N-PX 1 tm2317671d1_npx.htm N-PX

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-23475

ALTSHARES TRUST

(exact name of registrant as specified in charter)

41 Madison Avenue, 42^nd Floor, New York, NY 10010

(Address of principal executive offices) (Zip code)

John S. Orrico

Water Island Capital, LLC

41 Madison Avenue

42^nd Floor

New York, NY 10010

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: 855-955-1607

Date of fiscal year end: May 31

Date of reporting period: July 1, 2022 - June 30, 2023

Item 1 – Proxy Voting Record.

ALTSHARES MERGER ARBITRAGE ETF

Investment Company Report

NEOPHOTONICS CORPORATION

Security	64051T100	Meeting Type	Annual
Ticker Symbol	NPTN	Meeting Date	02-Jun-2022
ISIN	US64051T1007	Agenda	935623911 - Management

Item

Proposal

Proposed
by

Vote

Management
Recommendation

For/Against
Management

DIRECTOR

Management

Kimberly Y. Chainey

For

Rajiv Ramaswami PhD

For

Ihab Tarazi

For

Ratification of the selection by our Audit Committee of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

49,568

27-May-2022

MANDIANT INC.

Security	562662106	Meeting Type	Special
Ticker Symbol	MNDT	Meeting Date	03-Jun-2022
ISIN	US5626621065	Agenda	935642719 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated March 7, 2022, as it may be amended from time to time, between Mandiant, Inc., Google LLC and Dupin Inc.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that will or may become payable to Mandiant's named executive officers in connection with the merger.	Management	For	For	For
3.	To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

52,708

27-May-2022

TENNECO INC.

Security	880349105	Meeting Type	Annual
Ticker Symbol	TEN	Meeting Date	07-Jun-2022
ISIN	US8803491054	Agenda	935637263 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Merger Agreement and approve the Merger.	Management	For	For	For
2.	To approve certain compensation arrangements for the company's named executive officers in connection with the merger.	Management	For	For	For
3.	To approve the adjournment of the Annual Meeting, if necessary, to continue to solicit votes to adopt the Merger Agreement and approve the Merger.	Management	For	For	For
4A.	Election of Director: Roy V. Armes	Management	For	For	For
4B.	Election of Director: Thomas C. Freyman	Management	For	For	For
4C.	Election of Director: Denise Gray	Management	For	For	For
4D.	Election of Director: Brian J. Kesseler	Management	For	For	For
4E.	Election of Director: Michelle A. Kumbier	Management	For	For	For
4F.	Election of Director: Dennis J. Letham	Management	For	For	For
4G.	Election of Director: James S. Metcalf	Management	For	For	For
4H.	Election of Director: Aleksandra A. Miziolek	Management	For	For	For
4I.	Election of Director: Charles K. Stevens, III	Management	For	For	For
4J.	Election of Director: John S. Stroup	Management	For	For	For
5.	Ratify appointment of PricewaterhouseCoopers LLP as independent public accountants for 2022.	Management	For	For	For
6.	Approve executive compensation in an advisory vote.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

170

02-Jun-2022

ULTRA ELECTRONICS HOLDINGS PLC

Security	G9187G103	Meeting Type	Annual General Meeting
Ticker Symbol		Meeting Date	10-Jun-2022
ISIN	GB0009123323	Agenda	715662866 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021	Management	For	For	For
2	TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2021	Management	For	For	For
3	TO RE-ELECT MS G GOPALAN AS A DIRECTOR	Management	For	For	For
4	TO RE-ELECT MS V HULL AS A DIRECTOR	Management	For	For	For
5	TO RE-ELECT LT GENK W HUNZEKER AS A DIRECTOR	Management	For	For	For
6	TO RE-ELECT MR S PRYCE AS A DIRECTOR	Management	For	For	For
7	TO RE-ELECT MR W A RICE AS A DIRECTOR	Management	For	For	For
8	TO RE-ELECT MR M J SCLATER AS A DIRECTOR	Management	For	For	For
9	TO RE-ELECT MR D J SHOOK AS A DIRECTOR	Management	For	For	For
10	TO RE-APPOINT DELOITTE LLP AS AUDITOR	Management	For	For	For
11	TO AUTHORISE THE DIRECTORS TO AGREE THE AUDITORS REMUNERATION	Management	For	For	For
12	TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY	Management	For	For	For
13	TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF AN ISSUE OF SHARES FOR CASH REPRESENTING UP TO 5 PERCENT OF THE COMPANY'S SHARE CAPITAL	Management	For	For	For
14	TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF AN ISSUE OF SHARES FOR CASH REPRESENTING UP TO AN ADDITIONAL 5 PERCENT OF THE COMPANY'S SHARE CAPITAL	Management	For	For	For
15	TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES	Management	For	For	For
16	TO PERMIT GENERAL MEETINGS TO BEHELD ON 14 CLEAR DAYS NOTICE	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

22,026

06-Jun-2022

PREFERRED APARTMENT COMMUNITIES, INC.

Security	74039L103	Meeting Type	Special
Ticker Symbol	APTS	Meeting Date	17-Jun-2022
ISIN	US74039L1035	Agenda	935617944 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the merger of Preferred Apartment Communities, Inc. with and into Pike Merger Sub I LLC (the "Merger") pursuant to the terms of the Agreement and Plan of Merger, dated as of February 16, 2022, as it may be amended from time to time, among Pike Parent LLC, Pike Merger Sub I LLC, Pike Merger Sub II LLC, Pike Merger Sub III LLC, Preferred Apartment Communities, Inc., Preferred Apartment Communities Operating Partnership, L.P. and PAC Operations, LLC as more particularly described in the Proxy Statement.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the mergers as more particularly described in the Proxy Statement.	Management	For	For	For
3.	To approve any adjournment of the Virtual Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Virtual Special Meeting to approve the Merger as more particularly described in the Proxy Statement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

51,214

02-Jun-2022

WELBILT, INC.

Security	949090104	Meeting Type	Annual
Ticker Symbol	WBT	Meeting Date	17-Jun-2022
ISIN	US9490901041	Agenda	935631437 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Cynthia M. Egnotovich	Management	For	For	For
1b.	Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Dino J. Bianco	Management	For	For	For
1c.	Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Joan K. Chow	Management	For	For	For
1d.	Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Janice L. Fields	Management	For	For	For
1e.	Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Brian R. Gamache	Management	For	For	For
1f.	Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Andrew Langham	Management	For	For	For
1g.	Election of Director to serve for a one-year term expiring at the 2023 annual meeting: William C. Johnson	Management	For	For	For
2.	The approval, on an advisory basis, of the compensation of the Company's named executive officers.	Management	For	For	For
3.	The ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

58,589

09-Jun-2022

ACTIVISION BLIZZARD, INC.

Security	00507V109	Meeting Type	Annual
Ticker Symbol	ATVI	Meeting Date	21-Jun-2022
ISIN	US00507V1098	Agenda	935640715 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Director: Reveta Bowers	Management	For	For	For
1b.	Election of Director: Kerry Carr	Management	For	For	For
1c.	Election of Director: Robert Corti	Management	For	For	For
1d.	Election of Director: Brian Kelly	Management	For	For	For
1e.	Election of Director: Robert Kotick	Management	For	For	For
1f.	Election of Director: Lulu Meservey	Management	For	For	For
1g.	Election of Director: Barry Meyer	Management	For	For	For
1h.	Election of Director: Robert Morgado	Management	For	For	For
1i.	Election of Director: Peter Nolan	Management	For	For	For
1j.	Election of Director: Dawn Ostroff	Management	For	For	For
2.	Advisory vote to approve our executive compensation.	Management	For	For	For
3.	Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm.	Management	For	For	For
4.	Shareholder proposal regarding the nomination of an employee representative director.	Shareholder	Against	Against	For
5.	Shareholder proposal regarding the preparation of a report about the Company's efforts to prevent abuse, harassment and discrimination.	Shareholder	Against	Against	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

24,448

15-Jun-2022

ANAPLAN, INC.

Security	03272L108	Meeting Type	Special
Ticker Symbol	PLAN	Meeting Date	21-Jun-2022
ISIN	US03272L1089	Agenda	935645816 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Merger Agreement and Plan of Merger, dated as of March 20, 2022, by and among Alpine Parent, LLC, Alpine Merger Sub, Inc., and Anaplan, Inc., as it may be amended from time to time.	Management	For	For	For
2.	To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For
3.	To approve, by non-binding, advisory vote, compensation that will or may become payable by Anaplan, Inc. to its named executive officers in connection with the merger.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

35,675

21-Jun-2022

02-Jun-2022

LHC GROUP, INC.

Security	50187A107	Meeting Type	Special
Ticker Symbol	LHCG	Meeting Date	21-Jun-2022
ISIN	US50187A1079	Agenda	935659803 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of March 28, 2022, by and among LHC Group, Inc., UnitedHealth Group Incorporated and Lightning Merger Sub Inc.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by LHC to its named executive officers that is based on or otherwise relates to the Merger.	Management	For	For	For
3.	To adjourn the special meeting of LHC stockholders from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the proposal described above in Proposal 1 if there are insufficient votes at the time of the Special Meeting to approve the proposal described above in Proposal 1.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

6,890

15-Jun-2022

TEGNA INC.

Security	87901J105	Meeting Type	Annual
Ticker Symbol	TGNA	Meeting Date	21-Jun-2022
ISIN	US87901J1051	Agenda	935648987 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1A.	Election of Director: Gina L. Bianchini	Management	For	For	For
1B.	Election of Director: Howard D. Elias	Management	For	For	For
1C.	Election of Director: Stuart J. Epstein	Management	For	For	For
1D.	Election of Director: Lidia Fonseca	Management	For	For	For
1E.	Election of Director: David T. Lougee	Management	For	For	For
1F.	Election of Director: Karen H. Grimes	Management	For	For	For
1G.	Election of Director: Scott K. McCune	Management	For	For	For
1H.	Election of Director: Henry W. McGee	Management	For	For	For
1I.	Election of Director: Bruce P. Nolop	Management	For	For	For
1J.	Election of Director: Neal Shapiro	Management	For	For	For
1K.	Election of Director: Melinda C. Witmer	Management	For	For	For
2.	COMPANY PROPOSAL TO RATIFY the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the 2022 fiscal year.	Management	For	For	For
3.	COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, the compensation of the Company's named executive officers.	Management	For	For	For
4.	SHAREHOLDER PROPOSAL regarding shareholder right to call a special meeting.	Shareholder	Against	Against	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

46,155

15-Jun-2022

MANNING & NAPIER, INC.

Security	56382Q102	Meeting Type	Annual
Ticker Symbol	MN	Meeting Date	22-Jun-2022
ISIN	US56382Q1022	Agenda	935639128 - Management

Item

Proposal

Proposed
by

Vote

Management
Recommendation

For/Against
Management

DIRECTOR

Management

Richard S. Goldberg

For

Barbara Goodstein

For

Lofton Holder

For

Kenneth A. Marvald

For

Marc O. Mayer

For

Edward J. Pettinella

For

Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accountants for our fiscal year ending December 31, 2022.

Management

For

Advisory (non-binding) vote approving compensation of our named executive officers.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

25,438

15-Jun-2022

IDEAGEN PLC

Security	G2757D105	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	23-Jun-2022
ISIN	GB00B0CM0C50	Agenda	715720137 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING AUTHORIZING THE COMPANY'S DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR IMPLEMENTING THE SCHEME, THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE RE-REGISTRATION OF THE COMPANY AS A PRIVATE LIMITED COMPANY		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

181,030

15-Jun-2022

IDEAGEN PLC

Security	G2757D105	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	23-Jun-2022
ISIN	GB00B0CM0C50	Agenda	715731166 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	TO APPROVE THE SCHEME OF ARRANGEMENT	Management	For	For	For
CMMT	PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

181,030

15-Jun-2022

PLANTRONICS, INC.

Security	727493108	Meeting Type	Special
Ticker Symbol	POLY	Meeting Date	23-Jun-2022
ISIN	US7274931085	Agenda	935658685 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of March 25, 2022, as it may be amended from time to time (the "Merger Agreement"), among HP Inc., Prism Subsidiary Corp. ("Merger Sub") and Plantronics, Inc.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Poly to Poly's named executive officers in connection with the merger of Merger Sub with and into Poly.	Management	For	For	For
3.	To approve any proposal to adjourn the Special Meeting, from time to time, to a later date or dates, if necessary or appropriate as determined in good faith by Poly's Board of Directors, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

51,733

15-Jun-2022

TIVITY HEALTH, INC.

Security	88870R102	Meeting Type	Special
Ticker Symbol	TVTY	Meeting Date	23-Jun-2022
ISIN	US88870R1023	Agenda	935668371 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the Agreement and Plan of Merger, dated April 5, 2022 (the Merger Agreement), by and among Tivity Health, Inc. (Tivity Health), Titan-Atlas Parent, Inc. and Titan-Atlas Merger Sub, Inc.	Management	For	For	For
2.	To approve, on an advisory, non-binding basis, the compensation that may be paid or become payable to Tivity Health's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To approve one or more adjournments of the special meeting from time to time, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement or to seek a quorum if one is not initially obtained.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

39,722

15-Jun-2022

AVAST PLC

Security	G0713S109	Meeting Type	Annual General Meeting
Ticker Symbol		Meeting Date	24-Jun-2022
ISIN	GB00BDD85M81	Agenda	715693190 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	TO RECEIVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 THE REPORT OF THE DIRECTORS TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON	Management	For	For	For
2	TO APPROVE THE DIRECTOR'S REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021	Management	For	For	For
3	TO APPROVE THE DIRECTOR'S REMUNERATION POLICY SUCH POLICY TO TAKE EFFECT IMMEDIATELY AFTER THE CONCLUSION OF THE ANNUAL GENERAL MEETING	Management	For	For	For
4	TO RE-ELECT JOHN SCHWARZ AS A DIRECTOR	Management	For	For	For
5	TO RE-ELECT ONDREJ VLCEK AS A DIRECTOR	Management	For	For	For
6	TO RE-ELECT WARREN FINEGOLD AS A DIRECTOR	Management	For	For	For
7	TO RE-ELECT BELINDA RICHARDS AS A DIRECTOR	Management	For	For	For
8	TO RE-ELECT TAMARA MINICK- SCOKALO AS A DIRECTOR	Management	For	For	For
9	TO RE-ELECT MAGGIE CHAN JONES AS A DIRECTOR	Management	For	For	For
10	TO RE-ELECT PAVEL BAUDIS AS A DIRECTOR	Management	For	For	For
11	TO RE-ELECT EDUARD KUCERA AS A DIRECTOR	Management	For	For	For
12	TO ELECT STUART SIMPSON AS A DIRECTOR	Management	For	For	For
13	TO RE-APPOINT ERNST AND YOUNG LLP AS AUDITOR	Management	For	For	For
14	TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS REMUNERATION	Management	For	For	For
15	TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE	Management	For	For	For
16	TO AUTHORISE THE DIRECTORS TO ALLOT SHARES	Management	For	For	For
17	AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS WITHOUT RESTRICTION AS TO USE	Management	For	For	For
18	AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT	Management	For	For	For
19	TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES	Management	For	For	For
20	TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE	Management	For	For	For
CMMT	26 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 18. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

145,588

21-Jun-2022

CORNERSTONE BUILDING BRANDS INC.

Security	21925D109	Meeting Type	Special
Ticker Symbol	CNR	Meeting Date	24-Jun-2022
ISIN	US21925D1090	Agenda	935668357 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Proposal to adopt Agreement & Plan of Merger, dated as of 3/5/22, by and among Camelot Return Intermediate Holdings, LLC, a Delaware limited liability company ("Parent"), Camelot Return Merger Sub, Inc., a Delaware corporation & a wholly owned subsidiary of Parent ("Merger Sub"), & Company, a copy of which is attached as Annex A to accompanying proxy statement, pursuant to which, among other things, Merger Sub will merge with & into Company (the "merger"), with Company surviving the merger as a subsidiary of Parent (the "Merger Agreement Proposal").	Management	Against	For	Against
2.	To consider and vote on one or more proposals to adjourn the special meeting to a later date or dates if necessary or appropriate, including adjournments to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Agreement Proposal (the "Adjournment Proposal").	Management	Against	For	Against
3.	To approve, by nonbinding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the merger (the "Merger-Related Compensation Proposal").	Management	Against	For	Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

51,676

23-Jun-2022

MEGGITT PLC

Security	G59640105	Meeting Type	Annual General Meeting
Ticker Symbol		Meeting Date	29-Jun-2022
ISIN	GB0005758098	Agenda	715307004 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	THAT THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS THEREON NOW LAID BEFORE THIS MEETING BE AND ARE HEREBY RECEIVED	Management	Abstain	For	Against
2	THAT THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 145 TO 155 OF THE 2021 ANNUAL REPORT AND ACCOUNTS) FOR THE YEAR ENDED 31 DECEMBER 2021 BE AND IS HEREBY APPROVED	Management	Abstain	For	Against
3	THAT SIR NIGEL RUDD BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
4	THAT MR A WOOD BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
5	THAT MR G S BERRUYER BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
6	THAT MRS L S BURDETT BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
7	THAT MR C R DAY BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
8	THAT MRS N L GIOIA BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
9	THAT MS A J P GOLIGHER BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
10	THAT MR G C HACHEY BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
11	THAT MRS C L SILVER BE AND IS HEREBY RE-ELECTED A DIRECTOR OF THE COMPANY	Management	Abstain	For	Against
12	THAT PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY	Management	Abstain	For	Against
13	THAT THE AUDIT COMMITTEE, FOR AND ON BEHALF OF THE BOARD, BE AUTHORISED TO SET THE FEES PAID TO THE AUDITORS	Management	Abstain	For	Against
14	THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES, THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED (IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006) TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: (A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 13,033,755; AND (B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 13,033,755 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO APPLY UNTIL THE END OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING AFTER THIS RESOLUTION 14 IS PASSED (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. REFERENCES IN THIS RESOLUTION 14 TO THE NOMINAL AMOUNT OF RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES (INCLUDING WHERE SUCH RIGHTS ARE REFERRED TO AS EQUITY SECURITIES AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) ARE TO THE NOMINAL AMOUNT OF SHARES THAT MAY BE ALLOTTED PURSUANT TO THE RIGHTS. FOR THE PURPOSES OF THIS RESOLUTION 14 "RIGHTS ISSUE" MEANS AN OFFER TO: (A) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (B) HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, INCLUDING AN OFFER TO WHICH THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS OR MAKE ANY OTHER ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER	Management	Abstain	For	Against
15	THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES AND SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 14 AND/OR PURSUANT TO SECTION 573 OF THE COMPANIES ACT 2006 TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE COMPANIES ACT 2006, SUCH AUTHORITY TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF AN ALLOTMENT PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH (B) OF RESOLUTION 14, BY WAY OF A RIGHTS ISSUE ONLY): (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH (A) OF RESOLUTION 14 AND/OR A SALE OF TREASURY SHARES FOR CASH (IN EACH CASE OTHERWISE THAN IN THE CIRCUMSTANCES SET OUT IN PARAGRAPH (A) OF THIS RESOLUTION 15), UP TO A NOMINAL AMOUNT OF GBP 1,955,063 (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS), SUCH AUTHORITY TO APPLY UNTIL THE END OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING AFTER THIS RESOLUTION 15 IS PASSED (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 15, "RIGHTS ISSUE" HAS THE SAME MEANING AS IN RESOLUTION 14 ABOVE	Management		For
16	THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15, AND SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 14 AND/OR PURSUANT TO SECTION 573 OF THE COMPANIES ACT 2006 TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE COMPANIES ACT 2006, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,955,063 (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS); AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO APPLY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED	Management		For
17	THAT THE COMPANY AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION 17 HAS EFFECT BE AND ARE HEREBY AUTHORISED FOR THE PURPOSES OF SECTION 366 OF THE COMPANIES ACT 2006 TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES OR INDEPENDENT ELECTION CANDIDATES (AS SUCH TERMS ARE DEFINED IN SECTIONS 363 AND 364 OF THE COMPANIES ACT 2006), NOT EXCEEDING GBP 20,000 IN AGGREGATE; (B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES (AS SUCH TERMS ARE DEFINED IN SECTIONS 363 AND 364 OF THE COMPANIES ACT 2006), NOT EXCEEDING GBP 20,000 IN AGGREGATE; AND (C) INCUR POLITICAL EXPENDITURE (AS SUCH TERM IS DEFINED IN SECTION 365 OF THE COMPANIES ACT 2006), NOT EXCEEDING GBP 20,000 IN AGGREGATE DURING THE PERIOD COMMENCING WITH THE DATE OF THE PASSING OF THIS RESOLUTION 17 AND ENDING WITH THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023), UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, PROVIDED THAT THE MAXIMUM AMOUNTS REFERRED TO IN (A), (B) AND (C) MAY COMPRISE SUMS IN DIFFERENT CURRENCIES WHICH SHALL BE CONVERTED AT SUCH RATES AS THE BOARD MAY IN ITS ABSOLUTE DISCRETION DETERMINE TO BE APPROPRIATE	Management	Abstain	For	Against
18	THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 5 PENCE EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 78,202,533 (REPRESENTING APPROXIMATELY 10 PER CENT OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL, EXCLUDING TREASURY SHARES); (B) THE MINIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 5 PENCE; (C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE THE HIGHER OF (1) AN AMOUNT EQUAL TO 105 PER CENT OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS PURCHASED AND (2) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; (D) THIS AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THIS RESOLUTION 18 IS PASSED (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 JUNE 2023); AND (E) THE COMPANY MAY MAKE A CONTRACT TO PURCHASE SHARES UNDER THIS AUTHORITY BEFORE THE EXPIRY OF THE AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THE AUTHORITY, AND MAY MAKE A PURCHASE OF SHARES IN PURSUANCE OF ANY SUCH CONTRACT	Management	Abstain	For	Against
19	THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE	Management	Abstain	For	Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

81,881

SIERRA ONCOLOGY INC

Security	82640U404	Meeting Type	Special
Ticker Symbol	SRRA	Meeting Date	29-Jun-2022
ISIN	US82640U4040	Agenda	935660399 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To consider and vote on the proposal to adopt the Agreement and Plan of Merger, as it may be amended from time to time (the "merger agreement"), dated April 12, 2022, between GlaxoSmithKline plc, Orikum Acquisition Inc. and Sierra Oncology, Inc.	Management	For	For	For
2.	To consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that will or may become payable by Sierra Oncology, Inc. to its named executive officers in connection with the merger of Orikum Acquisition Inc., an indirect wholly owned subsidiary of GlaxoSmithKline plc, with and into Sierra Oncology, Inc.	Management	For	For	For
3.	To consider and vote on any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

33,842

23-Jun-2022

GTY TECHNOLOGY HOLDINGS INC.

Security	362409104	Meeting Type	Special
Ticker Symbol	GTYH	Meeting Date	30-Jun-2022
ISIN	US3624091043	Agenda	935675251 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the proposal to approve the merger agreement.	Management	For	For	For
2.	To approve the proposal to approve, on a nonbinding advisory basis, compensation that will or may become payable to the named executive officers of GTY Technology Holdings Inc. in connection with the merger.	Management	For	For	For
3.	To approve the proposal to approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

131,626

28-Jun-2022

SAILPOINT TECHNOLOGIES HOLDINGS, INC.

Security	78781P105	Meeting Type	Special
Ticker Symbol	SAIL	Meeting Date	30-Jun-2022
ISIN	US78781P1057	Agenda	935674297 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To consider & vote on the proposal to adopt the Agreement & Plan of Merger, dated as of April 10, 2022, (the "Merger Agreement"), by & among Project Hotel California Holdings, LP, a Delaware limited partnership & Project Hotel California Merger Sub, Inc., a Delaware corporation & a wholly owned subsidiary of Parent, whereby Pursuant to the terms of the Merger Agreement, Merger Sub will merge with & into SailPoint & the separate corporate existence of Merger Sub will cease, with SailPoint continuing as the surviving corporation & a wholly owned subsidiary of Parent.	Management	For	For	For
2.	To consider and vote on the proposal to approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to SailPoint's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To consider and vote on any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

32,952

28-Jun-2022

SANNE GROUP PLC

Security	G7805V106	Meeting Type	Annual General Meeting
Ticker Symbol		Meeting Date	30-Jun-2022
ISIN	JE00BVRZ8S85	Agenda	715757499 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS	Management	For	For	For
2	REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS	Management	For	For	For
3	AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS	Management	For	For	For
4	RE-ELECT RUPERT ROBSON AS DIRECTOR	Management	For	For	For
5	RE-ELECT NICOLA PALIOS AS DIRECTOR	Management	For	For	For
6	RE-ELECT MEL CARVILL AS DIRECTOR	Management	For	For	For
7	RE-ELECT JULIA CHAPMAN AS DIRECTOR	Management	For	For	For
8	RE-ELECT JAMES IRELAND AS DIRECTOR	Management	For	For	For
9	RE-ELECT YVES STEIN AS DIRECTOR	Management	For	For	For
10	RE-ELECT MARTIN SCHNAIER AS DIRECTOR	Management	For	For	For
11	RE-ELECT SOPHIE O'CONNOR AS DIRECTOR	Management	For	For	For
12	RE-ELECT FERNANDO FANTON AS DIRECTOR	Management	For	For	For
13	AUTHORISE ISSUE OF EQUITY	Management	For	For	For
14	AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS	Management	For	For	For
15	AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT	Management	For	For	For
16	AUTHORISE MARKET PURCHASE OF ORDINARY SHARES	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

35,615

23-Jun-2022

NATUS MEDICAL INCORPORATED

Security	639050103	Meeting Type	Special
Ticker Symbol	NTUS	Meeting Date	06-Jul-2022
ISIN	US6390501038	Agenda	935674285 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve and adopt the Agreement and Plan of Merger, made and entered into as of April 17, 2022 as amended from time to time (as so amended from time to time, the "Merger Agreement"), by and among Natus Medical Incorporated ("Natus"), Prince Parent Inc. ("Parent"), and Prince Mergerco Inc. ("Merger Sub"), pursuant to which, Merger Sub will be merged with and into Natus and Natus will continue as the surviving corporation of the merger and a wholly owned subsidiary of Parent (the "Merger").	Management	For	For	For
2.	To approve the adjournment of the Company Stockholder Meeting from time to time, if necessary or appropriate, as determined in good faith by the Board of Directors, including to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Company Stockholder Meeting.	Management	For	For	For
3.	To approve, by non-binding, advisory vote, certain compensation that will or may become payable by Natus to its named executive officers in connection with the Merger.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

23,959

29-Jun-2022

MANDIANT INC.

Security	562662106	Meeting Type	Annual
Ticker Symbol	MNDT	Meeting Date	07-Jul-2022
ISIN	US5626621065	Agenda	935658495 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Class III Director: Kevin R. Mandia	Management	For	For	For
1b.	Election of Class III Director: Enrique Salem	Management	For	For	For
2.	To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022.	Management	For	For	For
3.	Advisory vote to approve named executive officer compensation.	Management	For	For	For
4.	Advisory vote on the frequency of future advisory votes to approve named executive officer compensation.	Management	1 Year	1 Year	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

6,989

06-Jul-2022

PS BUSINESS PARKS, INC.

Security	69360J107	Meeting Type	Special
Ticker Symbol	PSB	Meeting Date	15-Jul-2022
ISIN	US69360J1079	Agenda	935677510 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the merger (the "Company Merger") of Sequoia Merger Sub I LLC ("Merger Sub I"), a wholly owned subsidiary of Sequoia Parent LP ("Parent"), with and into PS Business Parks, Inc. (the "Company"), pursuant to the Agreement and Plan of Merger, dated as of April 24, 2022, as it may be amended from time to time, by and among the Company, PS Business Parks, L.P., Parent, Merger Sub I and Sequoia Merger Sub II LLC, and the other transactions contemplated by the Merger Agreement (the "proposal to approve the Company Merger").	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Company Merger.	Management	For	For	For
3.	To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the proposal to approve the Company Merger.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

9,556

06-Jul-2022

ATOTECH LIMITED

Security	G0625A105	Meeting Type	Annual
Ticker Symbol	ATC	Meeting Date	01-Aug-2022
ISIN	JE00BMVMZ478	Agenda	935689565 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To receive the Company's Annual Report and Accounts for the financial year ended December 31, 2021, together with the reports of the directors and the auditors.	Management	For	For	For
2.	To re-appoint Geoff Wild as a Class I director of the Company.	Management	For	For	For
3.	To re-appoint Shaun Mercer as a Class I director of the Company.	Management	For	For	For
4.	To re-appoint Ron Bruehlman as a Class I director of the Company.	Management	For	For	For
5.	To re-appoint KPMG AG Wirtschaftsprüfungsgesellschaft as auditor of the Company to hold office from the conclusion of the Annual General Meeting until the conclusion of the Annual General Meeting of the Company to be held in 2023.	Management	For	For	For
6.	To authorize the audit committee to fix the remuneration of the auditors.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

40,990

27-Jul-2022

MANNING & NAPIER, INC.

Security	56382Q102	Meeting Type	Special
Ticker Symbol	MN	Meeting Date	03-Aug-2022
ISIN	US56382Q1022	Agenda	935687509 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Proposal to approve the Agreement and Plan of Merger, dated as of March 31, 2022, among the Company, Group LLC, Parent and the merger subs, pursuant to which Corp Merger Sub will be merged with and into the Company, with the Company surviving such merger as a wholly-owned subsidiary of Parent and LLC Merger Sub will be merged with and into Group LLC, with Group LLC surviving such merger as a wholly-owned subsidiary of the Company (such proposal, the "merger agreement proposal")	Management	For	For	For
2.	Proposal to approve, on a non-binding advisory basis, a resolution approving the compensation that may be paid or become payable to the named executive officers of the Company in connection with the mergers (such proposal, the "non-binding named executive officer merger-related compensation proposal")	Management	For	For	For
3.	Proposal to approve the adjournment of the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal (such proposal, the "adjournment proposal")	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

12,851

01-Aug-2022

AMERICAN CAMPUS COMMUNITIES, INC.

Security	024835100	Meeting Type	Special
Ticker Symbol	ACC	Meeting Date	04-Aug-2022
ISIN	US0248351001	Agenda	935681189 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the merger of American Campus Communities, Inc. with and into Abacus Merger Sub I LLC (the "Merger") pursuant to the terms of the Agreement and Plan of Merger, dated as of April 18, 2022, as it may be amended from time to time, among Abacus Parent LLC, Abacus Merger Sub I LLC, Abacus Merger Sub II LLC, American Campus Communities, Inc. and American Campus Communities Operating Partnership LP as more particularly described in the Proxy Statement.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the mergers as more particularly described in the Proxy Statement.	Management	For	For	For
3.	To approve any adjournment of the Virtual Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Virtual Special Meeting to approve the Merger as more particularly described in the Proxy Statement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

30,017

01-Aug-2022

LIFEWORKS INC.

Security	53227W105	Meeting Type	Special
Ticker Symbol	MSIXF	Meeting Date	04-Aug-2022
ISIN	CA53227W1059	Agenda	935688309 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To pass, with or without variation, a special resolution (the full text of which is set forth in Appendix "B" to the accompanying management information circular dated July 6, 2022 (the "Circular") and which is incorporated by reference herein) to approve a proposed plan of arrangement involving the Company and TELUS Corporation (the "Purchaser"), pursuant to Section 182 of the Business Corporations Act (Ontario), as contemplated by an arrangement agreement dated June 15, 2022 between the Company and the Purchaser, all as more particularly described in the accompanying Circular.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

49,240

28-Jul-2022

SWITCH INC

Security	87105L104	Meeting Type	Special
Ticker Symbol	SWCH	Meeting Date	04-Aug-2022
ISIN	US87105L1044	Agenda	935685327 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To vote on a proposal to approve the merger of Sunshine Parent Merger Sub Inc. with and into Switch, Inc. pursuant to the Agreement and Plan of Merger, dated as of May 11, 2022, and as it may be amended from time to time, among Switch, Switch, Ltd., Sunshine Merger Sub, Ltd., Sunshine Parent Merger Sub Inc. and Sunshine Bidco Inc.	Management	For	For	For
2.	To vote on a proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers in connection with the Mergers	Management	For	For	For
3.	To vote on a proposal to approve any adjournment of the Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Special Meeting to approve the Merger	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

58,039

01-Aug-2022

EMIS GROUP PLC

Security	G2898S102	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	09-Aug-2022
ISIN	GB00B61D1Y04	Agenda	715875312 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
CMMT	PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.	Non-Voting
1	APPROVE SCHEME OF ARRANGEMENT	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

48,380

01-Aug-2022

EMIS GROUP PLC

Security	G2898S102	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	09-Aug-2022
ISIN	GB00B61D1Y04	Agenda	715875425 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		TO GIVE EFFECT TO THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING AUTHORISING THE COMPANY'S DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR IMPLEMENTING THE SCHEME AND THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

48,380

01-Aug-2022

NOMAD ROYALTY COMPANY LTD.

Security	65532M606	Meeting Type	Special
Ticker Symbol	NSR	Meeting Date	09-Aug-2022
ISIN	CA65532M6062	Agenda	935691003 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if thought advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix B to the accompanying management information circular of the Corporation dated July 11, 2022 (the "Circular"), approving the plan of arrangement involving the Corporation and Sandstorm Gold Ltd. ("Sandstorm") under Section 192 of the Canada Business Corporations Act pursuant to which Sandstorm will, among other things, acquire all of the issued and outstanding common shares of the Corporation, all as more particularly described in the Circular.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

19,766

01-Aug-2022

PLANTRONICS, INC.

Security	727493108	Meeting Type	Annual
Ticker Symbol	POLY	Meeting Date	22-Aug-2022
ISIN	US7274931085	Agenda	935693247 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1A.	Election of Director: Kathy Crusco	Management	For	For	For
1B.	Election of Director: Brian Dexheimer	Management	For	For	For
1C.	Election of Director: Robert Hagerty	Management	For	For	For
1D.	Election of Director: Gregg Hammann	Management	For	For	For
1E.	Election of Director: Guido Jouret	Management	For	For	For
1F.	Election of Director: Talvis Love	Management	For	For	For
1G.	Election of Director: Marshall Mohr	Management	For	For	For
1H.	Election of Director: Daniel Moloney	Management	For	For	For
1I.	Election of Director: David M. Shull	Management	For	For	For
1J.	Election of Director: Marv Tseu	Management	For	For	For
1K.	Election of Director: Yael Zheng	Management	For	For	For
2.	Ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Plantronics, Inc. for fiscal year 2023.	Management	For	For	For
3.	Approve, on an advisory basis, the compensation of Plantronics Inc.'s named executive officers.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

18,461

18-Aug-2022

NIELSEN HOLDINGS PLC

Security	G6518L108	Meeting Type	Special
Ticker Symbol	NLSN	Meeting Date	01-Sep-2022
ISIN	GB00BWFY5505	Agenda	935689642 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To (a) authorize the members of the Board of Directors of Nielsen Holdings plc to take necessary actions for carrying scheme of arrangement into effect, (b) amend Nielsen's articles of association, (c) direct the Board to deliver order of the U.K. Court sanctioning Scheme under Section 899(1) of Companies Act to Registrar of Companies for England & Wales in accordance with provisions of Scheme & laws of England & Wales (d) direct the Board that it need not undertake a Company Adverse Recommendation Change in connection with an Intervening Event.	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Nielsen's named executive officers that is based on or otherwise related to the Transaction Agreement and the transactions contemplated by the Transaction Agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

64,654

08-Aug-2022

NIELSEN HOLDINGS PLC

Security	G6518L111	Meeting Type	Special
Ticker Symbol	NLSN	Meeting Date	01-Sep-2022
ISIN	GB00BWFY5505	Agenda	935689654 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1.		To approve a Scheme to be made between Nielsen and the Scheme Shareholders (as defined in the Scheme).		Management		For		For		For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

64,654

08-Aug-2022

MANTECH INTERNATIONAL CORP.

Security	564563104	Meeting Type	Special
Ticker Symbol	MANT	Meeting Date	07-Sep-2022
ISIN	US5645631046	Agenda	935698158 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve and adopt the Agreement and Plan of Merger, dated as of May 13, 2022, (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Moose Bidco, Inc. ("Parent"), Moose Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and ManTech International Corporation (the "Company"), pursuant to which Merger Sub will merge with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of the Parent."	Management	For	For	For
2.	To approve, on a non- binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger.	Management	For	For	For
3.	To approve the adjournment of the Special Meeting from time to time, if necessary or appropriate, include to solicit additional proxies if there are insufficient votes at the time of Special Meeting to establish a quorum or adopt the Merger Agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

18,773

02-Sep-2022

CARETECH HOLDINGS PLC

Security	G19848103	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	08-Sep-2022
ISIN	GB00B0KWHQ09	Agenda	715947442 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		FOR THE PURPOSES OF THE SCHEME: (A) TO AUTHORISE THE INDEPENDENT DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND (C) TO AUTHORISE THE COMPANY'S RE-REGISTRATION AS A PRIVATE LIMITED COMPANY		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

52,302

05-Sep-2022

CARETECH HOLDINGS PLC

Security	G19848103	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	08-Sep-2022
ISIN	GB00B0KWHQ09	Agenda	715948367 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
CMMT	PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.	Non-Voting
1	APPROVE SCHEME OF ARRANGEMENT	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

52,302

05-Sep-2022

USA TRUCK, INC.

Security	902925106	Meeting Type	Special
Ticker Symbol	USAK	Meeting Date	12-Sep-2022
ISIN	US9029251066	Agenda	935697093 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of June 23, 2022, (as it may be further amended, modified or supplemented from time to time, the "merger agreement"), by and among USA Truck, Inc., Schenker, Inc., and Tango Merger, Inc.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to USA Truck Inc.'s named executive officers that is based on or otherwise relates to the merger.	Management	For	For	For
3.	To approve a proposal to adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement.	Management	For	For	For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

33,072

07-Sep-2022

CATCHMARK TIMBER TRUST, INC.

Security	14912Y202	Meeting Type	Special
Ticker Symbol	CTT	Meeting Date	13-Sep-2022
ISIN	US14912Y2028	Agenda	935700319 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Proposal to approve the Company Merger pursuant to the terms and conditions set forth in the Agreement and Plan of Merger, dated as of May 29, 2022, as it may be amended from time to time, by and among PotlatchDeltic Corporation, Horizon Merger Sub 2022, LLC, CatchMark Timber Trust, Inc., and CatchMark Timber Operating Partnership, L.P.	Management	For	For	For
2.	Proposal to approve, on an advisory (non-binding) basis, the compensation that will be paid or may become payable to CatchMark's named executive officers in connection with the Company Merger and the other transactions contemplated by the Agreement and Plan of Merger.	Management	For	For	For
3.	A proposal to approve one or more adjournments of the CatchMark special meeting to another date, time or place, if necessary, to solicit additional proxies in favor of the proposal to approve the Company Merger on the terms and conditions set forth in the Agreement and Plan of Merger.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

50,919

09-Sep-2022

TWITTER, INC.

Security	90184L102	Meeting Type	Special
Ticker Symbol	TWTR	Meeting Date	13-Sep-2022
ISIN	US90184L1026	Agenda	935694174 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of April 25, 2022, by and among X Holdings I, Inc., X Holdings II, Inc., Twitter, Inc., and, solely for the purposes of certain provisions of the Merger Agreement, Elon R. Musk.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Twitter to its named executive officers in connection with the merger.	Management	For	For	For
3.	To approve any proposal to adjourn the Special Meeting, from time to time, to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

37,478

08-Sep-2022

IBI GROUP INC.

Security	44925L103	Meeting Type	Special
Ticker Symbol	IBIBF	Meeting Date	16-Sep-2022
ISIN	CA44925L1031	Agenda	935703531 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		The acceptance of a special resolution approving a proposed arrangement involving, among other things, the purchase of all of the issued and outstanding shares of the Corporation and Class B units of IBI Group pursuant to Section 192 of the Canada Business Corporations Act, involving the Corporation, Arcadis N.V. ("Arcadis"), Arcadis Canada Holding I Inc. and Arcadis Canada Holding II Inc. (together, with Arcadis Canada Holding I Inc., the "Purchaser") in accordance with the terms of an arrangement agreement dated July 18, 2022 among IBI, Arcadis and the Purchaser, as more particularly described in the accompanying Circular.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

68,223

09-Sep-2022

ZENDESK, INC.

Security	98936J101	Meeting Type	Special
Ticker Symbol	ZEN	Meeting Date	19-Sep-2022
ISIN	US98936J1016	Agenda	935700307 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of June 24, 2022, by and among Zendesk, Inc., Zoro BidCo, Inc. and Zoro Merger Sub, Inc., as it may be amended from time to time (the "Merger Agreement").	Management	For	For	For
2.	To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to named executive officers of Zendesk, Inc. that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To approve any adjournment of the special meeting of stockholders of Zendesk, Inc. (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

33,516

12-Sep-2022

1LIFE HEALTHCARE, INC.

Security	68269G107	Meeting Type	Special
Ticker Symbol	ONEM	Meeting Date	22-Sep-2022
ISIN	US68269G1076	Agenda	935704432 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated July 20, 2022 (such agreement, as it may be amended, modified or supplemented from time to time, the "Merger Agreement"), by and among 1Life Healthcare, Inc. ("1Life"), a Delaware corporation, Amazon.com, Inc. ("Amazon"), a Delaware corporation, and Negroni Merger Sub, Inc. ("Merger Sub"), a Delaware corporation. Upon the terms and subject to the conditions of the Merger Agreement, Amazon will acquire 1Life via a merger of Merger Sub with and into 1Life, with 1Life continuing as the surviving corporation.	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to 1Life's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To adjourn the special meeting of the 1Life stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

83,172

15-Sep-2022

SIERRA WIRELESS, INC.

Security	826516106	Meeting Type	Special
Ticker Symbol	SWIR	Meeting Date	27-Sep-2022
ISIN	CA8265161064	Agenda	935706195 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider, if deemed advisable, to pass, with or without variation, a special resolution of Securityholders, the full text of which is attached as Appendix C to the management information circular of Sierra Wireless, Inc. (the "Company") dated August 26, 2022 (the "Circular"), to approve an arrangement under section 192 of the Canada Business Corporations Act involving the Company, the whole as more particularly described in the Circular and 13548597 Canada Inc.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

61,921

16-Sep-2022

DUKE REALTY CORPORATION

Security	264411505	Meeting Type	Special
Ticker Symbol	DRE	Meeting Date	28-Sep-2022
ISIN	US2644115055	Agenda	935698110 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	A proposal to approve the Agreement and Plan of Merger (including the plan of merger set forth therein), dated as of June 11, 2022, as it may be amended from time to time, by and among Prologis, Inc., a Maryland corporation, which we refer to as "Prologis," Duke Realty Corporation, an Indiana corporation, which we refer to as "Duke Realty," and the other parties thereto, which we refer to as the "merger agreement," and the transactions contemplated thereby, including the merger of Duke Realty with and into Compton Merger Sub LLC.	Management	For	For	For
2.	A non-binding advisory proposal to approve the compensation that may be paid or become payable to the named executive officers of Duke Realty in connection with the company merger and the other transactions contemplated by the merger agreement.	Management	For	For	For
3.	A proposal to approve one or more adjournments of the Duke Realty special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Duke Realty merger agreement proposal.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

13,470

27-Sep-2022

DUKE REALTY CORPORATION

Security	264411505	Meeting Type	Special
Ticker Symbol	DRE	Meeting Date	28-Sep-2022
ISIN	US2644115055	Agenda	935699996 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	A proposal to approve the Agreement and Plan of Merger (including the plan of merger set forth therein), dated as of June 11, 2022, as it may be amended from time to time, by and among Prologis, Inc., a Maryland corporation, which we refer to as "Prologis," Duke Realty Corporation, an Indiana corporation, which we refer to as "Duke Realty," and the other parties thereto, which we refer to as the "merger agreement," and the transactions contemplated thereby, including the merger of Duke Realty with and into Compton Merger Sub LLC.	Management	For	For	For
2.	A non-binding advisory proposal to approve the compensation that may be paid or become payable to the named executive officers of Duke Realty in connection with the company merger and the other transactions contemplated by the merger agreement.	Management	For	For	For
3.	A proposal to approve one or more adjournments of the Duke Realty special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Duke Realty merger agreement proposal.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

13,820

27-Sep-2022

BIOHAVEN PHARMACEUTICAL HLDG CO LTD

Security	G11196105	Meeting Type	Special
Ticker Symbol	BHVN	Meeting Date	29-Sep-2022
ISIN	VGG111961055	Agenda	935707298 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt (i) the Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among Biohaven Pharmaceutical Holding Company Ltd. ("Biohaven"), Pfizer Inc. & Bulldog (BVI) Ltd., (ii) the form of Plan of Reverse Triangular Merger & form of Plan of Forward Triangular Merger (together, the "Plan of Merger") & (iii) Separation & Distribution Agreement, dated as of May 9, 2022 ("Distribution Agreement"), by and between Biohaven & Biohaven Research Ltd. ("SpinCo"), in each case, as they may be amended from time to time.	Management	For	For	For
2.	To approve, by non-binding, advisory vote, certain compensatory arrangements for Biohaven's named executive officers in connection with the acquisition by Pfizer of Biohaven and the distribution to Biohaven's shareholders of all of the issued and outstanding common shares of SpinCo.	Management	For	For	For
3.	To adjourn the Special Meeting, if necessary, desirable or appropriate, to solicit additional proxies if, at the time of the Special Meeting, there are an insufficient number of votes to adopt the Merger Agreement, the Plan of Merger and the Distribution Agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

3,963

26-Sep-2022

HANGER, INC.

Security	41043F208	Meeting Type	Special
Ticker Symbol	HNGR	Meeting Date	30-Sep-2022
ISIN	US41043F2083	Agenda	935705648 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt and approve the Agreement and Plan of Merger, dated July 21, 2022 (as it may be amended or restated from time to time, the "Merger Agreement"), by and among Hero Parent, Inc., Hero Merger Sub, Inc. and Hanger, Inc., and the transactions contemplated thereby, including the merger.	Management	For	For	For
2.	To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt and approve the Merger Agreement and the transactions contemplated thereby, including the merger, at the time of the special meeting.	Management	For	For	For
3.	To approve, on a non-binding, advisory basis, certain compensation that will or may become payable by Hanger to its named executive officers in connection with the merger.	Management	For	For	For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

86,006

26-Sep-2022

INFRASTRUCTURE AND ENERGY ALTERNATIVES

Security	45686J104	Meeting Type	Special
Ticker Symbol	IEA	Meeting Date	07-Oct-2022
ISIN	US45686J1043	Agenda	935711110 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of July 24, 2022 (such agreement, as it may be amended from time to time, the "merger agreement"), by and among Infrastructure and Energy Alternatives, Inc. ("IEA"), MasTec, Inc. ("MasTec") and Indigo Acquisition I Corp., a direct wholly owned subsidiary of MasTec ("Merger Sub"), pursuant to which, upon the terms and subject to the conditions of the merger agreement, Merger Sub will merge with and into IEA (the "merger"), with IEA surviving the merger and becoming a wholly owned subsidiary of MasTec.	Management	For	For	For
2.	To approve on an advisory (non-binding) basis the compensation that may be paid or become payable to IEA's named executive officers that is based on or otherwise relates to the merger (the "merger-related compensation proposal").	Management	For	For	For
3.	To approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the merger agreement proposal (the "adjournment proposal").	Management	For	For	For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

109,848

04-Oct-2022

MERIDIAN BIOSCIENCE, INC.

Security	589584101	Meeting Type	Special
Ticker Symbol	VIVO	Meeting Date	10-Oct-2022
ISIN	US5895841014	Agenda	935710702 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Adoption of the Agreement and Plan of Merger, (as may be amended from time to time, the "merger agreement"), by and among Meridian Bioscience, Inc. ("Meridian"), SD Biosensor, Inc., Columbus Holding Company ("Columbus Holding") and Madeira Acquisition Corp., a directly wholly owned subsidiary of Columbus Holding ("Merger Sub"). The merger agreement provides for acquisition of Meridian by Columbus Holding through a merger of Merger Sub with and into Meridian, with Meridian surviving merger as a wholly owned subsidiary of Columbus Holding.	Management	For	For	For
2.	Approval, on an advisory (non-binding) basis, of the compensation that may be paid or become payable to Meridian's named executive officers that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement.	Management	For	For	For
3.	Approval of the adjournment of the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

29,681

06-Oct-2022

COVETRUS, INC.

Security	22304C100	Meeting Type	Special
Ticker Symbol	CVET	Meeting Date	11-Oct-2022
ISIN	US22304C1009	Agenda	935711970 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of May 24, 2022 (as the same may be amended from time to time, the "Merger Agreement"), by and among Covetrus, Inc., a Delaware corporation, Corgi Bidco, Inc., a Delaware corporation ("Parent"), and Corgi Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), a copy of which is attached as Annex A to the accompanying proxy statement, pursuant to which Merger Sub will be merged with and into the Company.	Management	For	For	For
2.	To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the Transactions, including the Merger.	Management	For	For	For
3.	To adjourn the special meeting to a later date or time if necessary or appropriate and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the accompanying proxy statement is provided to Company stockholders a reasonable amount of time in advance of the special meeting or to solicit additional proxies in favor of the Merger Agreement Proposal if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

50,378

06-Oct-2022

AVALARA, INC.

Security	05338G106	Meeting Type	Special
Ticker Symbol	AVLR	Meeting Date	14-Oct-2022
ISIN	US05338G1067	Agenda	935711502 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Approval of the Agreement and Plan of Merger, dated as of August 8, 2022 (as it may be amended, modified, or supplemented from time to time), by and among Lava Intermediate, Inc. ("Parent"), Lava Merger Sub, Inc. ("Merger Sub") and Avalara, Inc. ("Avalara") (the "merger proposal").	Management	Against	For	Against
2.	Approval, on a non-binding advisory basis, of certain compensation that will or may be paid by Avalara to its named executive officers that is based on or otherwise relates to the merger (the "named executive officer merger-related compensation advisory proposal").	Management	Against	For	Against
3.	Approval of the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to Avalara shareholders (the "adjournment proposal").	Management	Against	For	Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

26,013

11-Oct-2022

IROBOT CORPORATION

Security	462726100	Meeting Type	Special
Ticker Symbol	IRBT	Meeting Date	17-Oct-2022
ISIN	US4627261005	Agenda	935710598 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve and adopt the Agreement and Plan of Merger, dated as of August 4, 2022 (as it may be amended from time to time, the "merger agreement"), by and among Amazon.com, Inc., a Delaware corporation, Martin Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Amazon. com ("Merger Sub"), and iRobot Corporation ("iRobot"), pursuant to which Merger Sub will be merged with and into iRobot (the "merger"), with iRobot surviving the merger.	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to iRobot's named executive officers in connection with the merger.	Management	For	For	For
3.	To approve the adjournment from time to time of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to approve and adopt the merger agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

31,860

12-Oct-2022

PING IDENTITY HOLDING CORP.

Security	72341T103	Meeting Type	Special
Ticker Symbol	PING	Meeting Date	17-Oct-2022
ISIN	US72341T1034	Agenda	935713520 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of August 2, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Ping Identity Holding Corp., a Delaware corporation ("Ping Identity"), Project Polaris Holdings, LP, a Delaware limited partnership ("Parent"), and Project Polaris Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub").	Management	For	For	For
2.	To approve, on an advisory, non-binding basis, the compensation that may be paid or may become payable to Ping Identity's named executive officers in connection with the Merger.	Management	For	For	For
3.	To adjourn the Special Meeting of Ping Identity Stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

67,193

12-Oct-2022

ZYMERGEN INC.

Security	98985X100	Meeting Type	Special
Ticker Symbol	ZY	Meeting Date	17-Oct-2022
ISIN	US98985X1000	Agenda	935712477 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Adoption of the Agreement and Plan of Merger, dated as of July 24, 2022 (the "Merger Agreement"), by and among Ginkgo Bioworks Holdings, Inc., Pepper Merger Subsidiary Inc. and Zymergen Inc.	Management	For	For	For
2.	Approve adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if sufficient votes to adopt the Merger Agreement have not been obtained by Zymergen Inc.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

164,275

12-Oct-2022

CHEMOCENTRYX, INC.

Security	16383L106	Meeting Type	Special
Ticker Symbol	CCXI	Meeting Date	18-Oct-2022
ISIN	US16383L1061	Agenda	935713532 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of August 3, 2022 (the "Merger Agreement"), by and among ChemoCentryx, Inc. ("ChemoCentryx"), Amgen Inc. ("Amgen") and Carnation Merger Sub, Inc., a wholly owned subsidiary of Amgen ("Merger Sub"), pursuant to which Merger Sub will be merged with and into ChemoCentryx (the "Merger") with ChemoCentryx surviving the Merger as a wholly owned subsidiary of Amgen.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to ChemoCentryx's named executive officers that is based on or otherwise relates to the Merger.	Management	For	For	For
3.	To approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

46,343

13-Oct-2022

MICRO FOCUS INTERNATIONAL PLC

Security	G6117L194	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	18-Oct-2022
ISIN	GB00BJ1F4N75	Agenda	716100867 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	TO GIVE EFFECT TO THE SCHEME BY AMENDING THE COMPANY'S ARTICLES OF ASSOCIATION EACH AS SET OUT IN THE NOTICE OF GENERAL MEETING	Management	For	For	For
CMMT	21 SEP 2022: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

262,615

11-Oct-2022

MICRO FOCUS INTERNATIONAL PLC

Security	G6117L194	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	18-Oct-2022
ISIN	GB00BJ1F4N75	Agenda	716107140 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE SCHEME DOCUMENT DATED 20 SEPTEMBER 2022	Management	For	For	For
CMMT	PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

262,615

11-Oct-2022

SPIRIT AIRLINES, INC.

Security	848577102	Meeting Type	Special
Ticker Symbol	SAVE	Meeting Date	19-Oct-2022
ISIN	US8485771021	Agenda	935711994 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of July 28, 2022, as it may be amended from time to time by and between Spirit Airlines, Inc., JetBlue Airways Corporation and Sundown Acquisition Corp.	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Spirit's named executive officers that is based on or otherwise relates to the merger, as disclosed in the attached Proxy Statement pursuant to executive compensation disclosure rules under the Securities Exchange Act of 1934, as amended.	Management	For	For	For
3.	To approve one or more adjournments of the Spirit special meeting, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the merger proposal.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

62,326

13-Oct-2022

RECIPE UNLIMITED CORPORATION

Security	75622P104	Meeting Type	Special
Ticker Symbol	RCPUF	Meeting Date	21-Oct-2022
ISIN	CA75622P1045	Agenda	935716110 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider, and, if deemed advisable, to pass, a special resolution (the "Arrangement Resolution") approving a proposed plan of arrangement involving the Company and 1000297337 Ontario Inc. (the "Purchaser") pursuant to section 182 of the Business Corporations Act (Ontario) (the "Arrangement"), the full text of which is outlined in Appendix A of the management information circular (the "Circular").		Management		For		For		For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

63,717

13-Oct-2022

EVO PAYMENTS, INC.

Security	26927E104	Meeting Type	Special
Ticker Symbol	EVOP	Meeting Date	26-Oct-2022
ISIN	US26927E1047	Agenda	935715550 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of August 1, 2022, by and among EVO Payments, Inc., Global Payments Inc. and Falcon Merger Sub Inc., as it may be amended from time to time (the "Merger Agreement").	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, certain compensation that will or may become payable to EVO Payments, Inc.'s named executive officers in connection with the Merger.	Management	For	For	For
3.	To approve the adjournment of the Special Meeting ("Special Meeting") of stockholders of EVO Payments, Inc., from time to time, if necessary or appropriate (as determined by the Board of Directors or the chairperson of the meeting), including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to establish a quorum or adopt the Merger Agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

22,175

13-Oct-2022

RESOLUTE FOREST PRODUCTS INC.

Security	76117W109	Meeting Type	Special
Ticker Symbol	RFP	Meeting Date	31-Oct-2022
ISIN	US76117W1099	Agenda	935715637 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	To adopt the Agreement and Plan of Merger, dated as of July 5, 2022 (as it may be further amended, modified or supplemented from time to time, the "merger agreement"), by and among the Company, Domtar Corporation, a Delaware corporation ("Parent" or "Domtar"), Terra Acquisition Sub Inc., a Delaware corporation and a wholly owned subsidiary of Domtar ("Merger Sub"), Karta Halten B.V., a private limited company organized under the laws of the Netherlands ("Karta Halten"), and Paper Excellence B.V., a private limited company organized under the laws of the Netherlands (together with Domtar and Karta Halten, the "Parent Parties"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving as a wholly owned subsidiary of Domtar; and	Management	For	For	For
2	To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the merger.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

772

26-Oct-2022

SIGNIFY HEALTH, INC.

Security	82671G100	Meeting Type	Special
Ticker Symbol	SGFY	Meeting Date	31-Oct-2022
ISIN	US82671G1004	Agenda	935718239 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated September 2, 2022 (the "Merger Agreement"), by and among Signify Health, Inc. ("Signify"), CVS Pharmacy, Inc. ("CVS"), and Noah Merger Sub, Inc. ("Merger Subsidiary"), pursuant to which, among other things, Merger Subsidiary will merge with and into Signify (the "Merger"), with Signify surviving the Merger as a wholly owned subsidiary of CVS.	Management	For	For	For
2.	To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

73,107

26-Oct-2022

CYBEROPTICS CORPORATION

Security	232517102	Meeting Type	Special
Ticker Symbol	CYBE	Meeting Date	02-Nov-2022
ISIN	US2325171021	Agenda	935717807 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of August 7, 2022, as it may be amended from time to time, among CyberOptics Corporation, Nordson Corporation and Meta Merger Company.	Management	For	For	For
2.	To approve, on a non-binding advisory basis, the compensation that will or may become payable by CyberOptics to CyberOptics' named executive officers in connection with the merger.	Management	For	For	For
3.	To approve any proposal to adjourn the special meeting, from time to time, to a later date or dates, if necessary or appropriate as determined in good faith by the CyberOptics Board of Directors, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

26,958

31-Oct-2022

RPS GROUP PLC

Security	G7701P104	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	03-Nov-2022
ISIN	GB0007594764	Agenda	716163100 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
CMMT	PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.	Non-Voting
1	TO APPROVE THE SCHEME	Management	Abstain	For	Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

252,449

RPS GROUP PLC

Security	G7701P104	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	03-Nov-2022
ISIN	GB0007594764	Agenda	716163530 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT: (A) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL NECESSARY AND APPROPRIATE ACTION TO EFFECT THE SCHEME; AND (B) TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY		Management		Abstain		For		Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

252,449

VMWARE, INC.

Security	928563402	Meeting Type	Special
Ticker Symbol	VMW	Meeting Date	04-Nov-2022
ISIN	US9285634021	Agenda	935720563 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	The Merger Agreement Proposal: To vote on a proposal to approve the First Merger and the Second Merger (each as defined below) & to adopt the Agreement & Plan of Merger ("Merger Agreement"), dated as of May 26, 2022, by and among VMware, Inc. ("VMware"), Broadcom Inc. ("Broadcom"), Verona Holdco, Inc., a direct wholly owned subsidiary of VMware ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco ("Merger Sub 1"), Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Broadcom ("Merger Sub 2"), and Barcelona Merger Sub 3, LLC.	Management	For	For	For
2.	The Merger-Related Compensation Proposal: To vote on a proposal to approve on an advisory (non-binding) basis the compensation that may be paid or become payable to VMware's named executive officers that is based on or otherwise relates to the Transactions.	Management	For	For	For
3.	The Adjournment Proposal: To vote on a proposal to approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger Agreement Proposal.	Management	For	For	For
4.	Charter Amendment Proposal: To vote to approve and adopt an amendment to VMware's Certificate of Incorporation to eliminate the personal liability of VMware's officers for monetary damages for breach of fiduciary duty as an officer, except to the extent such an exemption from liability or limitation thereof is not permitted by the General Corporation Law of the State of Delaware.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

12,452

31-Oct-2022

CHANNELADVISOR CORPORATION

Security	159179100	Meeting Type	Special
Ticker Symbol	ECOM	Meeting Date	11-Nov-2022
ISIN	US1591791009	Agenda	935721820 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated September 4, 2022, by and among ChannelAdvisor Corporation, a Delaware corporation, CommerceHub, Inc., a Delaware corporation, and CH Merger Sub, Inc., a Delaware corporation.	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to ChannelAdvisor's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To adjourn the special meeting of the ChannelAdvisor stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

66,253

08-Nov-2022

COWEN INC.

Security	223622606	Meeting Type	Special
Ticker Symbol	COWN	Meeting Date	15-Nov-2022
ISIN	US2236226062	Agenda	935721818 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of August 1, 2022, by and among Cowen Inc., The Toronto-Dominion Bank and Crimson Holdings Acquisition Co., as it may be amended from time to time (the "Merger Agreement").	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cowen Inc.'s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To adjourn the special meeting of stockholders of Cowen Inc. (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

6,374

10-Nov-2022

AERIE PHARMACEUTICALS, INC.

Security	00771V108	Meeting Type	Special
Ticker Symbol	AERI	Meeting Date	17-Nov-2022
ISIN	US00771V1089	Agenda	935721286 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of August 22, 2022 (such agreement, as it may be amended, modified, or supplemented from time to time, the "merger agreement"), by and among Aerie Pharmaceuticals, Inc. ("Aerie"), Alcon Research, LLC ("Alcon") and Lyon Merger Sub, Inc., a direct wholly owned subsidiary of Alcon ("Merger Sub"), pursuant to which, upon the terms and subject to the conditions of the merger agreement, Merger Sub will merge with and into Aerie (the "merger"), with Aerie continuing as the surviving corporation.	Management	For	For	For
2.	To approve on an advisory (non-binding) basis, the compensation that will or may be paid or become payable to Aerie's named executive officers that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement (the "compensation proposal").	Management	For	For	For
3.	To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the merger agreement proposal if there are insufficient votes to adopt the merger agreement at the time of the special meeting (the "adjournment proposal").	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

137,200

11-Nov-2022

ATLAS AIR WORLDWIDE HOLDINGS, INC.

Security	049164205	Meeting Type	Special
Ticker Symbol	AAWW	Meeting Date	29-Nov-2022
ISIN	US0491642056	Agenda	935724802 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of August 4, 2022, by and among Atlas Air Worldwide Holdings, Inc., a Delaware corporation (the "Company"), Rand Parent, LLC, a Delaware limited liability Company ("Parent"), and Rand Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("MergerCo"), pursuant to which and subject to the terms and conditions thereof, MergerCo will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Parent.	Management	For	For	For
2.	To approve, by advisory (non binding) vote, the compensation that may be paid or become payable to the Company's named executive officers in connection with the consummation of the merger	Management	For	For	For
3.	To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to approve Proposal 1	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

28,307

23-Nov-2022

STORE CAPITAL CORPORATION

Security	862121100	Meeting Type	Special
Ticker Symbol	STOR	Meeting Date	09-Dec-2022
ISIN	US8621211007	Agenda	935732518 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the merger of STORE Capital Corporation with and into Ivory REIT, LLC (the "merger"), with Ivory REIT, LLC surviving the merger, as contemplated by the Agreement and Plan of Merger, dated as of September 15, 2022, as may be amended from time to time (the "merger agreement"), among STORE Capital Corporation, Ivory REIT, LLC and Ivory Parent, LLC (the "merger proposal").	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger.	Management	For	For	For
3.	To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger proposal.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

86,384

06-Dec-2022

ARCHAEA ENERGY INC.

Security	03940F103	Meeting Type	Special
Ticker Symbol	LFG	Meeting Date	13-Dec-2022
ISIN	US03940F1030	Agenda	935738471 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of October 16, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Archaea Energy Inc. ("Archaea"), LFG Acquisition Holdings LLC, ("Opco"), BP Products North America Inc., ("Parent"), Condor RTM Inc., ("Merger Sub"), and Condor RTM LLC ("Opco Merger Sub").	Management	For	For	For
2.	To adjourn the Special Meeting of Archaea stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

111,149

07-Dec-2022

BTRS HOLDINGS INC.

Security	11778X104	Meeting Type	Special
Ticker Symbol	BTRS	Meeting Date	13-Dec-2022
ISIN	US11778X1046	Agenda	935736237 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	A proposal to adopt the Agreement and Plan of Merger, dated as of September 28, 2022, by and among BTRS Holdings Inc. ("Billtrust"), Bullseye FinCo, Inc. ("Parent") and Bullseye Merger Sub, Inc. ("Merger Sub"), as may be amended from time to time (the "merger agreement"), pursuant to which Merger Sub will be merged with and into Billtrust, with Billtrust surviving the merger as a wholly owned subsidiary of Parent (the "merger").	Management	For	For	For
2.	A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Billtrust to its named executive officers that is based on or otherwise relates to the merger.	Management	For	For	For
3.	A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement, if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

305,702

07-Dec-2022

PROFESSIONAL HOLDING CORP

Security	743139107	Meeting Type	Special
Ticker Symbol	PFHD	Meeting Date	15-Dec-2022
ISIN	US7431391074	Agenda	935737809 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Approval of the merger agreement	Management	For	For	For
2.	Adjournment of the Professional Special Meeting	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

19,105

13-Dec-2022

POSHMARK INC.

Security	73739W104	Meeting Type	Special
Ticker Symbol	POSH	Meeting Date	27-Dec-2022
ISIN	US73739W1045	Agenda	935746074 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of October 3, 2022 ("Merger Agreement"), by and among Poshmark, Inc., ("Poshmark"), NAVER Corporation, a public corporation organized under the laws of the Republic of Korea ("Parent" or "NAVER"), and Proton Parent, Inc., ("Proton Parent"), and Proton Merger Sub, Inc., ("Merger Sub").	Management	For	For	For
2.	To vote on a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting (the "Adjournment Proposal").	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

161,708

20-Dec-2022

AVEO PHARMACEUTICALS, INC.

Security	053588307	Meeting Type	Special
Ticker Symbol	AVEO	Meeting Date	05-Jan-2023
ISIN	US0535883070	Agenda	935745109 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To consider and vote on a proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, referred to as the "Merger Agreement"), dated as of October 18, 2022, among LG Chem, Ltd., (referred to as "LG Chem"), Acacia Acquisition Sub, Inc., an indirect wholly owned subsidiary of LG Chem (referred to as "Merger Sub"), and AVEO Pharmaceuticals, Inc. ("AVEO"), pursuant to which Merger Sub will be merged with and into AVEO, with AVEO surviving the merger as an indirect wholly owned subsidiary of LG Chem (referred to as the "Merger")	Management	For	For	For
2.	To consider and vote on a proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to AVEO's named executive officers that is based on or otherwise relates to the Merger.	Management	For	For	For
3.	To consider and vote on a proposal to approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

135,935

27-Dec-2022

USERTESTING, INC.

Security	91734E101	Meeting Type	Special
Ticker Symbol	USER	Meeting Date	10-Jan-2023
ISIN	US91734E1010	Agenda	935748888 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of October 26, 2022 (the "Merger Agreement"), by and among UserTesting, Inc., a Delaware corporation (the "Company"), Thunder Holdings, LLC, a Delaware limited liability company ("Parent"), and Thunder Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will merge with and into the Company (the "Merger"), with the Company to survive the Merger as a wholly owned subsidiary of Parent.	Management	For	For	For
2.	To approve any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

205,623

06-Jan-2023

FORGEROCK, INC.

Security	34631B101	Meeting Type	Special
Ticker Symbol	FORG	Meeting Date	12-Jan-2023
ISIN	US34631B1017	Agenda	935749284 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of October 10, 2022, among Project Fortress Parent, LLC, Project Fortress Merger Sub, Inc. and ForgeRock, Inc. (the "merger agreement").	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that will or may become payable by ForgeRock to its named executive officers in connection with the merger.	Management	For	For	For
3.	To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

104,976

06-Jan-2023

ALTRA INDUSTRIAL MOTION CORP.

Security	02208R106	Meeting Type	Special
Ticker Symbol	AIMC	Meeting Date	17-Jan-2023
ISIN	US02208R1068	Agenda	935751126 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of October 26, 2022, by and among Regal Rexnord Corporation, Aspen Sub, Inc. and Altra Industrial Motion Corp., as it may be amended from time to time (the "Merger Agreement").	Management	For	For	For
2.	To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Altra Industrial Motion Corp.'s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To adjourn the special meeting of stockholders of Altra Industrial Motion Corp. (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

44,229

12-Jan-2023

BENEFITFOCUS, INC.

Security	08180D106	Meeting Type	Special
Ticker Symbol	BNFT	Meeting Date	20-Jan-2023
ISIN	US08180D1063	Agenda	935752445 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of November 1, 2022, as amended and restated by the Amended and Restated Agreement and Plan of Merger on December 19, 2022 (as may be further amended or modified from time to time in accordance with its terms, the "Merger Agreement"), by and among Benefitfocus, Inc. ("Benefitfocus"), Voya Financial, Inc. ("Voya") and Origami Squirrel Acquisition Corp ("Merger Sub"), pursuant to which ...(due to space limits,see proxy material for full proposal).	Management	For	For	For
2.	To consider and vote on a proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Benefitfocus to certain of its named executive officers that is based on or otherwise relates to the Merger (the "Named Executive Officer Merger-Related Compensation Proposal").	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

137,636

18-Jan-2023

K3 CAPITAL GROUP PLC

Security	G830EZ100	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	26-Jan-2023
ISIN	GB00BF1HPD20	Agenda	716493591 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	TO IMPLEMENT THE SCHEME, AS SET OUT IN THE NOTICE OF THE GENERAL MEETING. INCLUDING THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY	Management	For	For	For
2	THAT THE ROLLOVER ARRANGEMENTS SUMMARISED IN PART I (LETTER FROM THE CHAIRMAN OF K3 CAPITAL GROUP PLC) OF THE CIRCULAR TO THE SHAREHOLDERS OF THE COMPANY DATED 5 JANUARY 2023 IN WHICH THE NOTICE CONVENING THIS MEETING IS INCLUDED (THE "SCHEME DOCUMENT") BE AND THEY ARE HEREBY APPROVED IN, OR SUBSTANTIALLY IN, SUCH FORM FOR THE PURPOSES OF RULE 16 OF THE CITY CODE ON TAKEOVERS AND MERGERS, NOTWITHSTANDING THAT SUCH ARRANGEMENTS ARE NOT EXTENDED TO ALL SHAREHOLDERS OF THE COMPANY AND THAT, CONDITIONAL UPON THE SCHEME BECOMING EFFECTIVE (AS DEFINED IN THE SCHEME DOCUMENT), WHERE APPLICABLE, THE DIRECTORS OF THE COMPANY BE AND THEY ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO SUCH ARRANGEMENTS	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

145,147

19-Jan-2023

K3 CAPITAL GROUP PLC

Security	G830EZ100	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	26-Jan-2023
ISIN	GB00BF1HPD20	Agenda	716495684 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
CMMT	PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.	Non-Voting
CMMT	PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 838807 AS THERE IS ONLY 1-RESOLUTION FOR COURT MEETING. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU	Non-Voting
1	TO APPROVE THE SCHEME MEETING	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

145,147

19-Jan-2023

KNOWBE4, INC.

Security	49926T104	Meeting Type	Special
Ticker Symbol	KNBE	Meeting Date	31-Jan-2023
ISIN	US49926T1043	Agenda	935753815 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of October 11, 2022, by and among KnowBe4, Inc. ("KnowBe4"), Oranje Holdco, LLC ("Parent") and Oranje Merger Sub, Inc. ("Merger Sub"), pursuant to which Merger Sub will merge with and into KnowBe4, with KnowBe4 surviving as a wholly owned subsidiary of Parent (the "Merger").	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that will or may become payable by KnowBe4 to its named executive officers in connection with the Merger.	Management	For	For	For
3.	To approve any proposal to adjourn the special meeting of stockholders (the "Special Meeting"), from time to time, to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

77,165

26-Jan-2023

LAKELAND BANCORP, INC.

Security	511637100	Meeting Type	Special
Ticker Symbol	LBAI	Meeting Date	01-Feb-2023
ISIN	US5116371007	Agenda	935753524 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the merger agreement by and between Provident FinancialServices, Inc., NL 239 Corp., and Lakeland Bancorp, Inc.	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, the merger related compensation payments that will or may be paid to the named executive officers of Lakeland inconnection with the transactions contemplated by the merger agreement.	Management	For	For	For
3.	To adjourn the Lakeland special meeting, if necessary or appropriate, to solicitadditional proxies if, immediately prior to such adjournment, there are notsufficient votes to approve the Lakeland merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of Lakeland common stock.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

34,944

27-Jan-2023

HOME CAPITAL GROUP INC.

Security	436913107	Meeting Type	Special
Ticker Symbol	HMCBF	Meeting Date	08-Feb-2023
ISIN	CA4369131079	Agenda	935757572 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if thought advisable, to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving the Corporation and 1000355080 Ontario Inc., a wholly-owned subsidiary of Smith Financial Corporation, a company controlled by Stephen Smith, pursuant to Section 182 of the Business Corporations Act (Ontario). The full text of such special resolution is set forth in Appendix B to the accompanying management information circular of the Corporation dated January 6, 2023.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

75,663

03-Feb-2023

APOLLO ENDOSURGERY, INC.

Security	03767D108	Meeting Type	Special
Ticker Symbol	APEN	Meeting Date	09-Feb-2023
ISIN	US03767D1081	Agenda	935758396 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated November 29, 2022 (such agreement, as it may be amended, modified or supplemented from time to time, the "Merger Agreement"), by and among Apollo Endosurgery, Inc. ("Apollo"), a Delaware corporation, Boston Scientific Corporation, a Delaware corporation, and Textile Merger Sub, Inc. a Delaware corporation.	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Apollo's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To adjourn the special meeting of the Apollo stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

90,636

07-Feb-2023

COUPA SOFTWARE INCORPORATED

Security	22266L106	Meeting Type	Special
Ticker Symbol	COUP	Meeting Date	23-Feb-2023
ISIN	US22266L1061	Agenda	935763335 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of December 11, 2022 (the "merger agreement"), by and among Coupa Software Incorporated, Coupa Holdings. LLC (f/k/a Project CS Parent, LLC), and Project CS Merger Sub, Inc.	Management	For	For	For
2.	To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company's named executive officers in connection with the consummation of the merger.	Management	For	For	For
3.	To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to adopt the merger agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

27,449

17-Feb-2023

ATLAS CORP.

Security	Y0436Q109	Meeting Type	Annual
Ticker Symbol	ATCO	Meeting Date	24-Feb-2023
ISIN	MHY0436Q1098	Agenda	935757407 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt and approve the Agreement and Plan of Merger, dated October 31, 2022 (the "Merger Agreement"), as it may be amended from time to time, by and among Atlas Corp. (the "Company"), Poseidon Acquisition Corp. ("Poseidon") and Poseidon Merger Sub, Inc. ("Merger Sub"), and the transactions contemplated by the Merger Agreement, including the merger of Merger Sub with and into the Company, with the Company surviving as a Marshall Islands corporation and a wholly owned subsidiary of Poseidon.	Management	For	For	For
2a.	Election of Director: Bing Chen	Management	For	For	For
2b.	Election of Director: David Sokol	Management	For	For	For
2c.	Election of Director: Lawrence Simkins	Management	For	For	For
2d.	Election of Director: John C. Hsu	Management	For	For	For
2e.	Election of Director: Nicholas Pitts-Tucker	Management	For	For	For
2f.	Election of Director: Lawrence Chin	Management	For	For	For
2g.	Election of Director: Stephen Wallace	Management	For	For	For
2h.	Election of Director: Katie Wade	Management	For	For	For
3.	Ratification of the appointment of KPMG LLP, Chartered Professional Accountants, as the Company's independent auditors for the fiscal year ending December 31, 2022.	Management	For	For	For
4.	To approve the adjournment of the Annual Meeting from time to time at the discretion of the Special Committee (the "Special Committee") of the Board of Directors (the "Board") of the Company or the Board (acting solely in accordance with the recommendation of the Special Committee), if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the proposal specified in Item 1 at the time of the Annual Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

77,043

17-Feb-2023

HORIZON THERAPEUTICS PLC

Security	G46188101	Meeting Type	Special
Ticker Symbol	HZNP	Meeting Date	24-Feb-2023
ISIN	IE00BQPVQZ61	Agenda	935761622 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Ordinary Resolution to approve the Scheme of Arrangement and authorize the directors of Horizon to take all such actions as they consider necessary or appropriate for carrying the Scheme of Arrangement into effect.	Management	For	For	For
2.	Special Resolution to amend the articles of association of Horizon so that any Horizon Shares that are issued on or after the Voting Record Time to persons other than Acquirer Sub or its nominee(s) will either be subject to the terms of the Scheme of Arrangement or be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the Scheme Consideration.	Management	For	For	For
3.	Ordinary Resolution to approve, on a non-binding, advisory basis, specified compensatory arrangements between Horizon and its named executive officers relating to the Transaction.	Management	For	For	For
4.	Ordinary Resolution to approve any motion by the Chairman to adjourn the EGM or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the EGM to approve resolutions 1 and 2.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

36,047

17-Feb-2023

HORIZON THERAPEUTICS PLC

Security	G46188111	Meeting Type	Special
Ticker Symbol	HZNP	Meeting Date	24-Feb-2023
ISIN	IE00BQPVQZ61	Agenda	935761634 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1.		That the Scheme of Arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court be agreed to.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

36,047

17-Feb-2023

CURTIS BANKS GROUP PLC

Security	G26013105	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	27-Feb-2023
ISIN	GB00BW0D4R71	Agenda	716635682 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	TO IMPLEMENT THE SCHEME, AS SET OUT IN THE NOTICE OF THE GENERAL MEETING, INCLUDING THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE RE-REGISTRATION OF THE COMPANY AS A PRIVATE LIMITED COMPANY WITH THE NAME "CURTIS BANKS GROUP LIMITED"	Management	For	For	For
CMMT	03 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING TYPE HAS BEEN-CHANGED FROM EGM TO OGM AND MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

118,197

22-Feb-2023

CURTIS BANKS GROUP PLC

Security	G26013105	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	27-Feb-2023
ISIN	GB00BW0D4R71	Agenda	716636711 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
CMMT	PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.	Non-Voting
1	FOR THE PURPOSES OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE PROPOSED SCHEME OF ARRANGEMENT (THE "SCHEME')	Management	For	For	For
CMMT	03 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

118,197

22-Feb-2023

MYOVANT SCIENCES LTD.

Security	G637AM102	Meeting Type	Special
Ticker Symbol	MYOV	Meeting Date	01-Mar-2023
ISIN	BMG637AM1024	Agenda	935761444 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	A proposal to adopt and approve an Agreement and Plan of Merger, dated as of October 23, 2022 (as it may be amended from time to time in accordance with its terms, the "Merger Agreement"), and a related Statutory Merger Agreement (the "Statutory Merger Agreement"), by and among Myovant Sciences Ltd. ("Myovant"), Sumitovant Biopharma Ltd. ("Sumitovant"), Zeus Sciences Ltd. and, solely with respect to Article IX and Annex A of the Merger Agreement, Sumitomo Pharma Co., Ltd., and the transactions contemplated by Merger Agreement & Statutory Merger Agreement.	Management	For	For	For
2.	A non-binding, advisory proposal to approve specified compensation that may become payable to the named executive officers of Myovant in connection with the Merger.	Management	For	For	For
3.	A proposal to approve an adjournment of the special general meeting, if necessary or appropriate (as determined by Myovant after consultation in good faith with Sumitovant), to solicit additional proxies if there are insufficient votes at the time of the special general meeting to approve Proposal 1.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

91,176

24-Feb-2023

DEVRO PLC

Security	G2743R101	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	03-Mar-2023
ISIN	GB0002670437	Agenda	716528469 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	(A)FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME, THE DIRECTORS OR THE COMPANY (OR ANY DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT AND B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION. THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF THE NEW ARTICLE 136 SET OUT IN THE NOTICE OF GENERAL MEETING	Management	For	For	For
2	SUBJECT TO AND CONDITIONAL ONLY ON THE SCHEME BECOMING EFFECTIVE:(A)THE COMPANY BE RE-REGISTERED AS A PRIVATE LIMITED COMPANY(B)THE NAME OF THE COMPANY BE CHANGED TO "DEVRO LIMITED" (C)THE PRIVATE LIMITED COMPANY ARTICLES OF ASSOCIATION BE APPROVED AND ADOPTED AS THE ARTICLES OF THE COMPANY IN SUBSTITUTION FOR AND THE ARTICLES OF ASSOCIATION IN EXISTENCE AT THE TIME IMMEDIATELY PRECEDING THE SCHEME BECOMING EFFECTIVE: AND(D)THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH STEPS AS MAY BE NECESSARY OR EXPEDIENT TO EFFECT THE RE-REGISTRATION AS A PRIVATE LIMITED COMPANY	Management	For	For	For
CMMT	20 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE-MEETING DATE FROM 16 FEB 2023 TO 03 MAR 2023. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

22,117

09-Feb-2023

DEVRO PLC

Security	G2743R101	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	03-Mar-2023
ISIN	GB0002670437	Agenda	716529031 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	TO APPROVE THE SCHEME	Management	For	For	For
CMMT	20 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE-MEETING DATE FROM 16 FEB 2023 TO 03 MAR 2023. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

22,117

09-Feb-2023

IAA, INC.

Security	449253103	Meeting Type	Special
Ticker Symbol	IAA	Meeting Date	14-Mar-2023
ISIN	US4492531037	Agenda	935766785 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	IAA Merger Proposal: To adopt the Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022 (as amended, the "merger agreement"), by and among Ritchie Bros. Auctioneers Incorporated, Ritchie Bros. Holdings Inc., Impala Merger Sub I, LLC, Impala Merger Sub II, LLC and IAA, Inc. ("IAA"), and thereby approve the transactions contemplated by the merger agreement.	Management	For	For	For
2.	IAA Compensation Proposal: To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to named executive officers of IAA that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement.	Management	For	For	For
3.	IAA Adjournment Proposal: To approve the adjournment of the IAA special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the IAA special meeting to approve the IAA merger proposal.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

24,021

13-Mar-2023

AEROJET ROCKETDYNE HOLDINGS, INC.

Security	007800105	Meeting Type	Special
Ticker Symbol	AJRD	Meeting Date	16-Mar-2023
ISIN	US0078001056	Agenda	935767220 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve and adopt the Agreement and Plan of Merger, dated as of December 17, 2022 (as amended, modified or supplemented from time to time, the "Merger Agreement"), by and among Aerojet Rocketdyne, L3Harris and Merger Sub (the "Merger Proposal").	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Aerojet Rocketdyne's named executive officers in connection with the Merger, the value of which is disclosed in the table in the section of the proxy statement entitled "The Merger - Interests of Aerojet Rocketdyne's Directors and Executive Officers in the Merger - Quantification of Payments" (the "Compensation Proposal").	Management	For	For	For
3.	To approve the adjournment of the Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Proposal or in the absence of a quorum (the "Adjournment Proposal").	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

59,064

10-Mar-2023

MAGNET FORENSICS INC.

Security	55940P101	Meeting Type	Contested-Special
Ticker Symbol	MAGTF	Meeting Date	23-Mar-2023
ISIN	CA55940P1018	Agenda	935769870 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if deemed advisable, to pass, with or without variation, the special resolution, the full text of which is set forth in Appendix "B" to Magnet Forensics Inc.'s management information circular dated February 16, 2023 (the "Circular") to approve a statutory plan of arrangement pursuant to Section 182 of the Business Corporations Act (Ontario) whereby, among other things, Morpheus Purchaser Inc. will acquire all of the issued and outstanding subordinate voting shares and multiple voting shares in the capital of the Company, all as more particularly described in the Circular.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

35,000

21-Mar-2023

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

35,000

21-Mar-2023

MAGNET FORENSICS INC.

Security	55940P101	Meeting Type	Contested-Special
Ticker Symbol	MAGTF	Meeting Date	23-Mar-2023
ISIN	CA55940P1018	Agenda	935772310 - Opposition

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if deemed advisable, to pass, with or without variation, the special resolution, the full text of which is set forth in Appendix "B" to Magnet Forensics Inc.'s management information circular dated February 16, 2023 (the "Circular") to approve a statutory plan of arrangement pursuant to Section 182 of the Business Corporations Act (Ontario) whereby, among other things, Morpheus Purchaser Inc. will acquire all of the issued and outstanding subordinate voting shares and multiple voting shares in the capital of the Company, all as more particularly described in the Circular.		Management		Abstain		Against		Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

35,000

DUCK CREEK TECHNOLOGIES, INC.

Security	264120106	Meeting Type	Special
Ticker Symbol	DCT	Meeting Date	28-Mar-2023
ISIN	US2641201064	Agenda	935775114 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Proposal to adopt the Agreement and Plan of Merger, dated as of January 8, 2023, by and among Disco Parent, LLC ("Parent"), Disco Merger Sub, Inc., a direct, wholly owned subsidiary of Parent, and Duck Creek Technologies, Inc. ("Duck Creek").	Management	For	For	For
2.	Non-binding, advisory proposal to approve compensation that will or may become payable by Duck Creek to its named executive officers in connection with the merger.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

50,000

23-Mar-2023

ATLAS TECHNICAL CONSULTANTS, INC.

Security	049430101	Meeting Type	Special
Ticker Symbol	ATCX	Meeting Date	29-Mar-2023
ISIN	US0494301015	Agenda	935773071 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve and adopt the Agreement and Plan of Merger, dated as of January 30, 2023 (as it may be amended from time to time, the "Merger Agreement"), by and among Atlas Technical Consultants, Inc. (the "Company"), GI Apple Midco LLC and GI Apple Merger Sub LLC ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "Merger"), with the Company surviving the Merger.	Management	For	For	For
2.	To approve the adjournment from time to time of the Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to approve and adopt the Merger Agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

90,589

28-Mar-2023

OAK STREET HEALTH, INC.

Security	67181A107	Meeting Type	Annual
Ticker Symbol	OSH	Meeting Date	29-Mar-2023
ISIN	US67181A1079	Agenda	935783705 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.1	Election of Director: Dr. Regina Benjamin	Management	For	For	For
1.2	Election of Director: Cheryl Dorsey	Management	For	For	For
1.3	Election of Director: Julie Klapstein	Management	For	For	For
1.4	Election of Director: Geoffrey Price	Management	For	For	For
2.	To ratify the appointment of Ernst & Young LLP as Oak Street Health, Inc.'s independent registered public accounting firm for the year ending December 31, 2023.	Management	For	For	For
3.	To approve, by an advisory vote, the compensation of Oak Street Health, Inc.'s named executive officers, as disclosed in the proxy statement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

71,099

31-Mar-2023

MAXAR TECHNOLOGIES INC.

Security	57778K105	Meeting Type	Special
Ticker Symbol	MAXR	Meeting Date	19-Apr-2023
ISIN	US57778K1051	Agenda	935791170 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of December 15, 2022, by and among Maxar Technologies Inc., Galileo Parent, Inc., Galileo Bidco, Inc. and, solely for the purposes set forth therein, Galileo Topco, Inc., as it may be amended from time to time (the "Merger Agreement").	Management	For	For	For
2.	To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to named executive officers of Maxar Technologies Inc. that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To approve any adjournment of the Special Meeting of Stockholders of Maxar Technologies Inc. (the "Special Meeting"), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

47,364

13-Apr-2023

FIRST HORIZON CORPORATION

Security	320517105	Meeting Type	Annual
Ticker Symbol	FHN	Meeting Date	25-Apr-2023
ISIN	US3205171057	Agenda	935778211 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: Harry V. Barton, Jr.	Management	For	For	For
1b.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: John N. Casbon	Management	For	For	For
1c.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: John C. Compton	Management	For	For	For
1d.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: Wendy P. Davidson	Management	For	For	For
1e.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: William H. Fenstermaker	Management	For	For	For
1f.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: D. Bryan Jordan	Management	For	For	For
1g.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: J. Michael Kemp, Sr.	Management	For	For	For
1h.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: Rick E. Maples	Management	For	For	For
1i.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: Vicki R. Palmer	Management	For	For	For
1j.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: Colin V. Reed	Management	For	For	For
1k.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: E. Stewart Shea, III	Management	For	For	For
1l.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: Cecelia D. Stewart	Management	For	For	For
1m.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: Rosa Sugrañes	Management	For	For	For
1n.	Election of Director to serve until the 2024 Annual Meeting of Shareholders: R. Eugene Taylor	Management	For	For	For
2.	Ratification of appointment of KPMG LLP as auditors	Management	For	For	For
3.	Approval of an advisory resolution to approve executive compensation	Management	For	For	For
4.	Vote on an advisory resolution on the frequency (whether every year, every two years, or every three years) of future votes on an advisory resolution on executive compensation	Management	1 Year	1 Year	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

156,855

20-Apr-2023

CARDIOVASCULAR SYSTEMS, INC.

Security	141619106	Meeting Type	Special
Ticker Symbol	CSII	Meeting Date	27-Apr-2023
ISIN	US1416191062	Agenda	935800880 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated February 8, 2023 (such agreement, as it may be amended, modified or supplemented from time to time, the "Merger Agreement"), by and among Cardiovascular Systems, Inc. ("CSI"), Abbott Laboratories ("Abbott"), and Cobra Acquisition Co. ("Merger Sub"). Upon the terms and subject to the conditions of the Merger Agreement, Abbott will acquire CSI via a merger of Merger Sub with and into CSI, with CSI continuing as the surviving corporation and a wholly owned subsidiary of Abbott (the "Merger").	Management	For	For	For
2.	To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to CSI's named executive officers that is based on or otherwise relates to the Merger Agreement, the Merger, and the other transactions contemplated by the Merger Agreement.	Management	For	For	For
3.	To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

117,711

24-Apr-2023

NUVASIVE, INC.

Security	670704105	Meeting Type	Special
Ticker Symbol	NUVA	Meeting Date	27-Apr-2023
ISIN	US6707041058	Agenda	935811352 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated February 8, 2023 (which agreement is referred to as the "Merger Agreement"), by and among Globus Medical, Inc., Zebra Merger Sub, Inc., and NuVasive, Inc. ("NuVasive"), as it may be amended from time to time (which proposal is referred to as the "NuVasive Merger Proposal").	Management	Abstain	For	Against
2.	To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to NuVasive named executive officers that is based on or otherwise relates to the transactions contemplated by the Merger Agreement.	Management	Abstain	For	Against
3.	To approve the adjournment of the NuVasive special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the NuVasive special meeting to approve the NuVasive Merger Proposal.	Management	Abstain	For	Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

145

24-Apr-2023

UNI-SELECT INC.

Security	90457D100	Meeting Type	Special
Ticker Symbol	UNIEF	Meeting Date	27-Apr-2023
ISIN	CA90457D1006	Agenda	935800777 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix C attached to the accompanying management proxy circular, approving a statutory plan of arrangement under the provisions of Chapter XVI - Division II of the Business Corporations Act (Québec) involving the Corporation, LKQ Corporation ("LKQ") and 9485-4692 Québec Inc., a wholly-owned subsidiary of LKQ, as more particularly described in the accompanying management proxy circular.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

68,364

20-Apr-2023

OAK STREET HEALTH, INC.

Security	67181A107	Meeting Type	Special
Ticker Symbol	OSH	Meeting Date	28-Apr-2023
ISIN	US67181A1079	Agenda	935811326 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of February 7, 2023 (as it may be amended from time to time, the "Merger Agreement"), by and among Oak Street Health, Inc., CVS Pharmacy, Inc., Halo Merger Sub Corp., a wholly owned subsidiary of CVS Pharmacy, Inc., and, solely for the limited purposes set forth therein, CVS Health Corporation, pursuant to which Halo Merger Sub Corp. will merge with and into Oak Street Health, Inc., with Oak Street Health, Inc. continuing as the surviving corporation and wholly owned subsidiary of CVS Pharmacy, Inc (the "Merger").	Management	For	For	For
2.	To approve, on an advisory, non-binding basis, the compensation that may be paid or may become payable to the named executive officers of Oak Street Health in connection with the Merger.	Management	For	For	For
3.	To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

77,463

24-Apr-2023

MELTWATER N.V.

Security	N56028108	Meeting Type	ExtraOrdinary General Meeting
Ticker Symbol		Meeting Date	02-May-2023
ISIN	NL00150003D3	Agenda	716818957 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
CMMT	VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED.	Non-Voting
CMMT	VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED.	Non-Voting
1	OPENING OF THE MEETING AND ANNOUNCEMENTS	Non-Voting
2.A	EXPLANATION OF THE RECOMMENDED VOLUNTARY OFFER BY MW INVESTMENT B.V. FOR ALL-ISSUED AND OUTSTANDING SHARES IN THE CAPITAL OF THE COMPANY	Non-Voting
2.B.I	PROPOSAL TO ADOPT THE RESTRUCTURING RESOLUTION (MERGER)	Management	For	For	For
2.BII	PROPOSAL TO ADOPT THE RESTRUCTURING RESOLUTION (SHARE SALE)	Management	For	For	For
2.C	CONDITIONAL APPOINTMENT OF NATHAN PINGELTON AS NON-EXECUTIVE DIRECTOR	Management	For	For	For
2.D.I	CONDITIONAL PARTIAL AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY	Management	For	For	For
2.DII	AUTHORISATION OF EACH MEMBER OF THE BOARD AS WELL AS EACH CIVIL LAW NOTARY, EACH CANDIDATE CIVIL LAW NOTARY AND EACH LAWYER OF THE LAW FIRM DLA PIPER NEDERLAND N.V., EACH OF THEM INDIVIDUALLY, TO SIGN THE NOTARIAL DEED OF AMENDMENT	Management	For	For	For
3	CLOSE	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

248,805

20-Apr-2023

VELAN INC.

Security	922932108	Meeting Type	Special
Ticker Symbol	VLNSF	Meeting Date	05-May-2023
ISIN	CA9229321083	Agenda	935822949 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if thought advisable, with or without variation, a special resolution to approve a proposed plan of arrangement involving the Company on the one hand, and 14714750 Canada Inc., an entity created by Flowserve Corporation, and Flowserve US Inc. on the other hand, pursuant to Section 192 of the Canada Business Corporation Act. The full text of such special resolution is set forth in the Appendix B to the accompanying management information circular of the Company dated March 30, 2023.		Management		Abstain		For		Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5SSTA 01 OM

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET TRUST

860

SPIRIT AIRLINES, INC.

Security	848577102	Meeting Type	Annual
Ticker Symbol	SAVE	Meeting Date	10-May-2023
ISIN	US8485771021	Agenda	935792146 - Management

Item

Proposal

Proposed
by

Vote

Management
Recommendation

For/Against
Management

DIRECTOR

Management

Edward M. Christie III

For

Mark B. Dunkerley

For

Christine P. Richards

For

To ratify the selection, by the Audit Committee of the Board of Directors, of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023.

Management

For

To approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the attached Proxy Statement pursuant to executive compensation disclosure rules under the Securities Exchange Act of 1934, as amended.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

53,332

05-May-2023

SUMO LOGIC, INC.

Security	86646P103	Meeting Type	Special
Ticker Symbol	SUMO	Meeting Date	10-May-2023
ISIN	US86646P1030	Agenda	935828927 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of February 9, 2023, between Serrano Parent, LLC, Serrano Merger Sub, Inc. and Sumo Logic (the "merger agreement") and approve the merger.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Sumo Logic to its named executive officers in connection with the merger.	Management	For	For	For
3.	To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Special Meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

115,252

05-May-2023

TRAVELCENTERS OF AMERICA INC

Security	89421B109	Meeting Type	Special
Ticker Symbol	TA	Meeting Date	10-May-2023
ISIN	US89421B1098	Agenda	935818902 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the merger (the "merger") contemplated by the Agreement and Plan of Merger, dated as of February 15, 2023, among the Company, BP Products North America Inc., a Maryland corporation ("BP") and Bluestar RTM Inc., a Maryland corporation and an indirect wholly-owned subsidiary of BP ("Merger Subsidiary"), pursuant to which Merger Subsidiary will be merged with and into the Company, with the Company surviving the merger.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to TravelCenters's named executive officers in connection with the merger, as described in the accompanying proxy statement.	Management	For	For	For
3.	To approve an adjournment of the special meeting, if necessary, to solicit additional proxies, in the event that there are insufficient votes to approve Proposal 1 at the special meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

18,564

08-May-2023

EVOQUA WATER TECHNOLOGIES CORP.

Security	30057T105	Meeting Type	Special
Ticker Symbol	AQUA	Meeting Date	11-May-2023
ISIN	US30057T1051	Agenda	935836974 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	Merger Proposal -- To adopt the Agreement and Plan of Merger, dated as of January 22, 2023 (as amended from time to time), by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. (the "Merger Proposal").	Management	For	For	For
2.	Advisory Compensation Proposal -- To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Evoqua Water Technologies Corp.'s named executive officers in connection with the merger.	Management	For	For	For
3.	Adjournment Proposal -- To approve the adjournment of the Evoqua Water Technologies Corp. Special Meeting to solicit additional proxies if there are not sufficient votes cast at the Evoqua Water Technologies Corp. Special Meeting to approve the Merger Proposal or to ensure that any supplemental or amended disclosure, including any supplement or amendment to the joint proxy statement/prospectus, is timely provided to Evoqua Water Technologies Corp. stockholders.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

24,445

05-May-2023

INDUS REALTY TRUST INC

Security	45580R103	Meeting Type	Special
Ticker Symbol	INDT	Meeting Date	17-May-2023
ISIN	US45580R1032	Agenda	935834881 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To consider and vote on a proposal to approve the merger (the "merger") of IR Merger Sub II, Inc., a Maryland corporation ("Merger Sub") and wholly owned subsidiary of IR Parent, LLC, a Delaware limited liability company ("Parent"), with and into the Company, pursuant to the Agreement and Plan of Merger, dated as of February 22, 2023, as may be amended from time to time, by and among the Company, Parent and Merger Sub (the "merger proposal").	Management	For	For	For
2.	To consider and vote on a proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers in connection with the merger (the "advisory compensation proposal").	Management	For	For	For
3.	To consider and vote on a proposal to approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger proposal (the "adjournment proposal").	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

15,867

15-May-2023

FORGEROCK, INC.

Security	34631B101	Meeting Type	Annual
Ticker Symbol	FORG	Meeting Date	24-May-2023
ISIN	US34631B1017	Agenda	935818344 - Management

Item

Proposal

Proposed
by

Vote

Management
Recommendation

For/Against
Management

DIRECTOR

Management

Bruce Golden

For

Arun Mathew

For

Alexander Ott

For

Maria Walker

For

The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023.

Management

For

On an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers.

Management

1 Year

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

32,741

19-May-2023

QUALTRICS INTERNATIONAL INC.

Security	747601201	Meeting Type	Annual
Ticker Symbol	XM	Meeting Date	24-May-2023
ISIN	US7476012015	Agenda	935820236 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Director: Ritu Bhargava	Management	For	For	For
1b.	Election of Director: Egon Durban	Management	For	For	For
1c.	Election of Director: Sindhu Gangadharan	Management	For	For	For
1d.	Election of Director: Omar Johnson	Management	For	For	For
1e.	Election of Director: Christian Klein	Management	For	For	For
1f.	Election of Director: Robin Manherz	Management	For	For	For
1g.	Election of Director: Luka Mucic	Management	For	For	For
1h.	Election of Director: Scott Russell	Management	For	For	For
1i.	Election of Director: Zig Serafin	Management	For	For	For
1j.	Election of Director: Ryan Smith	Management	For	For	For
1k.	Election of Director: Kelly Steckelberg	Management	For	For	For
2.	Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

131,648

19-May-2023

IROBOT CORPORATION

Security	462726100	Meeting Type	Annual
Ticker Symbol	IRBT	Meeting Date	26-May-2023
ISIN	US4627261005	Agenda	935817479 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Class III Director to serve for a three-year term: Karen Golz	Management	For	For	For
1b.	Election of Class III Director to serve for a three-year term: Andrew Miller	Management	For	For	For
1c.	Election of Class III Director to serve for a three-year term: Michelle Stacy	Management	For	For	For
2.	Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year.	Management	For	For	For
3.	Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement.	Management	For	For	For
4.	Approve, on a non-binding, advisory basis, the frequency of future non-binding, advisory votes on the compensation of our named executive officers.	Management	1 Year	1 Year	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

21,722

23-May-2023

BROADMARK REALTY CAPITAL INC.

Security	11135B100	Meeting Type	Special
Ticker Symbol	BRMK	Meeting Date	30-May-2023
ISIN	US11135B1008	Agenda	935846937 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the merger of Broadmark Realty Capital Inc. ("Broadmark") with and into RCC Merger Sub, LLC ("Merger Sub"), a wholly owned subsidiary of Ready Capital Corporation ("Ready Capital'), a Maryland corporation, with Merger Sub continuing as the surviving entity and a subsidiary of Ready Capital, and the other transactions contemplated in connection therewith (collectively, the "Merger") (the "Broadmark Merger Proposal").	Management	Abstain	For	Against
2.	To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to Broadmark's named executive officers that is based on or otherwise relates to the Merger (the "Broadmark Compensation Proposal").	Management	Abstain	For	Against
3.	To approve the adjournment of the Broadmark special meeting, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Broadmark Merger Proposal (the "Broadmark Adjournment Proposal").	Management	Abstain	For	Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

113,131

23-May-2023

SEAGEN INC.

Security	81181C104	Meeting Type	Special
Ticker Symbol	SGEN	Meeting Date	30-May-2023
ISIN	US81181C1045	Agenda	935851320 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended or supplemented from time to time, the "merger agreement"), dated March 12, 2023, by and among Seagen Inc. ("Seagen"), Pfizer Inc. ("Pfizer") and Aris Merger Sub, Inc., a wholly-owned subsidiary of Pfizer ("Merger Sub"), and pursuant to which Merger Sub will be merged with and into Seagen, with Seagen surviving the merger as a wholly-owned subsidiary of Pfizer (the "merger" and such proposal the "merger agreement proposal").	Management	For	For	For
2.	To consider and vote on the proposal to approve, on a non-binding, advisory basis, certain compensation arrangements for Seagen's named executive officers in connection with the merger (the "compensation proposal").	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

1,233

23-May-2023

INDUSTRIALS REIT LIMITED

Security	G4766W108	Meeting Type	Ordinary General Meeting
Ticker Symbol		Meeting Date	31-May-2023
ISIN	GG00BFWMR296	Agenda	717210203 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		TO IMPLEMENT THE SCHEME, AS SET OUT IN THE NOTICE OF THE GENERAL MEETING, INCLUDING THE AMENDMENT TO THE ARTICLES OF INCORPORATION OF THE COMPANY		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

177,303

19-May-2023

INDUSTRIALS REIT LIMITED

Security	G4766W108	Meeting Type	Court Meeting
Ticker Symbol		Meeting Date	31-May-2023
ISIN	GG00BFWMR296	Agenda	717217144 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1	FOR THE PURPOSES OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) THE PROPOSED SCHEME OF ARRANGEMENT (THE SCHEME) REFERRED TO IN THE NOTICE CONVENING THE COURT MEETING AND AT SUCH MEETING, OR ANY ADJOURNMENT THEREOF	Management	For	For	For
CMMT	10 MAY 2023: DELETION OF COMMENT	Non-Voting
CMMT	10 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 1 AND DELETION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU	Non-Voting

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX5

STATE STREET BANK

177,303

19-May-2023

KIMBALL INTERNATIONAL, INC.

Security	494274103	Meeting Type	Special
Ticker Symbol	KBAL	Meeting Date	31-May-2023
ISIN	US4942741038	Agenda	935861535 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of March 7, 2023 (as it may be amended from time to time), by and among Kimball International, Inc. ("Kimball"), HNI Corporation ("HNI"), and Ozark Merger Sub, Inc. ("Merger Sub"), pursuant to which Kimball will merge with and into Merger Sub,with Kimball surviving the Merger as a wholly-owned subsidiary of HNI (the "Kimball merger proposal").	Management	For	For	For
2.	To approve, by an advisory (non-binding) vote, certain compensation that may be paid or become payable to Kimball's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement (the "Kimball compensation proposal").	Management	For	For	For
3.	To adjourn the special meeting of Kimball shareholders to a later date or dates, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes at the time of the Kimball special meeting to approve the Kimball merger proposal or to ensure that any supplement or amendment to this joint proxy statement/prospectus is timely provided to holders of Kimball common stock (the "Kimball adjournment proposal").	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

101,092

25-May-2023

MOMENTIVE GLOBAL, INC.

Security	60878Y108	Meeting Type	Special
Ticker Symbol	MNTV	Meeting Date	31-May-2023
ISIN	US60878Y1082	Agenda	935862777 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated March 13, 2023, between Mercury Bidco LLC, Mercury Merger Sub, Inc., and Momentive Global Inc. (the "merger agreement") and approve the merger.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Momentive Global Inc. to its named executive officers in connection with the merger.	Management	For	For	For
3.	To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

223,023

25-May-2023

SEAGEN INC.

Security	81181C104	Meeting Type	Annual
Ticker Symbol	SGEN	Meeting Date	31-May-2023
ISIN	US81181C1045	Agenda	935821098 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Class I Director: David W. Gryska	Management	For	For	For
1b.	Election of Class I Director: John A. Orwin	Management	For	For	For
1c.	Election of Class I Director: Alpna H. Seth, Ph.D.	Management	For	For	For
2.	Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement.	Management	For	For	For
3.	Indicate, on an advisory basis, the preferred frequency of shareholder advisory votes on the compensation of Seagen's named executive officers.	Management	1 Year	1 Year	For
4.	Approve the amendment and restatement of the Seagen Inc. Amended and Restated 2007 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance thereunder by 5,190,000 shares.	Management	For	For	For
5.	Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2023.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

950WIX5

ALTSHARES MERGER ARBITRAGE ETF

WIX5

STATE STREET BANK & TRUST CO

11,554

25-May-2023

ALTSHARES EVENT-DRIVEN ETF

Investment Company Report

NEOPHOTONICS CORPORATION

Security	64051T100	Meeting Type	Annual
Ticker Symbol	NPTN	Meeting Date	02-Jun-2022
ISIN	US64051T1007	Agenda	935623911 - Management

Item

Proposal

Proposed
by

Vote

Management
Recommendation

For/Against
Management

DIRECTOR

Management

Kimberly Y. Chainey

For

Rajiv Ramaswami PhD

For

Ihab Tarazi

For

Ratification of the selection by our Audit Committee of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

1,000

27-May-2022

MOMENTIVE GLOBAL, INC.

Security	60878Y108	Meeting Type	Annual
Ticker Symbol	MNTV	Meeting Date	07-Jun-2022
ISIN	US60878Y1082	Agenda	935627832 - Management

Item

Proposal

Proposed
by

Vote

Management
Recommendation

For/Against
Management

Approval of the Amendment of the Certificate of Incorporation of the Company to Declassify the Board of Directors.

Management

For

DIRECTOR

Management

Alexander J. Lurie

For

Dana Evan

For

Sagar Gupta

For

Advisory vote to approve named executive officer compensation ("Say-on-Pay").

Management

For

Ratification of appointment of Ernst & Young LLP as the independent registered accountants of Momentive, Global Inc. for the fiscal year ending December 31, 2022.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

400

02-Jun-2022

TENNECO INC.

Security	880349105	Meeting Type	Annual
Ticker Symbol	TEN	Meeting Date	07-Jun-2022
ISIN	US8803491054	Agenda	935637263 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Merger Agreement and approve the Merger.	Management	For	For	For
2.	To approve certain compensation arrangements for the company's named executive officers in connection with the merger.	Management	For	For	For
3.	To approve the adjournment of the Annual Meeting, if necessary, to continue to solicit votes to adopt the Merger Agreement and approve the Merger.	Management	For	For	For
4A.	Election of Director: Roy V. Armes	Management	For	For	For
4B.	Election of Director: Thomas C. Freyman	Management	For	For	For
4C.	Election of Director: Denise Gray	Management	For	For	For
4D.	Election of Director: Brian J. Kesseler	Management	For	For	For
4E.	Election of Director: Michelle A. Kumbier	Management	For	For	For
4F.	Election of Director: Dennis J. Letham	Management	For	For	For
4G.	Election of Director: James S. Metcalf	Management	For	For	For
4H.	Election of Director: Aleksandra A. Miziolek	Management	For	For	For
4I.	Election of Director: Charles K. Stevens, III	Management	For	For	For
4J.	Election of Director: John S. Stroup	Management	For	For	For
5.	Ratify appointment of PricewaterhouseCoopers LLP as independent public accountants for 2022.	Management	For	For	For
6.	Approve executive compensation in an advisory vote.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

697

02-Jun-2022

PARATEK PHARMACEUTICALS, INC.

Security	699374302	Meeting Type	Annual
Ticker Symbol	PRTK	Meeting Date	08-Jun-2022
ISIN	US6993743029	Agenda	935613845 - Management

Item

Proposal

Proposed
by

Vote

Management
Recommendation

For/Against
Management

DIRECTOR

Management

Thomas J. Dietz, Ph.D.

For

Timothy R. Franson M.D.

For

Evan Loh, M.D.

For

To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

5,000

06-Jun-2022

PREFERRED APARTMENT COMMUNITIES, INC.

Security	74039L103	Meeting Type	Special
Ticker Symbol	APTS	Meeting Date	17-Jun-2022
ISIN	US74039L1035	Agenda	935617944 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To approve the merger of Preferred Apartment Communities, Inc. with and into Pike Merger Sub I LLC (the "Merger") pursuant to the terms of the Agreement and Plan of Merger, dated as of February 16, 2022, as it may be amended from time to time, among Pike Parent LLC, Pike Merger Sub I LLC, Pike Merger Sub II LLC, Pike Merger Sub III LLC, Preferred Apartment Communities, Inc., Preferred Apartment Communities Operating Partnership, L.P. and PAC Operations, LLC as more particularly described in the Proxy Statement.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the mergers as more particularly described in the Proxy Statement.	Management	For	For	For
3.	To approve any adjournment of the Virtual Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Virtual Special Meeting to approve the Merger as more particularly described in the Proxy Statement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

1,700

02-Jun-2022

LHC GROUP, INC.

Security	50187A107	Meeting Type	Special
Ticker Symbol	LHCG	Meeting Date	21-Jun-2022
ISIN	US50187A1079	Agenda	935659803 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of March 28, 2022, by and among LHC Group, Inc., UnitedHealth Group Incorporated and Lightning Merger Sub Inc.	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by LHC to its named executive officers that is based on or otherwise relates to the Merger.	Management	For	For	For
3.	To adjourn the special meeting of LHC stockholders from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the proposal described above in Proposal 1 if there are insufficient votes at the time of the Special Meeting to approve the proposal described above in Proposal 1.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

300

15-Jun-2022

MANDIANT INC.

Security	562662106	Meeting Type	Annual
Ticker Symbol	MNDT	Meeting Date	07-Jul-2022
ISIN	US5626621065	Agenda	935658495 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Class III Director: Kevin R. Mandia	Management	For	For	For
1b.	Election of Class III Director: Enrique Salem	Management	For	For	For
2.	To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022.	Management	For	For	For
3.	Advisory vote to approve named executive officer compensation.	Management	For	For	For
4.	Advisory vote on the frequency of future advisory votes to approve named executive officer compensation.	Management	1 Year	1 Year	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

900

06-Jul-2022

EVO PAYMENTS, INC.

Security	26927E104	Meeting Type	Special
Ticker Symbol	EVOP	Meeting Date	26-Oct-2022
ISIN	US26927E1047	Agenda	935715550 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	To adopt the Agreement and Plan of Merger, dated as of August 1, 2022, by and among EVO Payments, Inc., Global Payments Inc. and Falcon Merger Sub Inc., as it may be amended from time to time (the "Merger Agreement").	Management	For	For	For
2.	To approve, on a non-binding, advisory basis, certain compensation that will or may become payable to EVO Payments, Inc.'s named executive officers in connection with the Merger.	Management	For	For	For
3.	To approve the adjournment of the Special Meeting ("Special Meeting") of stockholders of EVO Payments, Inc., from time to time, if necessary or appropriate (as determined by the Board of Directors or the chairperson of the meeting), including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to establish a quorum or adopt the Merger Agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

1,000

13-Oct-2022

VMWARE, INC.

Security	928563402	Meeting Type	Special
Ticker Symbol	VMW	Meeting Date	04-Nov-2022
ISIN	US9285634021	Agenda	935720563 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1.	The Merger Agreement Proposal: To vote on a proposal to approve the First Merger and the Second Merger (each as defined below) & to adopt the Agreement & Plan of Merger ("Merger Agreement"), dated as of May 26, 2022, by and among VMware, Inc. ("VMware"), Broadcom Inc. ("Broadcom"), Verona Holdco, Inc., a direct wholly owned subsidiary of VMware ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco ("Merger Sub 1"), Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Broadcom ("Merger Sub 2"), and Barcelona Merger Sub 3, LLC.	Management	For	For	For
2.	The Merger-Related Compensation Proposal: To vote on a proposal to approve on an advisory (non-binding) basis the compensation that may be paid or become payable to VMware's named executive officers that is based on or otherwise relates to the Transactions.	Management	For	For	For
3.	The Adjournment Proposal: To vote on a proposal to approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger Agreement Proposal.	Management	For	For	For
4.	Charter Amendment Proposal: To vote to approve and adopt an amendment to VMware's Certificate of Incorporation to eliminate the personal liability of VMware's officers for monetary damages for breach of fiduciary duty as an officer, except to the extent such an exemption from liability or limitation thereof is not permitted by the General Corporation Law of the State of Delaware.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

100

31-Oct-2022

HOME CAPITAL GROUP INC.

Security	436913107	Meeting Type	Special
Ticker Symbol	HMCBF	Meeting Date	08-Feb-2023
ISIN	CA4369131079	Agenda	935757572 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if thought advisable, to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving the Corporation and 1000355080 Ontario Inc., a wholly-owned subsidiary of Smith Financial Corporation, a company controlled by Stephen Smith, pursuant to Section 182 of the Business Corporations Act (Ontario). The full text of such special resolution is set forth in Appendix B to the accompanying management information circular of the Corporation dated January 6, 2023.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX7SSTA 01 OM

ALTSHARES EVENT-DRIVEN ETF

WIX7SSTA 01 OM

STATE STREET TRUST

2,300

03-Feb-2023

MAGNET FORENSICS INC.

Security	55940P101	Meeting Type	Contested-Special
Ticker Symbol	MAGTF	Meeting Date	23-Mar-2023
ISIN	CA55940P1018	Agenda	935769870 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if deemed advisable, to pass, with or without variation, the special resolution, the full text of which is set forth in Appendix "B" to Magnet Forensics Inc.'s management information circular dated February 16, 2023 (the "Circular") to approve a statutory plan of arrangement pursuant to Section 182 of the Business Corporations Act (Ontario) whereby, among other things, Morpheus Purchaser Inc. will acquire all of the issued and outstanding subordinate voting shares and multiple voting shares in the capital of the Company, all as more particularly described in the Circular.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX7SSTA 01 OM

ALTSHARES EVENT-DRIVEN ETF

WIX7SSTA 01 OM

STATE STREET TRUST

1,000

21-Mar-2023

WIX7SSTA 01 OM

ALTSHARES EVENT-DRIVEN ETF

WIX7SSTA 01 OM

STATE STREET TRUST

1,000

21-Mar-2023

MAGNET FORENSICS INC.

Security	55940P101	Meeting Type	Contested-Special
Ticker Symbol	MAGTF	Meeting Date	23-Mar-2023
ISIN	CA55940P1018	Agenda	935772310 - Opposition

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if deemed advisable, to pass, with or without variation, the special resolution, the full text of which is set forth in Appendix "B" to Magnet Forensics Inc.'s management information circular dated February 16, 2023 (the "Circular") to approve a statutory plan of arrangement pursuant to Section 182 of the Business Corporations Act (Ontario) whereby, among other things, Morpheus Purchaser Inc. will acquire all of the issued and outstanding subordinate voting shares and multiple voting shares in the capital of the Company, all as more particularly described in the Circular.		Management		Abstain		Against		Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX7SSTA 01 OM

ALTSHARES EVENT-DRIVEN ETF

WIX7SSTA 01 OM

STATE STREET TRUST

1,000

EQT CORPORATION

Security	26884L109	Meeting Type	Annual
Ticker Symbol	EQT	Meeting Date	19-Apr-2023
ISIN	US26884L1098	Agenda	935772601 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Director: Lydia I. Beebe	Management	For	For	For
1b.	Election of Director: Lee M. Canaan	Management	For	For	For
1c.	Election of Director: Janet L. Carrig	Management	For	For	For
1d.	Election of Director: Frank C. Hu	Management	For	For	For
1e.	Election of Director: Kathryn J. Jackson, Ph.D	Management	For	For	For
1f.	Election of Director: John F. McCartney	Management	For	For	For
1g.	Election of Director: James T. McManus II	Management	For	For	For
1h.	Election of Director: Anita M. Powers	Management	For	For	For
1i.	Election of Director: Daniel J. Rice IV	Management	For	For	For
1j.	Election of Director: Toby Z. Rice	Management	For	For	For
1k.	Election of Director: Hallie A. Vanderhider	Management	For	For	For
2.	Advisory vote to approve the 2022 compensation of EQT Corporation's named executive officers (say-on-pay)	Management	For	For	For
3.	Advisory vote on the frequency of advisory votes on named executive officer compensation (say-on-frequency)	Management	1 Year	1 Year	For
4.	Ratification of the appointment of Ernst & Young LLP as EQT Corporation's independent registered public accounting firm for fiscal year ending December 31, 2023	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

2,000

17-Apr-2023

UNI-SELECT INC.

Security	90457D100	Meeting Type	Special
Ticker Symbol	UNIEF	Meeting Date	27-Apr-2023
ISIN	CA90457D1006	Agenda	935800777 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1		To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix C attached to the accompanying management proxy circular, approving a statutory plan of arrangement under the provisions of Chapter XVI - Division II of the Business Corporations Act (Québec) involving the Corporation, LKQ Corporation ("LKQ") and 9485-4692 Québec Inc., a wholly-owned subsidiary of LKQ, as more particularly described in the accompanying management proxy circular.		Management		For		For		For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX7SSTA 01 OM

ALTSHARES EVENT-DRIVEN ETF

WIX7SSTA 01 OM

STATE STREET TRUST

1,200

20-Apr-2023

PARAMOUNT GLOBAL

Security	92556H206	Meeting Type	Annual
Ticker Symbol	PARA	Meeting Date	08-May-2023
ISIN	US92556H2067	Agenda	935791372 - Management

Item		Proposal		Proposed by		Vote		Management Recommendation		For/Against Management
1.		Non-Voting agenda		Management		For		None

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

500

03-May-2023

BLOOM ENERGY CORPORATION

Security	093712107	Meeting Type	Annual
Ticker Symbol	BE	Meeting Date	17-May-2023
ISIN	US0937121079	Agenda	935809054 - Management

Item

Proposal

Proposed
by

Vote

Management
Recommendation

For/Against
Management

DIRECTOR

Management

Jeffrey Immelt

For

Eddy Zervigon

For

To approve, on an advisory basis, the compensation of our named executive officers.

Management

For

To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2023.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

200

12-May-2023

CINEPLEX INC.

Security	172454100	Meeting Type	Annual and Special Meeting
Ticker Symbol	CPXGF	Meeting Date	24-May-2023
ISIN	CA1724541000	Agenda	935840896 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1A	Election of Director: Jordan Banks	Management	For	For	For
1B	Election of Director: Robert Bruce	Management	For	For	For
1C	Election of Director: Joan Dea	Management	For	For	For
1D	Election of Director: Janice Fukakusa	Management	For	For	For
1E	Election of Director: Donna Hayes	Management	For	For	For
1F	Election of Director: Ellis Jacob	Management	For	For	For
1G	Election of Director: Sarabjit Marwah	Management	For	For	For
1H	Election of Director: Nadir Mohamed	Management	For	For	For
1I	Election of Director: Phyllis Yaffe	Management	For	For	For
2	The appointment of PricewaterhouseCoopers LLP as auditors of the Corporation and the authorization of the directors to fix their remuneration.	Management	For	For	For
3	Non-binding say-on-pay advisory resolution set forth in the accompanying management information circular on the Corporation's approach to executive compensation.	Management	For	For	For
4	The resolution set forth in the accompanying management information circular to reconfirm the shareholder rights plan agreement.	Management	For	For	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

WIX7SSTA 01 OM

ALTSHARES EVENT- DRIVEN ETF

WIX7SSTA 01 OM

STATE STREET TRUST

4,200

16-May-2023

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

Security	69404D108	Meeting Type	Annual
Ticker Symbol	PACB	Meeting Date	24-May-2023
ISIN	US69404D1081	Agenda	935824640 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Director: Christian O. Henry	Management	For	For	For
1b.	Election of Director: John F. Milligan, Ph.D.	Management	For	For	For
1c.	Election of Director: Lucy Shapiro, Ph.D.	Management	For	For	For
2.	To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023.	Management	For	For	For
3.	To approve, on an advisory basis, the compensation of our named executive officers.	Management	For	For	For
4.	To approve, on an advisory basis, the frequency of future advisory votes on the compensation of our named executive officers.	Management	3 Years	3 Years	For
5.	To approve, on an advisory basis, a proposal regarding the retention of the classified structure of our Board of Directors.	Management	For	None

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

400

19-May-2023

PAYPAL HOLDINGS, INC.

Security	70450Y103	Meeting Type	Annual
Ticker Symbol	PYPL	Meeting Date	24-May-2023
ISIN	US70450Y1038	Agenda	935821036 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Director: Rodney C. Adkins	Management	For	For	For
1b.	Election of Director: Jonathan Christodoro	Management	For	For	For
1c.	Election of Director: John J. Donahoe	Management	For	For	For
1d.	Election of Director: David W. Dorman	Management	For	For	For
1e.	Election of Director: Belinda J. Johnson	Management	For	For	For
1f.	Election of Director: Enrique Lores	Management	For	For	For
1g.	Election of Director: Gail J. McGovern	Management	For	For	For
1h.	Election of Director: Deborah M. Messemer	Management	For	For	For
1i.	Election of Director: David M. Moffett	Management	For	For	For
1j.	Election of Director: Ann M. Sarnoff	Management	For	For	For
1k.	Election of Director: Daniel H. Schulman	Management	For	For	For
1l.	Election of Director: Frank D. Yeary	Management	For	For	For
2.	Advisory Vote to Approve Named Executive Officer Compensation.	Management	For	For	For
3.	Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated.	Management	For	For	For
4.	Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023.	Management	For	For	For
5.	Stockholder Proposal - Provision of Services in Conflict Zones.	Shareholder	Against	Against	For
6.	Stockholder Proposal - Reproductive Rights and Data Privacy.	Shareholder	Against	Against	For
7.	Stockholder Proposal - PayPal Transparency Reports.	Shareholder	Against	Against	For
8.	Stockholder Proposal - Report on Ensuring Respect for Civil Liberties.	Shareholder	Against	Against	For
9.	Stockholder Proposal - Adopt Majority Vote Standard for Director Elections.	Shareholder	Against	Against	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

19-May-2023

PINTEREST, INC.

Security	72352L106	Meeting Type	Annual
Ticker Symbol	PINS	Meeting Date	25-May-2023
ISIN	US72352L1061	Agenda	935821125 - Management

Item	Proposal	Proposed by	Vote	Management Recommendation	For/Against Management
1a.	Election of Class I Director to hold office until the 2026 annual meeting: Jeffrey Jordan	Management	For	For	For
1b.	Election of Class I Director to hold office until the 2026 annual meeting: Jeremy Levine	Management	For	For	For
1c.	Election of Class I Director to hold office until the 2026 annual meeting: Gokul Rajaram	Management	For	For	For
1d.	Election of Class I Director to hold office until the 2026 annual meeting: Marc Steinberg	Management	For	For	For
2.	Approve, on an advisory non-binding basis, the compensation of our named executive officers	Management	For	For	For
3.	Ratify the audit and risk committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2023.	Management	For	For	For
4.	Consider and vote on a stockholder proposal requesting a report on certain data relating to anti-harassment and anti-discrimination, if properly presented.	Shareholder	Against	Against	For
5.	Consider and vote on a stockholder proposal requesting additional reporting on government requests to remove content, if properly presented.	Shareholder	Against	Against	For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

997ABM6

SCA MS & CO LLC PLEDGEE TAQ

TAQ

STATE STREET BANK & TRUST CO

200

23-May-2023

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AltShares Trust

	By:	/s/ John S. Orrico
		John S. Orrico
		President (Principal Executive Officer)

	Date:	August 11, 2023