The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | BBG00ZHF9WP3 | 5,293 | 5,600 | SH | SOLE | 1 | 5,600 | 0 | 0 | |
ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 00449L102 | BBG00ZHF9WP3 | 65,380 | 69,169 | SH | SOLE | 69,169 | 0 | 0 | ||
ANNEXON INC | COM | 03589W102 | BBG007QVDFH1 | 7,093 | 2,015 | SH | SOLE | 1 | 2,015 | 0 | 0 | |
ANNEXON INC | COM | 03589W102 | BBG007QVDFH1 | 87,209 | 24,775 | SH | SOLE | 24,775 | 0 | 0 | ||
ATHIRA PHARMA INC | COM | 04746L104 | BBG00C77LXM0 | 56,671 | 19,210 | SH | SOLE | 19,210 | 0 | 0 | ||
ATHIRA PHARMA INC | COM | 04746L104 | BBG00C77LXM0 | 4,720 | 1,600 | SH | SOLE | 1 | 1,600 | 0 | 0 | |
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | BBG001SPJ625 | 1,112,946 | 36,407 | SH | SOLE | 36,407 | 0 | 0 | ||
BARCLAYS BANK PLC | DJUBS CMDT ETN36 | 06738C778 | BBG001SPJ625 | 184,520 | 6,036 | SH | SOLE | 1 | 6,036 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | BBG001V0GS49 | 6,364 | 3,700 | SH | SOLE | 1 | 3,700 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | BBG001V0GS49 | 78,942 | 45,896 | SH | SOLE | 45,896 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | BBG001S9Z3V8 | 1,223,713 | 34,597 | SH | SOLE | 1 | 34,597 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | BBG001S9Z3V8 | 4,886,940 | 138,164 | SH | SOLE | 138,164 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | BBG001S5QFF7 | 443,262 | 1,094 | SH | SOLE | 1 | 1,094 | 0 | 0 | |
DEERE & CO | COM | 244199105 | BBG001S5QFF7 | 1,621 | 4 | SH | SOLE | 4 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | BBG0034YTRP6 | 926,377 | 34,310 | SH | SOLE | 1 | 34,310 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | BBG0034YTRP6 | 4,280,378 | 158,531 | SH | SOLE | 158,531 | 0 | 0 | ||
FUSION PHARMACEUTICALS INC | COM | 36118A100 | BBG00V9VQ4K4 | 7,005 | 1,500 | SH | SOLE | 1 | 1,500 | 0 | 0 | |
FUSION PHARMACEUTICALS INC | COM | 36118A100 | BBG00V9VQ4K4 | 86,748 | 18,575 | SH | SOLE | 18,575 | 0 | 0 | ||
GERON CORP | COM | 374163103 | BBG001S6TSX4 | 44,271 | 13,791 | SH | SOLE | 13,791 | 0 | 0 | ||
GERON CORP | COM | 374163103 | BBG001S6TSX4 | 3,531 | 1,100 | SH | SOLE | 1 | 1,100 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | BBG001S8Q6N2 | 16,496 | 265 | SH | SOLE | 1 | 265 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | BBG001S8Q6N2 | 203,435 | 3,268 | SH | SOLE | 3,268 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | BBG00KJR22S8 | 44,626 | 868 | SH | SOLE | 868 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | BBG00KJR22S8 | 416,215 | 8,096 | SH | SOLE | 1 | 8,096 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | BBG001V0MBC0 | 190,045 | 9,033 | SH | SOLE | 1 | 9,033 | 0 | 0 | |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | BBG001V0MBC0 | 2,043,724 | 97,138 | SH | SOLE | 97,138 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 46138J460 | BBG00X3HYBX8 | 112,088 | 6,919 | SH | SOLE | 1 | 6,919 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 46138J460 | BBG00X3HYBX8 | 588,113 | 36,303 | SH | SOLE | 36,303 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 | BBG001SJ09N0 | 1,569,947 | 19,375 | SH | SOLE | 19,375 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | BBG0076SN965 | 1,796,834 | 73,221 | SH | SOLE | 73,221 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434G509 | BBG0076SN965 | 3,668 | 149 | SH | SOLE | 1 | 149 | 0 | 0 | |
ISHARES INC | ESG AWR MSCI EM | 46434G863 | BBG00D7BDH70 | 26,424 | 835 | SH | SOLE | 835 | 0 | 0 | ||
ISHARES INC | ESG AWR MSCI EM | 46434G863 | BBG00D7BDH70 | 236,118 | 7,465 | SH | SOLE | 1 | 7,465 | 0 | 0 | |
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | BBG001TG5H89 | 2,090,197 | 21,416 | SH | SOLE | 21,416 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | BBG001S8MLN3 | 525,428 | 5,104 | SH | SOLE | 5,104 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | BBG001S8MLN3 | 90,484 | 879 | SH | SOLE | 1 | 879 | 0 | 0 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | BBG001SSD812 | 1,449,116 | 12,573 | SH | SOLE | 1 | 12,573 | 0 | 0 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | BBG001SSD812 | 704,419 | 6,109 | SH | SOLE | 6,109 | 0 | 0 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | BBG001S80936 | 1,490,428 | 15,429 | SH | SOLE | 1 | 15,429 | 0 | 0 | |
ISHARES TR | 7-10 YR TRSY BD | 464287440 | BBG001S80936 | 856,493 | 8,864 | SH | SOLE | 8,864 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | BBG001V0XLT8 | 347,000 | 3,443 | SH | SOLE | 1 | 3,443 | 0 | 0 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | BBG001V0XLT8 | 5,396,320 | 53,539 | SH | SOLE | 53,539 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | BBG001SFB7R6 | 35,317 | 79 | SH | SOLE | 1 | 79 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | BBG001SFB7R6 | 2,822,487 | 6,334 | SH | SOLE | 6,334 | 0 | 0 | ||
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | BBG00D7BBRS7 | 24,995,084 | 342,725 | SH | SOLE | 342,725 | 0 | 0 | ||
ISHARES TR | ESG AW MSCI EAFE | 46435G516 | BBG00D7BBRS7 | 641,308 | 8,793 | SH | SOLE | 1 | 8,793 | 0 | 0 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | BBG001V1QYX1 | 1,039,324 | 20,451 | SH | SOLE | 20,451 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | BBG001SYVWT6 | 1,419,897 | 30,243 | SH | SOLE | 1 | 30,243 | 0 | 0 | |
ISHARES TR | GLB INFRASTR ETF | 464288372 | BBG001SYVWT6 | 5,670,149 | 120,773 | SH | SOLE | 120,773 | 0 | 0 | ||
ISHARES TR | GLOBAL REIT ETF | 46434V647 | BBG006S5D3J3 | 340,596 | 14,828 | SH | SOLE | 14,828 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | BBG001S60QR6 | 2,816,531 | 26,043 | SH | SOLE | 26,043 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | BBG001S60QR6 | 97,625 | 903 | SH | SOLE | 1 | 903 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | BBG001SQS9Y2 | 2,476,933 | 28,621 | SH | SOLE | 28,621 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | BBG001SQS9Y2 | 12,339 | 143 | SH | SOLE | 1 | 143 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | BBG001SSD8B1 | 1,589,367 | 17,041 | SH | SOLE | 17,041 | 0 | 0 | ||
ISHARES TR | MBS ETF | 464288588 | BBG001SSD8B1 | 167,756 | 1,799 | SH | SOLE | 1 | 1,799 | 0 | 0 | |
ISHARES TR | MSCI USA MIN VOL | 46429B697 | BBG0025X2G81 | 770,746 | 10,370 | SH | SOLE | 10,370 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | BBG004FPV022 | 10,972,935 | 76,067 | SH | SOLE | 76,067 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | BBG004FPV022 | 2,915,536 | 20,211 | SH | SOLE | 1 | 20,211 | 0 | 0 | |
ISHARES TR | SHORT TREAS BD | 464288679 | BBG001SSD803 | 1,334,227 | 12,080 | SH | SOLE | 12,080 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | BBG001SD9RM5 | 1,494,364 | 13,885 | SH | SOLE | 13,885 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | BBG001SD9RM5 | 692,094 | 6,431 | SH | SOLE | 1 | 6,431 | 0 | 0 | |
JASPER THERAPEUTICS INC | COM | 471871103 | BBG00QPZNPB4 | 87,910 | 64,167 | SH | SOLE | 64,167 | 0 | 0 | ||
JASPER THERAPEUTICS INC | COM | 471871103 | BBG00QPZNPB4 | 7,124 | 5,200 | SH | SOLE | 1 | 5,200 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | BBG001S8CRC3 | 500,062 | 3,438 | SH | SOLE | 1 | 3,438 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | BBG001S8CRC3 | 1,758 | 12 | SH | SOLE | 12 | 0 | 0 | ||
KRONOS BIO INC | COM | 50107A104 | BBG00L072932 | 4,988 | 2,900 | SH | SOLE | 1 | 2,900 | 0 | 0 | |
KRONOS BIO INC | COM | 50107A104 | BBG00L072932 | 62,209 | 36,168 | SH | SOLE | 36,168 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 16,163 | 183 | SH | SOLE | 1 | 183 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | BBG001S5T2S9 | 198,050 | 2,248 | SH | SOLE | 2,248 | 0 | 0 | ||
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | BBG00KFWZCX7 | 8,184 | 6,200 | SH | SOLE | 1 | 6,200 | 0 | 0 | |
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | BBG00KFWZCX7 | 101,045 | 76,549 | SH | SOLE | 76,549 | 0 | 0 | ||
NKARTA INC | COM | 65487U108 | BBG00JXHS9H6 | 20,953 | 9,567 | SH | SOLE | 9,567 | 0 | 0 | ||
NKARTA INC | COM | 65487U108 | BBG00JXHS9H6 | 1,752 | 800 | SH | SOLE | 1 | 800 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 1,692 | 4 | SH | SOLE | 4 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | BBG001S5TZJ6 | 733,293 | 1,733 | SH | SOLE | 1 | 1,733 | 0 | 0 | |
PFIZER INC | COM | 717081103 | BBG001S5V466 | 262,408 | 7,152 | SH | SOLE | 7,152 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | BBG001S5V466 | 21,395 | 583 | SH | SOLE | 1 | 583 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | BBG001T5HFW7 | 3,168,582 | 52,775 | SH | SOLE | 1 | 52,775 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | BBG001T5HFW7 | 7,113,319 | 118,476 | SH | SOLE | 118,476 | 0 | 0 | ||
POSEIDA THERAPEUTICS INC | COM | 73730P108 | BBG00BNTZ9J8 | 43,418 | 24,669 | SH | SOLE | 24,669 | 0 | 0 | ||
POSEIDA THERAPEUTICS INC | COM | 73730P108 | BBG00BNTZ9J8 | 3,432 | 1,950 | SH | SOLE | 1 | 1,950 | 0 | 0 | |
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | BBG001S5RN32 | 498,570 | 14,493 | SH | SOLE | 14,493 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | BBG001S6PX49 | 225,620 | 314 | SH | SOLE | 314 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | BBG001S6PX49 | 19,401 | 27 | SH | SOLE | 1 | 27 | 0 | 0 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | BBG001T5XQW5 | 451,480 | 10,308 | SH | SOLE | 10,308 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | BBG00B597137 | 1,037,835 | 27,537 | SH | SOLE | 27,537 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | BBG001S72SM3 | 8,759,699 | 19,761 | SH | SOLE | 19,761 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG HIGH Y | 78468R622 | BBG001SQS7X7 | 290,175 | 3,153 | SH | SOLE | 3,153 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG INVT | 78468R200 | BBG0029J2J00 | 1,864,380 | 60,749 | SH | SOLE | 60,749 | 0 | 0 | ||
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | BBG001STK554 | 4,318,313 | 103,407 | SH | SOLE | 103,407 | 0 | 0 | ||
SPDR SER TR | FTSE INT GVT ETF | 78464A490 | BBG001STK554 | 1,107,877 | 26,530 | SH | SOLE | 1 | 26,530 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 206,368 | 395 | SH | SOLE | 395 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | BBG001S5WS08 | 16,749 | 32 | SH | SOLE | 1 | 32 | 0 | 0 | |
TIDAL ETF TR | RPAR RISK PARI | 886364603 | BBG00R24NZQ8 | 419,384 | 21,809 | SH | SOLE | 21,809 | 0 | 0 | ||
TIDAL ETF TR | RPAR RISK PARI | 886364603 | BBG00R24NZQ8 | 7,234 | 376 | SH | SOLE | 1 | 376 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 281,946 | 584 | SH | SOLE | 584 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | BBG001S6WCJ1 | 21,964 | 46 | SH | SOLE | 1 | 46 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | BBG004N1LGK2 | 1,365,256 | 27,930 | SH | SOLE | 27,930 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | BBG004N1LGK2 | 142,505 | 2,915 | SH | SOLE | 1 | 2,915 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | BBG001SMD2X3 | 47,044 | 563 | SH | SOLE | 1 | 563 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | BBG001SMD2X3 | 4,582,230 | 54,839 | SH | SOLE | 54,839 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | BBG001SHTTV0 | 2,259,687 | 11,361 | SH | SOLE | 11,361 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | BBG001SHVR78 | 1,554,273 | 10,937 | SH | SOLE | 10,937 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | BBG001SHTTZ6 | 1,247,717 | 30,672 | SH | SOLE | 1 | 30,672 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | BBG001SHTTZ6 | 13,719,712 | 337,259 | SH | SOLE | 337,259 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | BBG001TCVT65 | 3,014,305 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | BBG001TCVT65 | 153,003 | 3,807 | SH | SOLE | 1 | 3,807 | 0 | 0 | |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | BBG001SSPWL4 | 12,448,545 | 269,566 | SH | SOLE | 269,566 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | BBG004N1LYJ5 | 233,670 | 3,753 | SH | SOLE | 3,753 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | BBG004N1LYJ5 | 143,906 | 2,311 | SH | SOLE | 1 | 2,311 | 0 | 0 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | BBG001SV5CV2 | 4,568,857 | 52,474 | SH | SOLE | 52,474 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | BBG001SV5CV2 | 412,810 | 4,741 | SH | SOLE | 1 | 4,741 | 0 | 0 | |
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | BBG001SSZBC9 | 187,472 | 4,184 | SH | SOLE | 1 | 4,184 | 0 | 0 | |
WISDOMTREE TR | US SMALLCAP FUND | 97717W562 | BBG001SSZBC9 | 1,322,504 | 29,513 | SH | SOLE | 29,513 | 0 | 0 |