The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| RAND CAP CORP | COM NEW | 752185207 | BBG000BRX8P6 | 242,689 | 18,654 | SH | SOLE | 18,654 | 0 | 0 | ||
| ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | BBG000G7CDN9 | 4,167,875 | 36,631 | SH | SOLE | 36,631 | 0 | 0 | ||
| AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | BBG013N237B1 | 7,431,000 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | ||
| ALTICE USA INC | CL A | 02156K103 | BBG00GFMPRK0 | 21,140 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | BBG000DW4LB1 | 336,006 | 4,574 | SH | SOLE | 4,574 | 0 | 0 | ||
| BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | BBG00ZLJC548 | 8,582,245 | 13,200,000 | SH | SOLE | 13,200,000 | 0 | 0 | ||
| BROOKFIELD CORP | CL A LTD VT SH | 11271J107 | BBG000C9K6K8 | 1,151,402 | 34,200 | SH | SOLE | 34,200 | 0 | 0 | ||
| CHEGG INC | NOTE 9/0 | 163092AF6 | BBG00WSNPCW9 | 3,770,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 | BBG01138FQ01 | 5,335,641 | 7,050,000 | SH | SOLE | 7,050,000 | 0 | 0 | ||
| CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | BBG0105XBRH0 | 3,580,531 | 115,501 | SH | SOLE | 115,501 | 0 | 0 | ||
| DOCUSIGN INC | NOTE 1/1 | 256163AD8 | BBG00YVT8ML7 | 1,458,805 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
| EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | BBG00R2MPXM5 | 6,341,751 | 6,959,000 | SH | SOLE | 6,959,000 | 0 | 0 | ||
| EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | BBG00ZL5NHV0 | 1,660,000 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| GOGO INC | COM | 38046C109 | BBG002CN8XN5 | 9,949,353 | 584,912 | SH | SOLE | 584,912 | 0 | 0 | ||
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | BBG00K9FN239 | 1,943,292 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| ZIFF DAVIS INC | COM | 48123V102 | BBG000F3CWW7 | 5,533,409 | 78,981 | SH | SOLE | 78,981 | 0 | 0 | ||
| LATHAM GROUP INC | COM | 51819L107 | BBG00ZVXLHH6 | 6,321,688 | 1,703,959 | SH | SOLE | 1,703,959 | 0 | 0 | ||
| OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | BBG00Q5FZ6Q3 | 909,413 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | BBG00VC9S6X8 | 858,656 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | BBG00Z6DZZX5 | 10,449,082 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
| Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | BBG00Y60MH97 | 4,787,955 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | ||
| SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | BBG000RFQSH8 | 398,924 | 4,347 | SH | SOLE | 4,347 | 0 | 0 | ||
| SOTERA HEALTH CO | COM | 83601L102 | BBG008LZG0Z5 | 3,024,385 | 160,530 | SH | SOLE | 160,530 | 0 | 0 | ||
| STONERIDGE INC | COM | 86183P102 | BBG000BB9Q78 | 22,897,076 | 1,214,699 | SH | SOLE | 1,214,699 | 0 | 0 | ||
| TECHTARGET INC | NOTE 12/1 | 87874RAD2 | BBG013YW3BC3 | 2,354,265 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
| TRICON RESIDENTIAL INC | COM NPV | 89612W102 | BBG000QMKDM7 | 7,199,106 | 811,189 | SH | SOLE | 811,189 | 0 | 0 | ||
| UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | BBG013JZ3JK7 | 3,214,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
| UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | BBG01223N1L4 | 5,302,856 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | ||