The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Alphabet Inc. | CAP STK CL A | 02079K305 | 2,873,880 | 24,000 | SH | SOLE | 0 | 24,000 | 0 | 0 | ||
| Amarin Corporation PLC | COM | 023111206 | 2,641,800 | 2,220,000 | SH | DFND | 1 | 0 | 2,220,000 | 0 | ||
| Amazon.Com Inc. | COM | 023135106 | 7,814,400 | 60,000 | SH | SOLE | 0 | 60,000 | 0 | 0 | ||
| Amerant Bancorp Inc. | CL A | 023576101 | 158,389 | 9,214 | SH | DFND | 1 | 0 | 9,214 | 0 | ||
| Anterix Inc | COM | 03676C100 | 12,676,000 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | ||
| Avidbank Holdings, Inc. | COM | 05368J103 | 3,054,304 | 185,334 | SH | DFND | 1 | 0 | 185,334 | 0 | ||
| BCB Bancorp, Inc. | COM | 055298103 | 3,522,000 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | ||
| BKF Capital Group, Inc. | COM | 05548G201 | 712,465 | 29,380 | SH | DFND | 1 | 0 | 29,380 | 0 | ||
| The Bancorp Bank | COM | 05969A105 | 4,565,188 | 139,822 | SH | DFND | 1 | 0 | 139,822 | 0 | ||
| Bank of San Francisco | COM | 064774102 | 1,899,710 | 102,687 | SH | DFND | 1 | 0 | 102,687 | 0 | ||
| Brinker International, Inc. | COM | 109641100 | 9,889,320 | 270,200 | SH | DFND | 1 | 0 | 270,200 | 0 | ||
| British American Tobacco - ADR | SPONSORED ADR | 110448107 | 498,000 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | ||
| CALUMET SPECIALTY PRODS PART | UT LTD PARTNER | 131476103 | 9,058,518 | 571,155 | SH | DFND | 1 | 0 | 571,155 | 0 | ||
| Chart Industries Inc. | COM | 16115Q308 | 5,592,650 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | ||
| ENOVIS CORPORATION | COM | 194014502 | 1,897,952 | 29,600 | SH | DFND | 1 | 0 | 29,600 | 0 | ||
| The Walt Disney Company | COM | 254687106 | 89,280 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | ||
| DocGo | COM | 256086109 | 328,259 | 35,033 | SH | SOLE | 0 | 35,033 | 0 | 0 | ||
| Dolby Laboratories Inc. | COM CL A | 25659T107 | 10,187,371 | 121,742 | SH | DFND | 1 | 0 | 121,742 | 0 | ||
| EQRx, Inc. Warrant | *W EXP 12/17/202 | 26886C115 | 16,830 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
| ES Bancshares, Inc | COM | 296049109 | 2,329,450 | 656,183 | SH | DFND | 1 | 0 | 656,183 | 0 | ||
| ESAB CORPORATION | COM | 29605J106 | 3,247,152 | 48,800 | SH | DFND | 1 | 0 | 48,800 | 0 | ||
| FFBW Inc. | COM | 30260M103 | 2,106,253 | 184,113 | SH | DFND | 1 | 0 | 184,113 | 0 | ||
| Farmers & Merchants Bank | COM | 308243104 | 1,102,290 | 203 | SH | SOLE | 0 | 203 | 0 | 0 | ||
| Federal Life Group, Inc. | COM | 313533101 | 1,058 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | ||
| Standard Biotools Inc. | COM | 34385P108 | 1,891,593 | 980,100 | SH | DFND | 1 | 0 | 980,100 | 0 | ||
| Fortrea Holdings Inc | COMMON STOCK | 34965K107 | 2,720,800 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | ||
| Great Lakes Dredge & Dock | COM | 390607109 | 8,436,412 | 1,033,874 | SH | DFND | 1 | 0 | 1,033,874 | 0 | ||
| Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 11,298 | 721,942 | SH | SOLE | 0 | 721,942 | 0 | 0 | ||
| Gyrodyne, LLC | COM | 403829104 | 41,362 | 3,693 | SH | SOLE | 0 | 3,693 | 0 | 0 | ||
| Helmerich & Payne Inc. | COM | 423452101 | 3,545,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
| Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 171,396 | 190,440 | SH | SOLE | 0 | 190,440 | 0 | 0 | ||
| IAC INC | COM NEW | 44891N208 | 2,452,403 | 39,051 | SH | DFND | 1 | 0 | 39,051 | 0 | ||
| ICC Holdings, Inc. | COM | 44931Q104 | 891,204 | 56,281 | SH | DFND | 1 | 0 | 56,281 | 0 | ||
| Intel Corp. | Common Stock | 458140100 | 3,913,316 | 117,025 | SH | SOLE | 0 | 117,025 | 0 | 0 | ||
| Ironwood Pharmaceuticals | COM | 46333X108 | 5,532,800 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | ||
| KKR & CO INC | COM | 48251W104 | 4,824,680 | 86,155 | SH | DFND | 1 | 0 | 86,155 | 0 | ||
| LICT Corp. | COM | 50187G104 | 1,350,500 | 73 | SH | DFND | 1 | 0 | 73 | 0 | ||
| Laboratory Corporation of America | COM | 50540R409 | 16,585,600 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | ||
| Madison Square Garden Entertainment | COM CL A | 558256103 | 5,043,000 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | ||
| Madison Square Garden Sports | CL A | 55825T103 | 4,983,325 | 26,500 | SH | DFND | 1 | 0 | 26,500 | 0 | ||
| Mid-Southern Bancorp | COM | 59548Q107 | 2,211,779 | 169,485 | SH | DFND | 1 | 0 | 169,485 | 0 | ||
| Mistras Group | COM | 60649T107 | 11,429,391 | 1,480,491 | SH | DFND | 1 | 0 | 1,480,491 | 0 | ||
| Bunge Limited | COM | 616962105 | 33,022,500 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | ||
| NI Holdings Inc. | COM | 65342T106 | 6,358,770 | 428,200 | SH | DFND | 1 | 0 | 428,200 | 0 | ||
| Northeast Bancorp | COM | 663904209 | 6,591,944 | 158,194 | SH | DFND | 1 | 0 | 158,194 | 0 | ||
| Permian Basin Rlty Trust | UNIT BEN INT | 714236106 | 345,056 | 13,841 | SH | SOLE | 0 | 13,841 | 0 | 0 | ||
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 156,242 | 11,081 | SH | SOLE | 0 | 11,081 | 0 | 0 | ||
| Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 1,400,246 | 94,388 | SH | SOLE | 0 | 94,388 | 0 | 0 | ||
| Positive Phyisicians Holdings Inc | COM | 73740G106 | 5,985 | 900 | SH | SOLE | 0 | 900 | 0 | 0 | ||
| SPY 72123 P417 | PUTS | 78462F953 | 40,688 | 875 | PRN | Put | DFND | 1 | 0 | 875 | 0 | |
| S&W Seed Company | COM | 785135104 | 21,286,836 | 17,448,226 | SH | DFND | 1 | 0 | 17,448,226 | 0 | ||
| Salesforce, Inc. | COM | 79466L302 | 211,260 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | ||
| San Juan Basin Realty Trust Unit | UNIT BEN INT | 798241105 | 744,783 | 100,240 | SH | SOLE | 0 | 100,240 | 0 | 0 | ||
| Sarcos Technology and Robotics | COM | 80359A106 | 378,966 | 1,178,742 | SH | DFND | 1 | 0 | 1,178,742 | 0 | ||
| Sarcos Technology and Robotics | COM | 80359A106 | 154,640 | 480,994 | SH | SOLE | 0 | 480,994 | 0 | 0 | ||
| Scholastic Corporation | COM | 807066105 | 6,510,186 | 167,400 | SH | DFND | 1 | 0 | 167,400 | 0 | ||
| Sharecare Inc Warrants | *W EXP 07/01/202 | 81948W112 | 5,059 | 26,666 | SH | DFND | 1 | 0 | 26,666 | 0 | ||
| SIGA Technologies | COM | 826917106 | 2,316,435 | 458,700 | SH | DFND | 1 | 0 | 458,700 | 0 | ||
| SomaLogic, Inc. Warrant | *W EXP 03/01/202 | 83444K113 | 15,000 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | ||
| Tejon Ranch Co. | COM | 879080109 | 6,120,650 | 355,645 | SH | DFND | 1 | 0 | 355,645 | 0 | ||
| Traditions Bancorp Inc | COM | 89269L102 | 1,278,225 | 74,100 | SH | DFND | 1 | 0 | 74,100 | 0 | ||
| Trinity Place Holdings Inc. | COM | 89656D101 | 4,985,613 | 9,232,617 | SH | DFND | 1 | 0 | 9,232,617 | 0 | ||
| Victory Capital Holdings, Inc. | COM CL A | 92645B103 | 1,545,618 | 49,005 | SH | SOLE | 0 | 49,005 | 0 | 0 | ||
| Wells Fargo & Co. | COM | 949746101 | 8,536,000 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | ||
| Alkermes PLC | COM | G01767105 | 7,631,879 | 243,830 | SH | DFND | 1 | 0 | 243,830 | 0 | ||
| CLVT PRFD 5.25 | 5.25% PFD CONV A | G21810208 | 3,078,750 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | ||
| Clarivate PLC | ORD SHS | G28110109 | 6,671,000 | 700,000 | SH | DFND | 1 | 0 | 700,000 | 0 | ||
| SiriusPoint Ltd | COM | G8192H106 | 767,550 | 85,000 | SH | DFND | 1 | 0 | 85,000 | 0 | ||
| Cellebrite DI Warrant | *W EXP 08/30/202 | M2197Q115 | 24,800 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | ||
| DHT HOLDINGS INC | SHS NEW | Y2065G121 | 2,715,099 | 318,300 | SH | DFND | 1 | 0 | 318,300 | 0 | ||
| ENETI INC | COM | Y2294C107 | 4,553,033 | 375,973 | SH | DFND | 1 | 0 | 375,973 | 0 | ||
| GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 1,280,939 | 91,300 | SH | DFND | 1 | 0 | 91,300 | 0 | ||