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24F-2NT: Filer Information

Submission Contact Information

Name
 
Phone Number
 
E-mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

Payor Information

Payor CIK
 
Payor CCC
 

24F-2NT:Series/Class (Contract) Information

24F-2NT:Annual Filing Information

Form 24F-2 Annual Filing

Filers submitting a 24F-2 where the total fee due is based upon the aggregate net sales of all series and classes with the same fiscal year should only complete one copy of the form. To begin the form select "Add 24F-2 Form".
Filers calculating fees on a class-by-class or series-by-series basis must complete a separate Form 24F-2 for each class or series. The application will allow you to create a separate form for each series or class within a single submission. Simply select "Add 24F-2 Form" to begin each additional form.
Read instructions at end of Form before preparing Form. See "INSTRUCTIONS" link above.
Annual Filing Information Record:1

1. Name and address of issuer:

Name of Issuer

First Trust Exchange-Traded Fund III 

Street 1

120 East Liberty Drive Suite 400 

Street 2

 

City

Wheaton 

State

ILLINOIS  

Country

UNITED STATES  

Zip code and zip code extension or foreign postal code

60187 


2. The name and EDGAR identifier of each series or class of securities for which this Form is filed (if the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes):

Series ID Record:1
Series Name
First Trust Municipal High Income ETF 
Series ID
S000051606 
Class ID Record:1
Class Name
First Trust Municipal High Income ETF 
Class ID
C000162358 
Series ID Record:2
Series Name
First Trust Horizon Managed Volatility Developed International ETF 
Series ID
S000054959 
Class ID Record:1
Class Name
First Trust Horizon Managed Volatility Developed International ETF 
Class ID
C000172840 
Series ID Record:3
Series Name
First Trust Horizon Managed Volatility Domestic ETF 
Series ID
S000054960 
Class ID Record:1
Class Name
First Trust Horizon Managed Volatility Domestic ETF 
Class ID
C000172841 
Series ID Record:4
Series Name
First Trust California Municipal High Income ETF 
Series ID
S000057894 
Class ID Record:1
Class Name
First Trust California Municipal High Income ETF 
Class ID
C000187865 
Series ID Record:5
Series Name
First Trust Ultra Short Duration Municipal ETF 
Series ID
S000063443 
Class ID Record:1
Class Name
First Trust Ultra Short Duration Municipal ETF 
Class ID
C000205579 
Series ID Record:6
Series Name
First Trust Short Duration Managed Municipal ETF 
Series ID
S000063445 
Class ID Record:1
Class Name
First Trust Short Duration Managed Municipal ETF 
Class ID
C000205581 
Series ID Record:7
Series Name
First Trust Merger Arbitrage ETF 
Series ID
S000067481 
Class ID Record:1
Class Name
First Trust Merger Arbitrage ETF 
Class ID
C000216993 
Series ID Record:8
Series Name
First Trust Horizon Managed Volatility Small/Mid ETF 
Series ID
S000068212 
Class ID Record:1
Class Name
First Trust Horizon Managed Volatility Small/Mid ETF 
Class ID
C000218390 
Series ID Record:9
Series Name
First Trust New York High Income Municipal ETF 
Series ID
S000070485 
Class ID Record:1
Class Name
First Trust New York High Income Municipal ETF 
Class ID
C000223991 

3. Investment Company Act File Number:
811-22245 
Securities Act File Number Record:1
Securities Act File Number:
333-176976 

4(a). Last day of fiscal year for which this Form is filed:
07/31/2023 
4(b). Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer’s fiscal year). (See Instruction A.2)
Note: If the Form is being filed late, interest must be paid on the registration fee due.
Checkbox not checked
4(c). Check box if this is the last time the issuer will be filing this Form.Checkbox not checked

5. Calculation of registration fee (if calculating on a class-by-class or series-by- series basis, provide the EDGAR identifier for each such class or series):

Series or Class (Contract) ID

 

(i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f):

630593097.00 

(ii) Aggregate price of securities redeemed or repurchased during the fiscal year:

385365267.00 

(iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission:

0.00 

(iv) Total available redemption credits [add Items 5(ii) and 5(iii)]:

385365267.00 

(v) Net sales -- if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:

245227830.00 

vi) Redemption credits available for use in future years -- if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:

0.00 

(vii) Multiplier for determining registration fee (See Instruction C.9):

0.000110200 

viii) Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter "0" if no fee is due):

27024.11 


6. Prepaid Shares

If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here:

 

If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here:

 


7. Interest due -- if this Form is being filed more than 90 days after the end of the issuer’s fiscal year (see Instruction D):

0.00 


8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:

27024.11 


9. Explanatory Notes (if any):

 


Signatures

This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)*
Name and Title
Pawel Maziarka, Assistant Treasurer 
Date
09/28/2023 
Signature
/s/ Pawel Maziarka