The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | BBG001S7FHX1 | 6,210 | 41,400 | SH | Put | DFND | 4 | 41,400 | 0 | 0 |
| AP ACQUISITION CORP | CL A ORD SHS | G04058106 | BBG013VVS9H1 | 1,076,000 | 100,000 | SH | DFND | 4 | 100,000 | 0 | 0 | |
| AP ACQUISITION CORP | UNIT 99/99/9999 | G04058122 | BBG013VVN469 | 1,076,050 | 100,000 | SH | DFND | 4 | 100,000 | 0 | 0 | |
| ARYA SCIENCES ACQUISITN CORP | CLASS A ORD SHS | G31658100 | BBG011LN0WM7 | 5,418,280 | 523,000 | SH | DFND | 4 | 523,000 | 0 | 0 | |
| AVEPOINT INC | *W EXP 09/18/202 | 053604112 | 22,650 | 25,000 | SH | DFND | 4 | 25,000 | 0 | 0 | ||
| BM TECHNOLOGIES INC | *W EXP 01/04/202 | 05591L115 | 3,750 | 25,000 | SH | DFND | 4 | 25,000 | 0 | 0 | ||
| CARTESIAN GROWTH CORP II | UNIT 07/12/2028 | G19305104 | BBG0148QL2X0 | 5,375,000 | 500,000 | SH | DFND | 4 | 500,000 | 0 | 0 | |
| COMPASS DIGITAL ACQUISITN CO | UNIT 09/29/2026 | G2476C115 | BBG012J84N83 | 1,038,000 | 100,000 | SH | DFND | 4 | 100,000 | 0 | 0 | |
| EVEREST CONSOLIDATOR ACQ COR | CL A COM | 29978K102 | BBG014FP37G2 | 4,686,000 | 440,000 | SH | DFND | 4 | 440,000 | 0 | 0 | |
| FATHOM DIGITAL MFG CORP | *W EXP 12/23/202 | 31189Y111 | 325 | 25,000 | SH | DFND | 4 | 25,000 | 0 | 0 | ||
| FORBION EUROPEAN ACQUSTN COR | CLASS A ORD SHS | G3619H102 | BBG013QQHCT0 | 4,750,708 | 442,750 | SH | DFND | 4 | 442,750 | 0 | 0 | |
| FRANCHISE GROUP INC | COM | 35180X105 | BBG003385QC6 | 286,400 | 10,000 | SH | DFND | 4 | 10,000 | 0 | 0 | |
| FTAC ZEUS ACQUISITION COR | CLASS A COM | 30320F106 | BBG00ZL7DSJ7 | 4,222,125 | 405,000 | SH | DFND | 4 | 405,000 | 0 | 0 | |
| GASLOG PARTNERS LP | UNIT LTD PTNRP | Y2687W108 | BBG0069J9W96 | 1,293,000 | 150,000 | SH | DFND | 4 | 150,000 | 0 | 0 | |
| HEARTLAND MEDIA ACQUISITION | CL A COM | 42237V108 | BBG015VQ6BB2 | 1,054,000 | 100,000 | SH | DFND | 4 | 100,000 | 0 | 0 | |
| HEARTLAND MEDIA ACQUISITION | UNIT 99/99/9999 | 42237V207 | BBG013SNW3Z1 | 528,000 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
| INNOVATE CORP | COM | 45784J105 | BBG001S16908 | 218,750 | 125,000 | SH | DFND | 4 | 125,000 | 0 | 0 | |
| JAGUAR GLOBAL GROWTH CORP I | CLASS A ORD SHS | G5S11A106 | BBG0135WF9B8 | 3,708,290 | 350,500 | SH | DFND | 4 | 350,500 | 0 | 0 | |
| KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | BBG001TC5VC2 | 3,640,681 | 512,772 | SH | DFND | 4 | 512,772 | 0 | 0 | |
| KENSINGTON CAPITAL ACQUISITI | SHS CL A | G5251K103 | BBG011WGWC58 | 10,032,000 | 950,000 | SH | DFND | 4 | 950,000 | 0 | 0 | |
| KNIGHTSWAN ACQUISITION CORP | CL A COM | 499103109 | BBG0148P1RY8 | 1,162,700 | 110,000 | SH | DFND | 4 | 110,000 | 0 | 0 | |
| L CATTERTON ASIA ACQUISITION | CLASS A ORD SHS | G5346G125 | BBG010171ZV8 | 7,845,000 | 750,000 | SH | DFND | 4 | 750,000 | 0 | 0 | |
| LIBERTY BROADBAND CORP | COM SER A | 530307107 | BBG006GNRZ92 | 1,011,136 | 12,682 | SH | DFND | 4 | 12,682 | 0 | 0 | |
| LIBERTY BROADBAND CORP | COM SER C | 530307305 | BBG006GNSZX4 | 204,281 | 2,550 | SH | DFND | 4 | 2,550 | 0 | 0 | |
| LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | BBG00BFHD9T6 | 6,257,812 | 191,195 | SH | DFND | 4 | 191,195 | 0 | 0 | |
| LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | BBG005DKMJ58 | 105,933 | 162,974 | SH | DFND | 4 | 162,974 | 0 | 0 | |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | BBG001SDX252 | 9,726,603 | 4,421,183 | SH | DFND | 4 | 4,421,183 | 0 | 0 | |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 63008G203 | BBG009DFFWM1 | 462,400 | 160,000 | SH | DFND | 4 | 160,000 | 0 | 0 | |
| PORTAGE FINTECH ACQUISITN CO | CLASS A ORD SHS | G7185D106 | BBG011JF2F79 | 4,154,000 | 400,000 | SH | DFND | 4 | 400,000 | 0 | 0 | |
| PROJECT ENERGY REIMAGINED AC | CLASS A ORD | G72556106 | BBG00ZV9JFM0 | 621,600 | 60,000 | SH | DFND | 4 | 60,000 | 0 | 0 | |
| PROTERRA INC | COM | 74374T109 | BBG00Y038YW0 | 12,689,622 | 10,574,685 | SH | DFND | 4 | 10,574,685 | 0 | 0 | |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 760125104 | BBG001S80721 | 5,587,519 | 143,233 | SH | DFND | 4 | 143,233 | 0 | 0 | |
| SIRIUS XM HOLDINGS INC | COM | 82968B103 | BBG001S70ZY6 | 945,505 | 421,400 | SH | Put | DFND | 4 | 421,400 | 0 | 0 |
| SK GROWTH OPPORTUNITIES CORP | CLASS A COM | G8192N103 | BBG01959FB58 | 529,500 | 50,000 | SH | DFND | 4 | 50,000 | 0 | 0 | |
| SLAM CORP | CL A SHS | G8210L105 | BBG00Z6D5VT2 | 6,059,100 | 570,000 | SH | DFND | 4 | 570,000 | 0 | 0 | |
| SOCIAL CAP SUVRETTA HLDS CP | CLASS A ORD SHS | G8253Y105 | BBG0119BQFF4 | 5,195,700 | 502,000 | SH | DFND | 4 | 502,000 | 0 | 0 | |
| SOCIAL CAP SUVRETTA HLDS CRP | CLASS A ORD SHS | G8253U103 | BBG0119BQ147 | 2,815,200 | 272,000 | SH | DFND | 4 | 272,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 215,049 | 152,100 | SH | Put | DFND | 4 | 152,100 | 0 | 0 |
| SPRINGWATER SPL SITUATIONS C | COM | 85205U107 | BBG00ZN75WQ7 | 711,909 | 68,850 | SH | DFND | 4 | 68,850 | 0 | 0 | |
| STAR HLDGS | SHS BEN INT | 85512G106 | BBG01C70G355 | 9,679,105 | 659,789 | SH | DFND | 4 | 659,789 | 0 | 0 | |
| STEEL CONNECT INC | COM | 858098205 | BBG001S5PXV1 | 173,717 | 20,730 | SH | DFND | 4 | 20,730 | 0 | 0 | |
| STRATASYS LTD | SHS | M85548101 | BBG002S5ZS58 | 884,448 | 49,800 | SH | DFND | 4 | 49,800 | 0 | 0 | |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | BBG001SLH608 | 38,286,125 | 4,451,875 | SH | DFND | 4 | 4,451,875 | 0 | 0 | |
| TORTOISEECOFIN ACQUISITION C | SHS CL A | G8956E109 | BBG00ZGY4FB0 | 830,392 | 80,000 | SH | DFND | 4 | 80,000 | 0 | 0 | |
| TORTOISEECOFIN ACQUISITION C | UNIT 99/99/9999 | G8956E208 | BBG0112Z5VV8 | 1,552,515 | 150,000 | SH | DFND | 4 | 150,000 | 0 | 0 | |
| XPAC ACQUISITION CORP | CLASS A ORD | G9831X106 | BBG0112Z5QZ5 | 1,398,600 | 135,000 | SH | DFND | 4 | 135,000 | 0 | 0 | |