Fiscal Year ended August 31, 2021 |
iShares Emergent Food and AgTech Multisector ETF |
1%1, 2 |
N/A1 |
iShares ESG Advanced MSCI EAFE ETF |
18% |
28% |
iShares ESG Advanced MSCI USA ETF |
24% |
29% |
iShares ESG Aware MSCI EAFE ETF |
27% |
25% |
iShares ESG Aware MSCI USA ETF |
22% |
21% |
iShares ESG Aware MSCI USA Small-Cap ETF |
37% |
33% |
iShares ESG MSCI USA Leaders ETF |
10% |
12% |
iShares MSCI Denmark ETF |
12% |
11% |
iShares MSCI Finland ETF |
20% |
12% |
iShares MSCI Germany Small-Cap ETF |
27% |
24% |
Fund |
Fiscal Year ended August 31, 2022 |
Fiscal Year ended August 31, 2021 |
iShares MSCI Indonesia ETF |
16% |
10% |
iShares MSCI Ireland ETF |
33% |
40% |
iShares MSCI Japan Value ETF |
24% |
24% |
iShares MSCI New Zealand ETF |
12% |
16% |
iShares MSCI Norway ETF |
27% |
12% |
iShares MSCI Philippines ETF |
13% |
20% |
iShares MSCI Poland ETF |
11% |
22% |
iShares MSCI United Kingdom ETF |
7% |
9% |
iShares MSCI United Kingdom Small-Cap ETF |
17% |
15% |
iShares Paris-Aligned Climate MSCI USA ETF |
6%3,4 |
N/A3 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Emergent Food and AgTech Multisector ETF |
50,000 |
$913,258.20 |
iShares ESG Advanced MSCI EAFE ETF |
100,000 |
4,620,919.90 |
iShares ESG Advanced MSCI USA ETF |
50,000 |
1,546,418.25 |
iShares ESG Aware MSCI EAFE ETF |
100,000 |
5,617,300.40 |
iShares ESG Aware MSCI USA ETF |
50,000 |
4,406,327.00 |
iShares ESG Aware MSCI USA Small-Cap ETF |
50,000 |
1,692,437.60 |
iShares ESG MSCI USA Leaders ETF |
50,000 |
3,409,908.30 |
iShares MSCI Denmark ETF |
50,000 |
3,720,219.10 |
iShares MSCI Finland ETF |
50,000 |
1,563,110.25 |
iShares MSCI Germany Small-Cap ETF |
50,000 |
2,209,170.40 |
iShares MSCI Indonesia ETF |
50,000 |
1,173,157.90 |
iShares MSCI Ireland ETF |
50,000 |
1,865,919.95 |
iShares MSCI Japan Value ETF |
100,000 |
2,162,228.20 |
iShares MSCI New Zealand ETF |
50,000 |
2,053,689.95 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares MSCI Norway ETF |
50,000 |
1,042,738.90 |
iShares MSCI Philippines ETF |
50,000 |
1,107,528.05 |
iShares MSCI Poland ETF |
50,000 |
537,807.50 |
iShares MSCI United Kingdom ETF |
100,000 |
2,619,214.10 |
iShares MSCI United Kingdom Small-Cap ETF |
50,000 |
1,301,855.30 |
iShares Paris-Aligned Climate MSCI USA ETF |
50,000 |
2,174,947.30 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares Emergent Food and AgTech Multisector ETF |
$475 |
7.0 % |
iShares ESG Advanced MSCI EAFE ETF |
9,500 |
3.0 % |
iShares ESG Aware MSCI EAFE ETF |
7,800 |
3.0 % |
iShares MSCI Denmark ETF |
1,200 |
3.0 % |
iShares MSCI Finland ETF |
1,000 |
3.0 % |
iShares MSCI Germany Small-Cap ETF |
1,600 |
3.0 % |
iShares MSCI Indonesia ETF |
1,700 |
3.0 % |
iShares MSCI Ireland ETF |
900 |
3.0 % |
iShares MSCI Japan Value ETF |
2,150 |
3.0 % |
iShares MSCI New Zealand ETF |
600 |
3.0 % |
iShares MSCI Norway ETF |
1,300 |
3.0 % |
iShares MSCI Philippines ETF |
1,000 |
3.0 % |
iShares MSCI Poland ETF |
600 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares MSCI United Kingdom ETF |
3,500 |
3.0 % |
iShares MSCI United Kingdom Small-Cap ETF |
2,200 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge* |
iShares ESG Advanced MSCI USA ETF |
$613.75 ** |
3.0 % |
iShares ESG Aware MSCI USA ETF |
533.75 ** |
3.0 % |
iShares ESG Aware MSCI USA Small-Cap ETF |
1,340.00 ** |
3.0 % |
iShares ESG MSCI USA Leaders ETF |
488.75 ** |
3.0 % |
iShares Paris-Aligned Climate MSCI USA ETF |
527.50 ** |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares Emergent Food and AgTech Multisector ETF |
$475 |
2.0 % |
iShares ESG Advanced MSCI EAFE ETF |
9,500 |
2.0 % |
iShares ESG Aware MSCI EAFE ETF |
7,800 |
2.0 % |
iShares MSCI Denmark ETF |
1,200 |
2.0 % |
iShares MSCI Finland ETF |
1,000 |
2.0 % |
iShares MSCI Germany Small-Cap ETF |
1,600 |
2.0 % |
iShares MSCI Indonesia ETF |
1,700 |
2.0 % |
iShares MSCI Ireland ETF |
900 |
2.0 % |
iShares MSCI Japan Value ETF |
2,150 |
2.0 % |
iShares MSCI New Zealand ETF |
600 |
2.0 % |
iShares MSCI Norway ETF |
1,300 |
2.0 % |
iShares MSCI Philippines ETF |
1,000 |
2.0 % |
iShares MSCI Poland ETF |
600 |
2.0 % |
iShares MSCI United Kingdom ETF |
3,500 |
2.0 % |
iShares MSCI United Kingdom Small-Cap ETF |
2,200 |
2.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge* |
iShares ESG Advanced MSCI USA ETF |
$613.75 ** |
2.0 % |
iShares ESG Aware MSCI USA ETF |
533.75 ** |
2.0 % |
iShares ESG Aware MSCI USA Small-Cap ETF |
1,340.00 ** |
2.0 % |
iShares ESG MSCI USA Leaders ETF |
488.75 ** |
2.0 % |
iShares Paris-Aligned Climate MSCI USA ETF |
527.50 ** |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Emergent Food and AgTech Multisector ETF |
$8,113 |
iShares ESG Advanced MSCI EAFE ETF |
12,048,286 |
iShares ESG Advanced MSCI USA ETF |
19,923,087 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares ESG Aware MSCI EAFE ETF |
349,991,271 |
iShares ESG Aware MSCI USA ETF |
1,004,082,875 |
iShares ESG Aware MSCI USA Small-Cap ETF |
65,584,944 |
iShares ESG MSCI USA Leaders ETF |
38,766,242 |
iShares MSCI Denmark ETF |
3,263,163 |
iShares MSCI Finland ETF |
4,540,781 |
iShares MSCI Germany Small-Cap ETF |
1,407,194 |
iShares MSCI Indonesia ETF |
174,454,845 |
iShares MSCI Ireland ETF |
13,345,548 |
iShares MSCI Japan Value ETF |
1,845,089 |
iShares MSCI New Zealand ETF |
30,477,459 |
iShares MSCI Norway ETF |
10,926,515 |
iShares MSCI Philippines ETF |
67,914,213 |
iShares MSCI Poland ETF |
139,112,019 |
iShares MSCI United Kingdom ETF |
533,266,947 |
iShares MSCI United Kingdom Small- Cap ETF |
12,550,279 |
iShares Paris-Aligned Climate MSCI USA ETF |
3,737,069 |
Contents |
|
A-4 | |
A-4 | |
A-4 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |