|
March 1, 2023 |
|
(as revised |
|
2023 Prospectus |
| ||||||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses |
Acquired Fund Fees and Expenses1,2 |
Total Annual Fund Operating Expenses |
Fee Waiver1,2 |
Total Annual Fund Operating Expenses After Fee Waiver |
|
|
|
|
|
( |
|
1 Year |
3 Years |
5 Years |
Maturity |
$ |
$ |
$ |
$ |
|
One Year |
Since Fund Inception |
(Inception Date: |
|
|
Return Before Taxes |
- |
- |
Return After Taxes on Distributions1 |
- |
- |
Return After Taxes on Distributions and Sale of Fund Shares1 |
- |
- |
Bloomberg December 2030 Maturity Corporate Index (Index returns do not reflect deductions for fees, expenses, or taxes) |
- |
- |
|
iShares iBonds Dec 2030 Term Corporate ETF | ||
|
Year Ended 10/31/22 |
Year Ended 10/31/21 |
Period From 06/23/20(a) to 10/31/20 |
Net asset value, beginning of period |
$25.16 |
$25.56 |
$25.17 |
Net investment income(b) |
0.62 |
0.51 |
0.18 |
Net realized and unrealized gain (loss)(c) |
(5.08 ) |
(0.42 ) |
0.33 |
Net increase (decrease) from investment operations |
(4.46 ) |
0.09 |
0.51 |
Distributions from net investment income(d) |
(0.57 ) |
(0.49 ) |
(0.12 ) |
Net asset value, end of period |
$20.13 |
$25.16 |
$25.56 |
Total Return(e) |
|
|
|
Based on net asset value |
(17.98 )% |
0.36 % |
2.03 %(f) |
Ratios to Average Net Assets(g) |
|
|
|
Total expenses |
0.10 % |
0.10 % |
0.10 %(h) |
Total expenses after fees waived |
0.10 % |
0.10 % |
0.10 %(h) |
Net investment income |
2.74 % |
2.01 % |
1.93 %(h) |
Supplemental Data |
|
|
|
Net assets, end of period (000) |
$185,187 |
$139,655 |
$35,783 |
Portfolio turnover rate(i) |
7 % |
4 % |
4 % |
(a) Commencement of operations. | |||
(b) Based on average shares outstanding. | |||
(c) The amounts reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | |||
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | |||
(e) Where applicable, assumes the reinvestment of distributions. | |||
(f) Not annualized. | |||
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | |||
(h) Annualized. | |||
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
|
December 1, 2022 |
|
(as revised July 17, 2023) |
|
2022 Prospectus |
| |||
Management Fees |
Distribution and Service (12b-1) Fees |
Other Expenses1 |
Total Annual Fund Operating Expenses |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
One Year |
Since Fund Inception |
(Inception Date: |
|
|
Return Before Taxes |
- |
- |
Return After Taxes on Distributions2 |
- |
- |
Return After Taxes on Distributions and Sale of Fund Shares2 |
- |
- |
NYSE FactSet Global Virtual Work and Life Index (Index returns do not reflect deductions for fees, expenses, or taxes) |
- |
- |
|
iShares Virtual Work and Life Multisector ETF | |
|
Year Ended 07/31/22 |
Period From 09/29/20(a) to 07/31/21 |
Net asset value, beginning of period |
$28.22 |
$25.22 |
Net investment loss(b) |
(0.02 ) |
(0.04 ) |
Net realized and unrealized gain (loss)(c) |
(13.50 ) |
3.09 |
Net increase (decrease) from investment operations |
(13.52 ) |
3.05 |
Distributions from net investment income(d) |
(0.02 ) |
(0.05 ) |
Net asset value, end of period |
$14.68 |
$28.22 |
Total Return(e) |
|
|
Based on net asset value |
(47.89 )% |
12.11 %(f) |
Ratios to Average Net Assets(g) |
|
|
Total expenses |
0.47 % |
0.47 %(h) |
Net investment loss |
(0.08 )% |
(0.16 )%(h) |
Supplemental Data |
|
|
Net assets, end of period (000) |
$4,405 |
$8,466 |
Portfolio turnover rate(i) |
46 % |
27 %(f) |
(a) Commencement of operations. | ||
(b) Based on average shares outstanding. | ||
(c) The amount reported for a share outstanding may not accord with the change in aggregate gains and losses in securities for the fiscal period due to the timing of capital share transactions in relation to the fluctuating market values of the Fund’s underlying securities. | ||
(d) Distributions for annual periods determined in accordance with U.S. federal income tax regulations. | ||
(e) Where applicable, assumes the reinvestment of distributions. | ||
(f) Not annualized. | ||
(g) Excludes fees and expenses incurred indirectly as a result of investments in underlying funds. | ||
(h) Annualized. | ||
(i) Portfolio turnover rate excludes in-kind transactions. |
Call: |
1-800-iShares or 1-800-474-2737 (toll free) Monday through Friday, 8:30 a.m. to 6:30 p.m. (Eastern time) |
Email: |
iSharesETFs@blackrock.com |
Write: |
c/o BlackRock Investments, LLC 1 University Square Drive, Princeton, NJ 08540 |
Fund |
Ticker |
Listing Exchange |
iShares iBonds 2023 Term High Yield and Income ETF1 |
IBHC |
Cboe BZX |
iShares iBonds 2024 Term High Yield and Income ETF2 |
IBHD |
Cboe BZX |
iShares iBonds 2025 Term High Yield and Income ETF3 |
IBHE |
Cboe BZX |
iShares iBonds 2026 Term High Yield and Income ETF4 |
IBHF |
Cboe BZX |
iShares iBonds 2027 Term High Yield and Income ETF5 |
IBHG |
Cboe BZX |
iShares iBonds 2028 Term High Yield and Income ETF6 |
IBHH |
Cboe BZX |
iShares iBonds 2029 Term High Yield and Income ETF7 |
IBHI |
Cboe BZX |
iShares iBonds Dec 2023 Term Corporate ETF8 |
IBDO |
NYSE Arca |
iShares iBonds Dec 2024 Term Corporate ETF9 |
IBDP |
NYSE Arca |
iShares iBonds Dec 2025 Term Corporate ETF10 |
IBDQ |
NYSE Arca |
iShares iBonds Dec 2026 Term Corporate ETF11 |
IBDR |
NYSE Arca |
iShares iBonds Dec 2027 Term Corporate ETF12 |
IBDS |
NYSE Arca |
iShares iBonds Dec 2028 Term Corporate ETF13 |
IBDT |
NYSE Arca |
iShares iBonds Dec 2029 Term Corporate ETF14 |
IBDU |
NYSE Arca |
iShares iBonds Dec 2030 Term Corporate ETF15 |
IBDV |
NYSE Arca |
iShares iBonds Dec 2031 Term Corporate ETF16 |
IBDW |
NYSE Arca |
iShares iBonds Dec 2032 Term Corporate ETF17 |
IBDX |
NYSE Arca |
iShares iBonds Dec 2023 Term Treasury ETF18 |
IBTD |
Nasdaq |
iShares iBonds Dec 2024 Term Treasury ETF19 |
IBTE |
Nasdaq |
iShares iBonds Dec 2025 Term Treasury ETF20 |
IBTF |
Nasdaq |
iShares iBonds Dec 2026 Term Treasury ETF21 |
IBTG |
Nasdaq |
iShares iBonds Dec 2027 Term Treasury ETF22 |
IBTH |
Nasdaq |
iShares iBonds Dec 2028 Term Treasury ETF23 |
IBTI |
Nasdaq |
iShares iBonds Dec 2029 Term Treasury ETF24 |
IBTJ |
Nasdaq |
iShares iBonds Dec 2030 Term Treasury ETF25 |
IBTK |
Nasdaq |
iShares iBonds Dec 2031 Term Treasury ETF26 |
IBTL |
Nasdaq |
iShares iBonds Dec 2032 Term Treasury ETF27 |
IBTM |
Nasdaq |
|
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131 |
Diversified Funds |
Non-Diversified Funds |
iShares iBonds 2023 Term High Yield and Income ETF |
iShares iBonds 2026 Term High Yield and Income ETF |
iShares iBonds 2024 Term High Yield and Income ETF |
iShares iBonds 2027 Term High Yield and Income ETF |
iShares iBonds 2025 Term High Yield and Income ETF |
iShares iBonds 2028 Term High Yield and Income ETF |
iShares iBonds Dec 2023 Term Corporate ETF |
iShares iBonds 2029 Term High Yield and Income ETF |
iShares iBonds Dec 2024 Term Corporate ETF |
iShares iBonds Dec 2031 Term Corporate ETF |
iShares iBonds Dec 2025 Term Corporate ETF |
iShares iBonds Dec 2032 Term Corporate ETF |
iShares iBonds Dec 2026 Term Corporate ETF |
|
iShares iBonds Dec 2027 Term Corporate ETF |
|
iShares iBonds Dec 2028 Term Corporate ETF |
|
iShares iBonds Dec 2029 Term Corporate ETF |
|
Diversified Funds |
Non-Diversified Funds |
iShares iBonds Dec 2030 Term Corporate ETF |
|
iShares iBonds Dec 2023 Term Treasury ETF |
|
iShares iBonds Dec 2024 Term Treasury ETF |
|
iShares iBonds Dec 2025 Term Treasury ETF |
|
iShares iBonds Dec 2026 Term Treasury ETF |
|
iShares iBonds Dec 2027 Term Treasury ETF |
|
iShares iBonds Dec 2028 Term Treasury ETF |
|
iShares iBonds Dec 2029 Term Treasury ETF |
|
iShares iBonds Dec 2030 Term Treasury ETF |
|
iShares iBonds Dec 2031 Term Treasury ETF |
|
iShares iBonds Dec 2032 Term Treasury ETF |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Chair (1994-2005) and Member (1992-2021) of the Investment Committee, Archdiocese of San Francisco; Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director (1998-2013) and President (2007- 2011) of the Board of Directors, Catholic Charities CYO; Trustee (2002-2011) and Chair of the Finance and Investment Committee (2006- 2010) of the Thacher School; Director of the Senior Center of Jackson Hole (since 2020); Director of the Jackson Hole Center for the Arts (since 2021); Member of the Wyoming State Investment Funds Committee (since 2022). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock-advised funds in the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the iShares Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock-advised funds in the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the iShares Complex (2014- 2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Aggressive Allocation ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares High Yield Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares Investment Grade Corporate Bond Buywrite Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$1-$10,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares MSCI Emerging Markets Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares U.S. Energy ETF |
$1-$10,000 |
|
|
iShares U.S. Infrastructure ETF |
$1-$10,000 |
|
|
iShares U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares Morningstar Growth ETF |
Over $100,000 |
|
|
iShares Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew E. Lawton |
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF |
$50,001-$100,000 |
Over $100,000 |
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Over $100,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
iShares Core MSCI International Developed Markets ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
Name |
iShares iBonds 2023 Term High Yield and Income ETF |
iShares iBonds 2024 Term High Yield and Income ETF |
iShares iBonds 2025 Term High Yield and Income ETF |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$38 |
$33 |
$19 |
Richard L. Fagnani |
38 |
34 |
19 |
Cecilia H. Herbert |
39 |
35 |
20 |
John E. Kerrigan |
41 |
36 |
21 |
Drew E. Lawton |
37 |
32 |
19 |
John E. Martinez |
37 |
32 |
19 |
Madhav V. Rajan |
37 |
32 |
19 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
iShares iBonds 2026 Term High Yield and Income ETF |
iShares iBonds 2027 Term High Yield and Income ETF |
iShares iBonds 2028 Term High Yield and Income ETF1 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$8 |
$3 |
$2 |
Richard L. Fagnani |
8 |
3 |
2 |
Cecilia H. Herbert |
8 |
3 |
3 |
John E. Kerrigan |
9 |
4 |
3 |
Drew E. Lawton |
8 |
3 |
2 |
John E. Martinez |
8 |
3 |
2 |
Madhav V. Rajan |
8 |
3 |
2 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
iShares iBonds 2029 Term High Yield and Income ETF1 |
iShares iBonds Dec 2023 Term Corporate ETF |
iShares iBonds Dec 2024 Term Corporate ETF |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$2 |
$442 |
$437 |
Richard L. Fagnani |
2 |
444 |
439 |
Cecilia H. Herbert |
3 |
459 |
454 |
John E. Kerrigan |
3 |
478 |
473 |
Drew E. Lawton |
2 |
430 |
425 |
John E. Martinez |
2 |
430 |
425 |
Madhav V. Rajan |
2 |
430 |
425 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Name |
iShares iBonds 2029 Term High Yield and Income ETF1 |
iShares iBonds Dec 2023 Term Corporate ETF |
iShares iBonds Dec 2024 Term Corporate ETF |
Salim Ramji |
0 |
0 |
0 |
Name |
iShares iBonds Dec 2025 Term Corporate ETF |
iShares iBonds Dec 2026 Term Corporate ETF |
iShares iBonds Dec 2027 Term Corporate ETF |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$331 |
$277 |
$197 |
Richard L. Fagnani |
332 |
278 |
198 |
Cecilia H. Herbert |
343 |
287 |
205 |
John E. Kerrigan |
358 |
299 |
213 |
Drew E. Lawton |
322 |
269 |
192 |
John E. Martinez |
322 |
269 |
192 |
Madhav V. Rajan |
322 |
269 |
192 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
iShares iBonds Dec 2028 Term Corporate ETF |
iShares iBonds Dec 2029 Term Corporate ETF |
iShares iBonds Dec 2030 Term Corporate ETF |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$124 |
$63 |
$41 |
Richard L. Fagnani |
124 |
64 |
42 |
Cecilia H. Herbert |
128 |
66 |
43 |
John E. Kerrigan |
134 |
68 |
45 |
Drew E. Lawton |
120 |
62 |
40 |
John E. Martinez |
120 |
62 |
40 |
Madhav V. Rajan |
120 |
62 |
40 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
iShares iBonds Dec 2031 Term Corporate ETF |
iShares iBonds Dec 2032 Term Corporate ETF1 |
iShares iBonds Dec 2023 Term Treasury ETF |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$23 |
$4 |
$250 |
Richard L. Fagnani |
23 |
4 |
252 |
Cecilia H. Herbert |
24 |
4 |
260 |
John E. Kerrigan |
25 |
4 |
271 |
Drew E. Lawton |
22 |
4 |
244 |
John E. Martinez |
22 |
4 |
244 |
Madhav V. Rajan |
22 |
4 |
244 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Name |
iShares iBonds Dec 2031 Term Corporate ETF |
iShares iBonds Dec 2032 Term Corporate ETF1 |
iShares iBonds Dec 2023 Term Treasury ETF |
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
iShares iBonds Dec 2024 Term Treasury ETF |
iShares iBonds Dec 2025 Term Treasury ETF |
iShares iBonds Dec 2026 Term Treasury ETF |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$162 |
$76 |
$27 |
Richard L. Fagnani |
163 |
76 |
27 |
Cecilia H. Herbert |
169 |
79 |
28 |
John E. Kerrigan |
176 |
82 |
29 |
Drew E. Lawton |
158 |
74 |
26 |
John E. Martinez |
158 |
74 |
26 |
Madhav V. Rajan |
158 |
74 |
26 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
iShares iBonds Dec 2027 Term Treasury ETF |
iShares iBonds Dec 2028 Term Treasury ETF |
iShares iBonds Dec 2029 Term Treasury ETF |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$31 |
$8 |
$9 |
Richard L. Fagnani |
31 |
8 |
9 |
Cecilia H. Herbert |
32 |
8 |
9 |
John E. Kerrigan |
33 |
8 |
9 |
Drew E. Lawton |
30 |
8 |
8 |
John E. Martinez |
30 |
8 |
8 |
Madhav V. Rajan |
30 |
8 |
8 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
iShares iBonds Dec 2030 Term Treasury ETF |
iShares iBonds Dec 2031 Term Treasury ETF |
iShares iBonds Dec 2032 Term Treasury ETF1 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
$17 |
$3 |
$1 |
Richard L. Fagnani |
17 |
3 |
1 |
Cecilia H. Herbert |
17 |
3 |
1 |
John E. Kerrigan |
18 |
3 |
1 |
Drew E. Lawton |
16 |
3 |
1 |
John E. Martinez |
16 |
3 |
1 |
Madhav V. Rajan |
16 |
3 |
1 |
|
|
|
|
Interested Trustees: |
|
|
|
Name |
iShares iBonds Dec 2030 Term Treasury ETF |
iShares iBonds Dec 2031 Term Treasury ETF |
iShares iBonds Dec 2032 Term Treasury ETF1 |
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses2 |
Estimated Annual Benefits Upon Retirement2 |
Total Compensation From the Funds and Fund Complex3 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
$465,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
476,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
505,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
461,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
450,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
450,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Salim Ramji |
Not Applicable |
Not Applicable |
$0 |
Fund |
Name |
Percentage of Ownership |
iShares iBonds 2023 Term High Yield and Income ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.48 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.28 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
10.82 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
9.27 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.04 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.33 % |
|
|
|
iShares iBonds 2024 Term High Yield and Income ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
15.14 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
14.21 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.15 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
13.47 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
6.39 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.62 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.62 % |
|
|
|
iShares iBonds 2025 Term High Yield and Income ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
20.08 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
17.15 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.59 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
11.51 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.69 % |
Fund |
Name |
Percentage of Ownership |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.95 % |
|
|
|
iShares iBonds 2026 Term High Yield and Income ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
19.43 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
12.03 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
11.76 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.58 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
10.87 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.21 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.02 % |
|
|
|
iShares iBonds 2027 Term High Yield and Income ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
23.50 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
17.64 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.15 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.85 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
7.97 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.00 % |
|
|
|
iShares iBonds 2028 Term High Yield and Income ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
50.00 % |
Fund |
Name |
Percentage of Ownership |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
13.49 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
9.23 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.28 % |
|
BofA Securities, Inc. One Bryant Park New York, NY 10036 |
7.84 % |
|
|
|
iShares iBonds 2029 Term High Yield and Income ETF |
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
36.15 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
35.00 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.24 % |
|
|
|
iShares iBonds Dec 2023 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
21.52 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
13.95 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.87 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.38 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.58 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.32 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.15 % |
|
|
|
iShares iBonds Dec 2024 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
24.39 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
13.50 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.79 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.96 % |
|
|
|
iShares iBonds Dec 2025 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
24.22 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
15.21 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.80 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.60 % |
|
|
|
iShares iBonds Dec 2026 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
22.06 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.55 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.92 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
7.23 % |
|
|
|
iShares iBonds Dec 2027 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
23.59 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.97 % |
Fund |
Name |
Percentage of Ownership |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
10.80 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.73 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.14 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.62 % |
|
|
|
iShares iBonds Dec 2028 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
22.49 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
15.69 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
12.96 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.85 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
5.25 % |
|
|
|
iShares iBonds Dec 2029 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
19.00 % |
|
U.S. BANK N.A./ETF 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
14.44 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
13.35 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
11.59 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
6.68 % |
|
BlackRock Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA 94105 |
5.26 % |
|
|
|
iShares iBonds Dec 2030 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
18.36 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
14.41 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
12.89 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
12.66 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
8.57 % |
|
|
|
iShares iBonds Dec 2031 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
23.77 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
14.85 % |
|
U.S. Bank N.A. 1555 North Rivercenter Dr. Suite 302 Milwaukee, WI 53212 |
12.51 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
11.79 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
9.24 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares iBonds Dec 2032 Term Corporate ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
23.87 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
15.94 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
12.00 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.50 % |
|
FOLIOfn Investments, Inc. 8180 Greensboro Drive 8th Floor McLean, VA 22102 |
8.23 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
5.85 % |
|
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
17.72 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
17.29 % |
|
Reliance Trust Company 3300 Northeast Expressway Building 1, Suite 200 Atlanta, GA 30341 |
15.92 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
8.66 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
6.89 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.89 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
5.49 % |
|
|
|
iShares iBonds Dec 2024 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
23.43 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
18.55 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
13.10 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
11.15 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
6.04 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.31 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.28 % |
|
|
|
iShares iBonds Dec 2025 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
25.92 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.63 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
15.78 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
8.95 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
6.89 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.31 % |
|
|
|
iShares iBonds Dec 2026 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
23.48 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.50 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
14.05 % |
Fund |
Name |
Percentage of Ownership |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
9.13 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
6.19 % |
|
|
|
iShares iBonds Dec 2027 Term Treasury ETF |
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
24.60 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.57 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
11.08 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
9.48 % |
|
Stifel, Nicolaus & Company Incorporated 501 N. Broadway St. Louis, MO 63102 |
9.08 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
6.42 % |
|
|
|
iShares iBonds Dec 2028 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
19.99 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
17.49 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
14.32 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
8.78 % |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.71 % |
|
Stifel, Nicolaus & Company Incorporated 501 N. Broadway St. Louis, MO 63102 |
7.19 % |
|
|
|
iShares iBonds Dec 2029 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
38.46 % |
Fund |
Name |
Percentage of Ownership |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
10.31 % |
|
Stifel, Nicolaus & Company Incorporated 501 N. Broadway St. Louis, MO 63102 |
8.65 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
7.52 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.25 % |
|
|
|
iShares iBonds Dec 2030 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
26.74 % |
|
Stifel, Nicolaus & Company Incorporated 501 N. Broadway St. Louis, MO 63102 |
11.41 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.54 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
10.23 % |
|
LPL Financial Corporation 9785 Towne Centre Drive San Diego, CA 92121-1968 |
7.38 % |
|
Wells Fargo Clearing Services LLC 2801 Market Street St Louis, MO 63103 |
5.09 % |
|
|
|
iShares iBonds Dec 2031 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
46.59 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
13.92 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
10.19 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
7.79 % |
|
|
|
iShares iBonds Dec 2032 Term Treasury ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
53.45 % |
Fund |
Name |
Percentage of Ownership |
|
Raymond, James & Associates, Inc. 880 Carillon Parkway P.O. Box 12749 St. Petersburg, FL 33733 |
7.03 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.01 % |
|
Reliance Trust Company, FIS TrustDesk MKE 11277 West Park Place, Suite 300 Milwaukee, WI 53224 |
5.79 % |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund |
Management Fee for the Fiscal Year Ended Oct. 31, 2022 |
Fund Inception Date |
Management Fees Paid, Net of Waivers, for Fiscal Year Ended Oct. 31, 2022 |
Management Fees Paid, Net of Waivers, for Fiscal Year Ended Oct. 31, 2021 |
Management Fees Paid, Net of Waivers, for Fiscal Year Ended Oct. 31, 2020 |
iShares iBonds 2023 Term High Yield and Income ETF1 |
0.35% |
05/07/19 |
$407,876 |
$163,240 |
$46,609 |
iShares iBonds 2024 Term High Yield and Income ETF2 |
0.35% |
05/07/19 |
256,255 |
102,357 |
38,955 |
iShares iBonds 2025 Term High Yield and Income ETF3 |
0.35% |
05/07/19 |
172,561 |
95,005 |
48,331 |
iShares iBonds 2026 Term High Yield and Income ETF4 |
0.35% |
11/10/20 |
86,799 |
54,969 |
N/A |
iShares iBonds 2027 Term High Yield and Income ETF5 |
0.35% |
07/07/21 |
45,837 |
13,696 |
N/A |
iShares iBonds 2028 Term High Yield and Income ETF6 |
0.35% |
03/08/22 |
24,026 |
N/A |
N/A |
iShares iBonds 2029 Term High Yield and Income ETF7 |
0.35% |
03/08/22 |
25,529 |
N/A |
N/A |
iShares iBonds Dec 2023 Term Corporate ETF8 |
0.10% |
03/11/15 |
1,710,672 |
1,496,484 |
1,066,658 |
iShares iBonds Dec 2024 Term Corporate ETF9 |
0.10% |
03/11/15 |
1,657,875 |
1,280,047 |
835,673 |
iShares iBonds Dec 2025 Term Corporate ETF10 |
0.10% |
03/11/15 |
1,305,535 |
1,061,754 |
641,658 |
iShares iBonds Dec 2026 Term Corporate ETF11 |
0.10% |
09/13/16 |
1,024,054 |
687,392 |
447,378 |
iShares iBonds Dec 2027 Term Corporate ETF12 |
0.10% |
09/12/17 |
668,457 |
450,121 |
289,803 |
Fund |
Management Fee for the Fiscal Year Ended Oct. 31, 2022 |
Fund Inception Date |
Management Fees Paid, Net of Waivers, for Fiscal Year Ended Oct. 31, 2022 |
Management Fees Paid, Net of Waivers, for Fiscal Year Ended Oct. 31, 2021 |
Management Fees Paid, Net of Waivers, for Fiscal Year Ended Oct. 31, 2020 |
iShares iBonds Dec 2028 Term Corporate ETF13 |
0.10% |
09/18/18 |
394,514 |
249,770 |
150,962 |
iShares iBonds Dec 2029 Term Corporate ETF14 |
0.10% |
09/17/19 |
217,724 |
108,862 |
54,591 |
iShares iBonds Dec 2030 Term Corporate ETF15 |
0.10% |
06/23/20 |
149,608 |
77,369 |
9,801 |
iShares iBonds Dec 2031 Term Corporate ETF16 |
0.10% |
06/22/21 |
59,194 |
4,364 |
N/A |
iShares iBonds Dec 2032 Term Corporate ETF17 |
0.10% |
06/28/22 |
5,083 |
N/A |
N/A |
iShares iBonds Dec 2023 Term Treasury ETF18 |
0.07% |
02/25/20 |
153,489 |
28,581 |
6,213 |
iShares iBonds Dec 2024 Term Treasury ETF19 |
0.07% |
02/25/20 |
141,469 |
15,325 |
5,289 |
iShares iBonds Dec 2025 Term Treasury ETF20 |
0.07% |
02/25/20 |
64,927 |
13,835 |
6,891 |
iShares iBonds Dec 2026 Term Treasury ETF21 |
0.07% |
02/25/20 |
53,389 |
13,116 |
8,741 |
iShares iBonds Dec 2027 Term Treasury ETF22 |
0.07% |
02/25/20 |
29,045 |
13,710 |
5,338 |
iShares iBonds Dec 2028 Term Treasury ETF23 |
0.07% |
02/25/20 |
14,811 |
16,681 |
5,602 |
iShares iBonds Dec 2029 Term Treasury ETF24 |
0.07% |
02/25/20 |
14,272 |
13,696 |
8,756 |
iShares iBonds Dec 2030 Term Treasury ETF25 |
0.07% |
07/14/20 |
52,498 |
1,928 |
520 |
iShares iBonds Dec 2031 Term Treasury ETF26 |
0.07% |
07/13/21 |
7,572 |
526 |
N/A |
iShares iBonds Dec 2032 Term Treasury ETF27 |
0.07% |
07/06/22 |
946 |
N/A |
N/A |
James Mauro |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
92 |
$524,974,000,000 |
Other Pooled Investment Vehicles |
16 |
31,695,000,000 |
Other Accounts |
6 |
7,414,000,000 |
Karen Uyehara |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
85 |
$519,233,000,000 |
Other Pooled Investment Vehicles |
19 |
6,134,000,000 |
Other Accounts |
12 |
6,415,000,000 |
James Mauro |
|
|
Types of Accounts |
Number of Other Accounts with Performance-Based Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Karen Uyehara |
|
|
Types of Accounts |
Number of Other Accounts with Performance-Based Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
4 |
$1,331,000,000 |
Other Accounts |
4 |
2,450,000,000 |
James Mauro |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares iBonds 2023 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2024 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2025 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2026 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2027 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2028 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2029 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2023 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2024 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2025 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2026 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2027 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2028 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2029 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2030 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2031 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2032 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2024 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2025 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2026 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2027 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2028 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2029 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2030 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2031 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2032 Term Treasury ETF |
X |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Karen Uyehara |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares iBonds 2023 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
Karen Uyehara |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares iBonds 2024 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2025 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2026 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2027 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2028 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds 2029 Term High Yield and Income ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2023 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2024 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2025 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2026 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2027 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2028 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2029 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2030 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2031 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2032 Term Corporate ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2023 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2024 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2025 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2026 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2027 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2028 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2029 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2030 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2031 Term Treasury ETF |
X |
|
|
|
|
|
|
iShares iBonds Dec 2032 Term Treasury ETF |
X |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Fund |
Fund Inception Date |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2022 |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2021 |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2020 |
iShares iBonds 2023 Term High Yield and Income ETF |
05/07/19 |
$15,566 |
$18,003 |
$18,013 |
iShares iBonds 2024 Term High Yield and Income ETF |
05/07/19 |
16,871 |
17,986 |
18,873 |
iShares iBonds 2025 Term High Yield and Income ETF |
05/07/19 |
17,482 |
17,946 |
19,460 |
iShares iBonds 2026 Term High Yield and Income ETF |
11/10/20 |
16,745 |
19,136 |
N/A |
iShares iBonds 2027 Term High Yield and Income ETF |
07/07/21 |
16,677 |
7,526 |
N/A |
iShares iBonds 2028 Term High Yield and Income ETF |
03/08/22 |
12,484 |
N/A |
N/A |
iShares iBonds 2029 Term High Yield and Income ETF |
03/08/22 |
13,101 |
N/A |
N/A |
iShares iBonds Dec 2023 Term Corporate ETF |
03/11/15 |
23,260 |
28,563 |
26,022 |
iShares iBonds Dec 2024 Term Corporate ETF |
03/11/15 |
25,934 |
26,916 |
24,272 |
iShares iBonds Dec 2025 Term Corporate ETF |
03/11/15 |
23,927 |
25,390 |
23,050 |
iShares iBonds Dec 2026 Term Corporate ETF |
09/13/16 |
22,508 |
22,620 |
21,160 |
iShares iBonds Dec 2027 Term Corporate ETF |
09/12/17 |
20,941 |
20,741 |
20,154 |
iShares iBonds Dec 2028 Term Corporate ETF |
09/18/18 |
19,324 |
19,281 |
18,701 |
iShares iBonds Dec 2029 Term Corporate ETF |
09/17/19 |
17,919 |
18,107 |
18,201 |
iShares iBonds Dec 2030 Term Corporate ETF |
06/23/20 |
17,472 |
17,879 |
6,943 |
iShares iBonds Dec 2031 Term Corporate ETF |
06/22/21 |
16,915 |
6,907 |
N/A |
iShares iBonds Dec 2032 Term Corporate ETF |
06/28/22 |
6,162 |
N/A |
N/A |
Fund |
Fund Inception Date |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2022 |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2021 |
Administration, Custody & Transfer Agency Expenses Paid During Fiscal Year Ended Oct. 31, 2020 |
iShares iBonds Dec 2023 Term Treasury ETF |
02/25/20 |
17,774 |
17,492 |
12,313 |
iShares iBonds Dec 2024 Term Treasury ETF |
02/25/20 |
17,083 |
17,407 |
12,298 |
iShares iBonds Dec 2025 Term Treasury ETF |
02/25/20 |
16,726 |
17,366 |
12,312 |
iShares iBonds Dec 2026 Term Treasury ETF |
02/25/20 |
16,591 |
17,353 |
12,297 |
iShares iBonds Dec 2027 Term Treasury ETF |
02/25/20 |
16,320 |
17,376 |
12,270 |
iShares iBonds Dec 2028 Term Treasury ETF |
02/25/20 |
16,170 |
17,429 |
12,228 |
iShares iBonds Dec 2029 Term Treasury ETF |
02/25/20 |
16,148 |
17,326 |
12,311 |
iShares iBonds Dec 2030 Term Treasury ETF |
07/14/20 |
16,526 |
17,282 |
5,421 |
iShares iBonds Dec 2031 Term Treasury ETF |
07/13/21 |
16,099 |
5,455 |
N/A |
iShares iBonds Dec 2032 Term Treasury ETF |
07/06/22 |
5,840 |
N/A |
N/A |
Fund |
iShares iBonds 2023 Term High Yield and Income ETF |
iShares iBonds 2024 Term High Yield and Income ETF |
iShares iBonds 2025 Term High Yield and Income ETF |
Gross income from securities lending activities |
$245,411 |
$205,282 |
$130,669 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds 2023 Term High Yield and Income ETF |
iShares iBonds 2024 Term High Yield and Income ETF |
iShares iBonds 2025 Term High Yield and Income ETF |
Securities lending income paid to BTC for services as securities lending agent |
10,349 |
18,121 |
8,900 |
Cash collateral management expenses not included in securities lending income paid to BTC |
5,380 |
4,256 |
2,881 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
182,176 |
100,355 |
78,263 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$197,905 |
$122,732 |
$90,044 |
Net income from securities lending activities |
$47,506 |
$82,550 |
$40,625 |
Fund |
iShares iBonds 2026 Term High Yield and Income ETF |
iShares iBonds 2027 Term High Yield and Income ETF |
iShares iBonds 2028 Term High Yield and Income ETF |
Gross income from securities lending activities |
$62,918 |
$28,352 |
$16,287 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds 2026 Term High Yield and Income ETF |
iShares iBonds 2027 Term High Yield and Income ETF |
iShares iBonds 2028 Term High Yield and Income ETF |
Securities lending income paid to BTC for services as securities lending agent |
3,156 |
1,446 |
798 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1,411 |
592 |
256 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
43,961 |
19,731 |
11,597 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$48,528 |
$21,769 |
$12,651 |
Net income from securities lending activities |
$14,390 |
$6,583 |
$3,636 |
Fund |
iShares iBonds 2029 Term High Yield and Income ETF |
iShares iBonds Dec 2023 Term Corporate ETF |
iShares iBonds Dec 2024 Term Corporate ETF |
Gross income from securities lending activities |
$14,396 |
$2,746,858 |
$1,193,200 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds 2029 Term High Yield and Income ETF |
iShares iBonds Dec 2023 Term Corporate ETF |
iShares iBonds Dec 2024 Term Corporate ETF |
Securities lending income paid to BTC for services as securities lending agent |
671 |
79,711 |
46,275 |
Cash collateral management expenses not included in securities lending income paid to BTC |
235 |
64,291 |
35,009 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
10,431 |
2,226,880 |
895,763 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$11,337 |
$2,370,882 |
$977,047 |
Net income from securities lending activities |
$3,059 |
$375,976 |
$216,153 |
Fund |
iShares iBonds Dec 2025 Term Corporate ETF |
iShares iBonds Dec 2026 Term Corporate ETF |
iShares iBonds Dec 2027 Term Corporate ETF |
Gross income from securities lending activities |
$1,108,041 |
$606,491 |
$937,499 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds Dec 2025 Term Corporate ETF |
iShares iBonds Dec 2026 Term Corporate ETF |
iShares iBonds Dec 2027 Term Corporate ETF |
Securities lending income paid to BTC for services as securities lending agent |
35,102 |
22,312 |
38,223 |
Cash collateral management expenses not included in securities lending income paid to BTC |
29,238 |
22,773 |
26,139 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
875,764 |
450,919 |
695,194 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$940,104 |
$496,004 |
$759,556 |
Net income from securities lending activities |
$167,937 |
$110,487 |
$177,943 |
Fund |
iShares iBonds Dec 2028 Term Corporate ETF |
iShares iBonds Dec 2029 Term Corporate ETF |
iShares iBonds Dec 2030 Term Corporate ETF |
Gross income from securities lending activities |
$334,911 |
$265,505 |
$182,814 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds Dec 2028 Term Corporate ETF |
iShares iBonds Dec 2029 Term Corporate ETF |
iShares iBonds Dec 2030 Term Corporate ETF |
Securities lending income paid to BTC for services as securities lending agent |
9,768 |
9,612 |
5,742 |
Cash collateral management expenses not included in securities lending income paid to BTC |
9,199 |
7,057 |
5,253 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
268,163 |
203,962 |
143,959 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$287,130 |
$220,631 |
$154,954 |
Net income from securities lending activities |
$47,781 |
$44,874 |
$27,860 |
Fund |
iShares iBonds Dec 2031 Term Corporate ETF |
iShares iBonds Dec 2032 Term Corporate ETF |
iShares iBonds Dec 2023 Term Treasury ETF |
Gross income from securities lending activities |
$103,892 |
$8,041 |
$124,903 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds Dec 2031 Term Corporate ETF |
iShares iBonds Dec 2032 Term Corporate ETF |
iShares iBonds Dec 2023 Term Treasury ETF |
Securities lending income paid to BTC for services as securities lending agent |
2,935 |
245 |
1,170 |
Cash collateral management expenses not included in securities lending income paid to BTC |
2,059 |
104 |
2,029 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
85,174 |
6,577 |
113,687 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$90,168 |
$6,926 |
$116,886 |
Net income from securities lending activities |
$13,724 |
$1,115 |
$8,017 |
Fund |
iShares iBonds Dec 2024 Term Treasury ETF |
iShares iBonds Dec 2025 Term Treasury ETF |
iShares iBonds Dec 2026 Term Treasury ETF |
Gross income from securities lending activities |
$18,047 |
$2,055 |
$720 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds Dec 2024 Term Treasury ETF |
iShares iBonds Dec 2025 Term Treasury ETF |
iShares iBonds Dec 2026 Term Treasury ETF |
Securities lending income paid to BTC for services as securities lending agent |
453 |
66 |
58 |
Cash collateral management expenses not included in securities lending income paid to BTC |
467 |
90 |
54 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
14,526 |
1,516 |
326 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$15,446 |
$1,672 |
$438 |
Net income from securities lending activities |
$2,601 |
$383 |
$282 |
Fund |
iShares iBonds Dec 2027 Term Treasury ETF |
iShares iBonds Dec 2028 Term Treasury ETF |
iShares iBonds Dec 2029 Term Treasury ETF |
Gross income from securities lending activities |
$515 |
$81 |
$241 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds Dec 2027 Term Treasury ETF |
iShares iBonds Dec 2028 Term Treasury ETF |
iShares iBonds Dec 2029 Term Treasury ETF |
Securities lending income paid to BTC for services as securities lending agent |
58 |
0 |
23 |
Cash collateral management expenses not included in securities lending income paid to BTC |
59 |
1 |
22 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
86 |
76 |
85 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$203 |
$77 |
$130 |
Net income from securities lending activities |
$312 |
$4 |
$111 |
Fund |
iShares iBonds Dec 2030 Term Treasury ETF |
iShares iBonds Dec 2031 Term Treasury ETF |
iShares iBonds Dec 2032 Term Treasury ETF |
Gross income from securities lending activities |
$20 |
$64 |
$518 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
Fund |
iShares iBonds Dec 2030 Term Treasury ETF |
iShares iBonds Dec 2031 Term Treasury ETF |
iShares iBonds Dec 2032 Term Treasury ETF |
Securities lending income paid to BTC for services as securities lending agent |
0 |
4 |
9 |
Cash collateral management expenses not included in securities lending income paid to BTC |
1 |
15 |
9 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Rebates (paid to borrowers) |
0 |
0 |
454 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$1 |
$19 |
$472 |
Net income from securities lending activities |
$19 |
$45 |
$46 |
Fund |
Issuer |
Market Value of Investment |
iShares iBonds 2023 Term High Yield and Income ETF |
Morgan Stanley |
$1,308,504 |
|
Deutsche Bank AG |
517,182 |
|
Jefferies Financial Group Inc. |
284,350 |
|
|
|
iShares iBonds 2025 Term High Yield and Income ETF |
Deutsche Bank AG |
$701,750 |
|
|
|
iShares iBonds Dec 2023 Term Corporate ETF |
Goldman Sachs Group Inc. (The) |
$27,589,258 |
|
Morgan Stanley |
26,950,532 |
|
Bank of America Corp. |
24,910,891 |
|
JPMorgan Chase & Co. |
24,871,389 |
|
Bank of New York Mellon Corp. (The) |
22,162,037 |
|
Deutsche Bank AG |
13,782,693 |
|
Citigroup, Inc. |
12,930,259 |
|
Wells Fargo & Co. |
11,464,378 |
|
|
|
iShares iBonds Dec 2024 Term Corporate ETF |
Goldman Sachs Group Inc. (The) |
$36,132,999 |
|
Bank of America Corp. |
30,430,124 |
|
Wells Fargo & Co. |
24,996,747 |
|
JPMorgan Chase & Co. |
26,705,849 |
|
Morgan Stanley |
26,190,430 |
|
Bank of New York Mellon Corp. (The) |
16,434,971 |
|
Mitsubishi UFJ Financial Group, Inc. |
11,511,718 |
|
Citigroup, Inc. |
6,014,366 |
|
Barclays PLC |
5,278,522 |
|
|
|
iShares iBonds Dec 2025 Term Corporate ETF |
Goldman Sachs Group Inc. (The) |
$26,304,645 |
|
Bank of America Corp. |
18,547,219 |
|
Citigroup, Inc. |
17,402,272 |
|
JPMorgan Chase & Co. |
15,253,148 |
|
Morgan Stanley |
14,867,571 |
|
Bank of New York Mellon Corp. (The) |
10,526,789 |
|
Barclays PLC |
5,861,127 |
|
Deutsche Bank AG |
2,826,384 |
|
|
|
iShares iBonds Dec 2026 Term Corporate ETF |
JPMorgan Chase & Co. |
$22,679,570 |
|
Citigroup, Inc. |
22,590,442 |
|
Wells Fargo & Co. |
21,883,264 |
|
Morgan Stanley |
21,216,579 |
|
Bank of America Corp. |
18,153,635 |
|
Royal Bank of Canada |
14,823,866 |
|
Barclays PLC |
10,970,881 |
|
Bank of New York Mellon Corp. (The) |
7,388,358 |
Fund |
Issuer |
Market Value of Investment |
|
Deutsche Bank AG |
4,319,580 |
|
|
|
iShares iBonds Dec 2027 Term Corporate ETF |
Morgan Stanley |
$9,368,580 |
|
Bank of America Corp. |
9,087,161 |
|
Goldman Sachs Group Inc. (The) |
8,624,355 |
|
Citigroup, Inc. |
8,273,275 |
|
JPMorgan Chase & Co. |
7,460,932 |
|
Bank of New York Mellon Corp. (The) |
4,375,997 |
|
|
|
iShares iBonds Dec 2028 Term Corporate ETF |
Barclays PLC |
$5,229,220 |
|
Bank of New York Mellon Corp. (The) |
4,826,414 |
|
Citigroup, Inc. |
4,415,208 |
|
|
|
iShares iBonds Dec 2029 Term Corporate ETF |
Wells Fargo & Co. |
$2,907,009 |
|
Bank of New York Mellon Corp. (The) |
1,681,044 |
|
|
|
iShares iBonds Dec 2030 Term Corporate ETF |
Goldman Sachs Group Inc. (The) |
$2,196,236 |
|
JPMorgan Chase & Co. |
181,223 |
|
|
|
iShares iBonds Dec 2031 Term Corporate ETF |
Bank of New York Mellon Corp. (The) |
$377,179 |
|
|
|
iShares iBonds Dec 2032 Term Corporate ETF |
Morgan Stanley |
$97,510 |
|
Citigroup, Inc. |
91,140 |
|
Bank of New York Mellon Corp. (The) |
34,857 |
|
|
|
Fund |
Fiscal Year Ended Oct. 31, 2022 |
Fiscal Year Ended Oct. 31, 2021 |
iShares iBonds 2023 Term High Yield and Income ETF |
19% |
46% |
iShares iBonds 2024 Term High Yield and Income ETF |
24% |
44% |
iShares iBonds 2025 Term High Yield and Income ETF |
20% |
29% |
iShares iBonds 2026 Term High Yield and Income ETF |
15% |
35%1,2 |
iShares iBonds 2027 Term High Yield and Income ETF |
13% |
3%3,4 |
iShares iBonds 2028 Term High Yield and Income ETF |
8%5,6 |
N/A |
Fund |
Fiscal Year Ended Oct. 31, 2022 |
Fiscal Year Ended Oct. 31, 2021 |
iShares iBonds 2029 Term High Yield and Income ETF |
14%5,6 |
N/A |
iShares iBonds Dec 2023 Term Corporate ETF |
14% |
12% |
iShares iBonds Dec 2024 Term Corporate ETF |
9% |
9% |
iShares iBonds Dec 2025 Term Corporate ETF |
11% |
8% |
iShares iBonds Dec 2026 Term Corporate ETF |
5% |
7% |
iShares iBonds Dec 2027 Term Corporate ETF |
10% |
4% |
iShares iBonds Dec 2028 Term Corporate ETF |
8% |
10% |
iShares iBonds Dec 2029 Term Corporate ETF |
12% |
4% |
iShares iBonds Dec 2030 Term Corporate ETF |
7% |
4% |
iShares iBonds Dec 2031 Term Corporate ETF |
5% |
15%7,8 |
iShares iBonds Dec 2032 Term Corporate ETF |
4%9,10 |
N/A |
iShares iBonds Dec 2023 Term Treasury ETF |
29% |
10% |
iShares iBonds Dec 2024 Term Treasury ETF |
63% |
112% |
iShares iBonds Dec 2025 Term Treasury ETF |
63% |
15% |
iShares iBonds Dec 2026 Term Treasury ETF |
76% |
41% |
iShares iBonds Dec 2027 Term Treasury ETF |
58% |
18% |
iShares iBonds Dec 2028 Term Treasury ETF |
34% |
73% |
iShares iBonds Dec 2029 Term Treasury ETF |
51% |
0% |
iShares iBonds Dec 2030 Term Treasury ETF |
0% |
37% |
iShares iBonds Dec 2031 Term Treasury ETF |
10% |
26%11,12 |
iShares iBonds Dec 2032 Term Treasury ETF |
47%13,14 |
N/A |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares iBonds 2023 Term High Yield and Income ETF |
100,000 |
$2,344,515.80 |
iShares iBonds 2024 Term High Yield and Income ETF |
100,000 |
2,285,041.30 |
iShares iBonds 2025 Term High Yield and Income ETF |
100,000 |
2,269,836.80 |
iShares iBonds 2026 Term High Yield and Income ETF |
100,000 |
2,260,480.80 |
iShares iBonds 2027 Term High Yield and Income ETF |
100,000 |
2,167,475.10 |
iShares iBonds 2028 Term High Yield and Income ETF |
100,000 |
2,245,676.00 |
iShares iBonds 2029 Term High Yield and Income ETF |
100,000 |
2,211,011.00 |
iShares iBonds Dec 2023 Term Corporate ETF |
50,000 |
1,249,957.20 |
iShares iBonds Dec 2024 Term Corporate ETF |
50,000 |
1,222,517.45 |
iShares iBonds Dec 2025 Term Corporate ETF |
50,000 |
1,220,295.50 |
iShares iBonds Dec 2026 Term Corporate ETF |
50,000 |
1,174,382.15 |
iShares iBonds Dec 2027 Term Corporate ETF |
50,000 |
1,174,983.20 |
iShares iBonds Dec 2028 Term Corporate ETF |
50,000 |
1,224,987.00 |
iShares iBonds Dec 2029 Term Corporate ETF |
50,000 |
1,119,844.05 |
iShares iBonds Dec 2030 Term Corporate ETF |
50,000 |
1,050,942.70 |
iShares iBonds Dec 2031 Term Corporate ETF |
50,000 |
1,010,601.00 |
iShares iBonds Dec 2032 Term Corporate ETF |
50,000 |
1,226,694.25 |
iShares iBonds Dec 2023 Term Treasury ETF |
50,000 |
1,236,157.40 |
iShares iBonds Dec 2024 Term Treasury ETF |
50,000 |
1,195,447.20 |
iShares iBonds Dec 2025 Term Treasury ETF |
50,000 |
1,169,404.80 |
iShares iBonds Dec 2026 Term Treasury ETF |
50,000 |
1,143,064.35 |
iShares iBonds Dec 2027 Term Treasury ETF |
50,000 |
1,123,498.45 |
iShares iBonds Dec 2028 Term Treasury ETF |
50,000 |
1,109,183.20 |
iShares iBonds Dec 2029 Term Treasury ETF |
50,000 |
1,094,625.45 |
iShares iBonds Dec 2030 Term Treasury ETF |
50,000 |
994,176.05 |
iShares iBonds Dec 2031 Term Treasury ETF |
50,000 |
1,039,910.90 |
iShares iBonds Dec 2032 Term Treasury ETF |
50,000 |
1,174,554.60 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge for Creations* |
iShares iBonds 2023 Term High Yield and Income ETF |
$925 |
3.0 % |
iShares iBonds 2024 Term High Yield and Income ETF |
900 |
3.0 % |
iShares iBonds 2025 Term High Yield and Income ETF |
975 |
3.0 % |
iShares iBonds 2026 Term High Yield and Income ETF |
800 |
3.0 % |
iShares iBonds 2027 Term High Yield and Income ETF |
975 |
3.0 % |
iShares iBonds 2028 Term High Yield and Income ETF |
1,125 |
3.0 % |
iShares iBonds 2029 Term High Yield and Income ETF |
1,250 |
3.0 % |
iShares iBonds Dec 2023 Term Corporate ETF |
600 |
3.0 % |
iShares iBonds Dec 2024 Term Corporate ETF |
600 |
3.0 % |
iShares iBonds Dec 2025 Term Corporate ETF |
250 |
3.0 % |
iShares iBonds Dec 2026 Term Corporate ETF |
375 |
3.0 % |
iShares iBonds Dec 2027 Term Corporate ETF |
300 |
3.0 % |
iShares iBonds Dec 2028 Term Corporate ETF |
650 |
3.0 % |
iShares iBonds Dec 2029 Term Corporate ETF |
350 |
3.0 % |
iShares iBonds Dec 2030 Term Corporate ETF |
425 |
3.0 % |
iShares iBonds Dec 2031 Term Corporate ETF |
425 |
3.0 % |
iShares iBonds Dec 2032 Term Corporate ETF |
300 |
3.0 % |
iShares iBonds Dec 2023 Term Treasury ETF |
175 |
3.0 % |
iShares iBonds Dec 2024 Term Treasury ETF |
175 |
3.0 % |
iShares iBonds Dec 2025 Term Treasury ETF |
150 |
3.0 % |
iShares iBonds Dec 2026 Term Treasury ETF |
150 |
3.0 % |
iShares iBonds Dec 2027 Term Treasury ETF |
125 |
3.0 % |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge for Creations* |
iShares iBonds Dec 2028 Term Treasury ETF |
125 |
3.0 % |
iShares iBonds Dec 2029 Term Treasury ETF |
125 |
3.0 % |
iShares iBonds Dec 2030 Term Treasury ETF |
125 |
3.0 % |
iShares iBonds Dec 2031 Term Treasury ETF |
100 |
3.0 % |
iShares iBonds Dec 2032 Term Treasury ETF |
100 |
3.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge for Redemptions* |
iShares iBonds 2023 Term High Yield and Income ETF |
$925 |
2.0 % |
iShares iBonds 2024 Term High Yield and Income ETF |
900 |
2.0 % |
iShares iBonds 2025 Term High Yield and Income ETF |
975 |
2.0 % |
iShares iBonds 2026 Term High Yield and Income ETF |
800 |
2.0 % |
iShares iBonds 2027 Term High Yield and Income ETF |
975 |
2.0 % |
iShares iBonds 2028 Term High Yield and Income ETF |
1,125 |
2.0 % |
iShares iBonds 2029 Term High Yield and Income ETF |
1,250 |
2.0 % |
iShares iBonds Dec 2023 Term Corporate ETF |
600 |
2.0 % |
iShares iBonds Dec 2024 Term Corporate ETF |
600 |
2.0 % |
iShares iBonds Dec 2025 Term Corporate ETF |
250 |
2.0 % |
iShares iBonds Dec 2026 Term Corporate ETF |
375 |
2.0 % |
iShares iBonds Dec 2027 Term Corporate ETF |
300 |
2.0 % |
iShares iBonds Dec 2028 Term Corporate ETF |
650 |
2.0 % |
iShares iBonds Dec 2029 Term Corporate ETF |
350 |
2.0 % |
iShares iBonds Dec 2030 Term Corporate ETF |
425 |
2.0 % |
iShares iBonds Dec 2031 Term Corporate ETF |
425 |
2.0 % |
iShares iBonds Dec 2032 Term Corporate ETF |
300 |
2.0 % |
iShares iBonds Dec 2023 Term Treasury ETF |
175 |
2.0 % |
iShares iBonds Dec 2024 Term Treasury ETF |
175 |
2.0 % |
iShares iBonds Dec 2025 Term Treasury ETF |
150 |
2.0 % |
iShares iBonds Dec 2026 Term Treasury ETF |
150 |
2.0 % |
iShares iBonds Dec 2027 Term Treasury ETF |
125 |
2.0 % |
iShares iBonds Dec 2028 Term Treasury ETF |
125 |
2.0 % |
iShares iBonds Dec 2029 Term Treasury ETF |
125 |
2.0 % |
iShares iBonds Dec 2030 Term Treasury ETF |
125 |
2.0 % |
iShares iBonds Dec 2031 Term Treasury ETF |
100 |
2.0 % |
iShares iBonds Dec 2032 Term Treasury ETF |
100 |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares iBonds 2023 Term High Yield and Income ETF |
$3,350,761 |
iShares iBonds 2024 Term High Yield and Income ETF |
1,721,311 |
iShares iBonds 2025 Term High Yield and Income ETF |
1,571,118 |
iShares iBonds 2026 Term High Yield and Income ETF |
554,974 |
iShares iBonds 2027 Term High Yield and Income ETF |
302,074 |
iShares iBonds 2028 Term High Yield and Income ETF |
193,964 |
iShares iBonds 2029 Term High Yield and Income ETF |
319,627 |
iShares iBonds Dec 2023 Term Corporate ETF |
829,310 |
iShares iBonds Dec 2024 Term Corporate ETF |
4,975,778 |
iShares iBonds Dec 2025 Term Corporate ETF |
5,160,941 |
iShares iBonds Dec 2026 Term Corporate ETF |
4,544,315 |
iShares iBonds Dec 2027 Term Corporate ETF |
7,877,147 |
iShares iBonds Dec 2028 Term Corporate ETF |
4,102,089 |
iShares iBonds Dec 2029 Term Corporate ETF |
4,158,568 |
iShares iBonds Dec 2030 Term Corporate ETF |
1,313,151 |
iShares iBonds Dec 2031 Term Corporate ETF |
650,362 |
iShares iBonds Dec 2032 Term Corporate ETF |
27,619 |
iShares iBonds Dec 2023 Term Treasury ETF |
2,465,334 |
iShares iBonds Dec 2024 Term Treasury ETF |
3,359,772 |
iShares iBonds Dec 2025 Term Treasury ETF |
3,020,179 |
iShares iBonds Dec 2026 Term Treasury ETF |
3,710,490 |
iShares iBonds Dec 2027 Term Treasury ETF |
2,719,932 |
iShares iBonds Dec 2028 Term Treasury ETF |
847,789 |
iShares iBonds Dec 2029 Term Treasury ETF |
1,277,102 |
iShares iBonds Dec 2030 Term Treasury ETF |
316,247 |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares iBonds Dec 2031 Term Treasury ETF |
66,828 |
iShares iBonds Dec 2032 Term Treasury ETF |
100,311 |
Contents |
|
A-4 | |
A-4 | |
A-5 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Funds |
Ticker |
Listing Exchange |
iShares Core MSCI EAFE ETF |
IEFA |
Cboe BZX |
iShares Core MSCI International Developed Markets ETF |
IDEV |
NYSE Arca |
iShares Core MSCI Total International Stock ETF |
IXUS |
Nasdaq |
iShares Cybersecurity and Tech ETF |
IHAK |
NYSE Arca |
iShares Exponential Technologies ETF |
XT |
Nasdaq |
iShares Future Cloud 5G and Tech ETF |
IDAT |
NYSE Arca |
iShares Genomics Immunology and Healthcare ETF |
IDNA |
NYSE Arca |
iShares Global Equity Factor ETF |
GLOF |
NYSE Arca |
iShares MSCI ACWI ETF |
ACWI |
Nasdaq |
iShares MSCI ACWI ex U.S. ETF |
ACWX |
Nasdaq |
iShares MSCI ACWI Low Carbon Target ETF |
CRBN |
NYSE Arca |
iShares MSCI All Country Asia ex Japan ETF |
AAXJ |
Nasdaq |
iShares MSCI China A ETF |
CNYA |
Cboe BZX |
iShares Neuroscience and Healthcare ETF |
IBRN |
NYSE Arca |
iShares Robotics and Artificial Intelligence Multisector ETF |
IRBO |
NYSE Arca |
iShares Self-Driving EV and Tech ETF |
IDRV |
NYSE Arca |
iShares Virtual Work and Life Multisector ETF |
IWFH |
NYSE Arca |
|
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126 | |
126 | |
126 | |
126 | |
127 |
Diversified Funds |
Non-Diversified Funds |
iShares Core MSCI EAFE ETF |
iShares Cybersecurity and Tech ETF |
iShares Core MSCI International Developed Markets ETF |
iShares Future Cloud 5G and Tech ETF |
iShares Core MSCI Total International Stock ETF |
iShares Genomics Immunology and Healthcare ETF |
iShares Exponential Technologies ETF |
iShares Neuroscience and Healthcare ETF |
iShares Global Equity Factor ETF |
iShares Self-Driving EV and Tech ETF |
iShares MSCI ACWI ETF |
|
iShares MSCI ACWI ex U.S. ETF |
|
iShares MSCI ACWI Low Carbon Target ETF |
|
iShares MSCI All Country Asia ex Japan ETF* |
|
iShares MSCI China A ETF |
|
iShares Robotics and Artificial Intelligence Multisector ETF |
|
iShares Virtual Work and Life Multisector ETF |
|
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Robert S. Kapito1 (1957) |
Trustee (since 2009). |
President, BlackRock, Inc. (since 2006); Vice Chairman of BlackRock, Inc. and Head of BlackRock’s Portfolio Management Group (since its formation in 1998) and BlackRock, Inc.’s predecessor entities (since 1988); Trustee, University of Pennsylvania (since 2009); President of Board of Directors, Hope & Heroes Children’s Cancer Fund (since 2002). |
Director of BlackRock, Inc. (since 2006); Director of iShares, Inc. (since 2009); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Salim Ramji2 (1970) |
Trustee (since 2019). |
Senior Managing Director, BlackRock, Inc. (since 2014); Global Head of BlackRock’s ETF and Index Investments Business (since 2019); Head of BlackRock’s U.S. Wealth Advisory Business (2015-2019); Global Head of Corporate Strategy, BlackRock, Inc. (2014-2015); Senior Partner, McKinsey & Company (2010- 2014). |
Director of iShares, Inc. (since 2019); Trustee of iShares U.S. ETF Trust (since 2019). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
John E. Kerrigan (1955) |
Trustee (since 2005); Independent Board Chair (since 2022). |
Chief Investment Officer, Santa Clara University (since 2002). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011); Independent Board Chair of iShares, Inc. and iShares U.S. ETF Trust (since 2022). |
Jane D. Carlin (1956) |
Trustee (since 2015); Risk Committee Chair (since 2016). |
Consultant (since 2012); Member of the Audit Committee (2012-2018), Chair of the Nominating and Governance Committee (2017-2018) and Director of PHH Corporation (mortgage solutions) (2012-2018); Managing Director and Global Head of Financial Holding Company Governance & Assurance and the Global Head of Operational Risk Management of Morgan Stanley (2006-2012). |
Director of iShares, Inc. (since 2015); Trustee of iShares U.S. ETF Trust (since 2015); Member of the Audit Committee (since 2016), Chair of the Audit Committee (since 2020) and Director of The Hanover Insurance Group, Inc. (since 2016). |
Richard L. Fagnani (1954) |
Trustee (since 2017); Audit Committee Chair (since 2019). |
Partner, KPMG LLP (2002-2016); Director of One Generation Away (since 2021). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Cecilia H. Herbert (1949) |
Trustee (since 2005); Nominating and Governance and Equity Plus Committee Chairs (since 2022). |
Chair of the Finance Committee (since 2019) and Trustee and Member of the Finance, Audit and Quality Committees of Stanford Health Care (since 2016); Trustee of WNET, New York's public media company (since 2011) and Member of the Audit Committee (since 2018), Investment Committee (since 2011) and Personnel Committee (since 2022); Chair (1994-2005) and Member (1992-2021) of the Investment Committee, Archdiocese of San Francisco; Trustee of Forward Funds (14 portfolios) (2009-2018); Trustee of Salient MF Trust (4 portfolios) (2015-2018); Director (1998-2013) and President (2007- 2011) of the Board of Directors, Catholic Charities CYO; Trustee (2002-2011) and Chair of the Finance and Investment Committee (2006- 2010) of the Thacher School; Director of the Senior Center of Jackson Hole (since 2020); Director of the Jackson Hole Center for the Arts (since 2021); Member of the Wyoming State Investment Funds Committee (since 2022). |
Director of iShares, Inc. (since 2005); Trustee of iShares U.S. ETF Trust (since 2011). |
Drew E. Lawton (1959) |
Trustee (since 2017); 15(c) Committee Chair (since 2017). |
Senior Managing Director of New York Life Insurance Company (2010- 2015). |
Director of iShares, Inc. (since 2017); Trustee of iShares U.S. ETF Trust (since 2017); Director of Jackson Financial Inc. (since 2021). |
John E. Martinez (1961) |
Trustee (since 2003); Securities Lending Committee Chair (since 2019). |
Director of Real Estate Equity Exchange, Inc. (since 2005); Director of Cloudera Foundation (2017-2020); and Director of Reading Partners (2012-2016). |
Director of iShares, Inc. (since 2003); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Other Directorships Held by Trustee |
Madhav V. Rajan (1964) |
Trustee (since 2011); Fixed Income Plus Committee Chair (since 2019). |
Dean, and George Pratt Shultz Professor of Accounting, University of Chicago Booth School of Business (since 2017); Advisory Board Member (since 2016) and Director (since 2020) of C.M. Capital Corporation; Chair of the Board for the Center for Research in Security Prices, LLC (since 2020); Robert K. Jaedicke Professor of Accounting, Stanford University Graduate School of Business (2001-2017); Professor of Law (by courtesy), Stanford Law School (2005-2017); Senior Associate Dean for Academic Affairs and Head of MBA Program, Stanford University Graduate School of Business (2010- 2016). |
Director of iShares, Inc. (since 2011); Trustee of iShares U.S. ETF Trust (since 2011). |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Dominik Rohé (1973) |
President (since 2023). |
Managing Director, BlackRock, Inc. (since 2005); Head of Americas ETF and Index Investments (since 2023); Head of Latin America (2019-2023). |
Trent Walker (1974) |
Treasurer and Chief Financial Officer (since 2020). |
Managing Director of BlackRock, Inc. (since September 2019); Chief Financial Officer of iShares Delaware Trust Sponsor LLC, BlackRock Funds, BlackRock Funds II, BlackRock Funds IV, BlackRock Funds V and BlackRock Funds VI (since 2021); Executive Vice President of PIMCO (2016-2019); Senior Vice President of PIMCO (2008-2015); Treasurer (2013-2019) and Assistant Treasurer (2007-2017) of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, 2 PIMCO-sponsored interval funds and 21 PIMCO- sponsored closed-end funds. |
Name (Year of Birth) |
Position |
Principal Occupation(s) During the Past 5 Years |
Aaron Wasserman (1974) |
Chief Compliance Officer (since 2023). |
Managing Director of BlackRock, Inc. (since 2018); Chief Compliance Officer of the BlackRock-advised funds in the BlackRock Multi-Asset Complex, the BlackRock Fixed- Income Complex and the iShares Complex (since 2023); Deputy Chief Compliance Officer for the BlackRock-advised funds in the BlackRock Multi-Asset Complex, the BlackRock Fixed-Income Complex and the iShares Complex (2014- 2023). |
Marisa Rolland (1980) |
Secretary (since 2022). |
Managing Director, BlackRock, Inc. (since 2023); Director, BlackRock, Inc. (2018-2022); Vice President, BlackRock, Inc. (2010-2017). |
Rachel Aguirre (1982) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2018); Director, BlackRock, Inc. (2009-2018); Head of U.S. iShares Product (since 2022); Head of EII U.S. Product Engineering (since 2021); Co-Head of EII’s Americas Portfolio Engineering (2020-2021); Head of Developed Markets Portfolio Engineering (2016-2019). |
Jennifer Hsui (1976) |
Executive Vice President (since 2022). |
Managing Director, BlackRock, Inc. (since 2009); Co-Head of Index Equity (since 2022). |
James Mauro (1970) |
Executive Vice President (since 2021). |
Managing Director, BlackRock, Inc. (since 2010); Head of Fixed Income Index Investments in the Americas and Head of San Francisco Core Portfolio Management (since 2020). |
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
Robert S. Kapito |
None |
None |
None |
|
|
|
|
Salim Ramji |
iShares Broad USD Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares Core S&P Mid-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$50,001-$100,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$1-$10,000 |
|
|
iShares TIPS Bond ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
|
|
|
John E. Kerrigan |
iShares Core S&P 500 ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core S&P Small-Cap ETF |
$50,001-$100,000 |
|
|
iShares ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares ESG Advanced MSCI USA ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares ESG Aware MSCI EM ETF |
$50,001-$100,000 |
|
|
iShares ESG Aware MSCI USA ETF |
Over $100,000 |
|
|
iShares ESG Aware MSCI USA Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Genomics Immunology and Healthcare ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
Over $100,000 |
|
|
iShares Global Infrastructure ETF |
Over $100,000 |
|
|
iShares Global Tech ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Growth ETF |
Over $100,000 |
|
|
iShares MSCI EAFE Value ETF |
Over $100,000 |
|
|
iShares MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
$50,001-$100,000 |
|
|
iShares U.S. Energy ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane D. Carlin |
iShares Core MSCI EAFE ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI Emerging Markets ETF |
Over $100,000 |
|
|
iShares Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares MSCI ACWI ex U.S. ETF |
Over $100,000 |
|
|
iShares MSCI Global Metals & Mining Producers ETF |
$10,001-$50,000 |
|
|
iShares Select Dividend ETF |
$10,001-$50,000 |
|
|
|
|
|
Richard L. Fagnani |
iShares 0-5 Year TIPS Bond ETF |
$10,001-$50,000 |
Over $100,000 |
|
iShares China Large-Cap ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core Dividend Growth ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares Core U.S. REIT ETF |
$10,001-$50,000 |
|
|
iShares Exponential Technologies ETF |
$10,001-$50,000 |
|
|
iShares Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares GSCI Commodity Dynamic Roll Strategy ETF |
$10,001-$50,000 |
|
|
iShares MSCI All Country Asia ex Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI Singapore ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Equal Weighted ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Quality Factor ETF |
$10,001-$50,000 |
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
$10,001-$50,000 |
|
|
iShares TIPS Bond ETF |
$10,001-$50,000 |
|
|
iShares U.S. Infrastructure ETF |
$10,001-$50,000 |
|
|
iShares U.S. Regional Banks ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia H. Herbert |
iShares California Muni Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
|
iShares Core MSCI Emerging Markets ETF |
$1-$10,000 |
|
|
iShares Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Growth ETF |
Over $100,000 |
|
|
iShares Core S&P U.S. Value ETF |
Over $100,000 |
|
|
iShares iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares International Select Dividend ETF |
$1-$10,000 |
|
|
iShares MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares MSCI Japan ETF |
$10,001-$50,000 |
|
|
iShares MSCI USA Value Factor ETF |
Over $100,000 |
|
|
iShares National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares Preferred and Income Securities ETF |
$10,001-$50,000 |
|
|
|
|
|
Drew E. Lawton |
BlackRock Ultra Short-Term Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares 0-5 Year High Yield Corporate Bond ETF |
$50,001-$100,000 |
|
|
iShares Biotechnology ETF |
Over $100,000 |
|
|
iShares Core Dividend Growth ETF |
Over $100,000 |
|
Name |
Fund |
Dollar Range of Equity Securities in Named Fund |
Aggregate Dollar Range of Equity Securities in all Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
iShares Core MSCI Total International Stock ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Expanded Tech Sector ETF |
Over $100,000 |
|
|
iShares Exponential Technologies ETF |
Over $100,000 |
|
|
iShares Global Financials ETF |
$10,001-$50,000 |
|
|
iShares U.S. Financial Services ETF |
Over $100,000 |
|
|
iShares U.S. Financials ETF |
$50,001-$100,000 |
|
|
iShares U.S. Healthcare ETF |
Over $100,000 |
|
|
|
|
|
John E. Martinez |
iShares 1-5 Year Investment Grade Corporate Bond ETF |
Over $100,000 |
Over $100,000 |
|
iShares Core MSCI International Developed Markets ETF |
$10,001-$50,000 |
|
|
iShares Core S&P 500 ETF |
Over $100,000 |
|
|
iShares Core S&P Small-Cap ETF |
Over $100,000 |
|
|
iShares Core S&P Total U.S. Stock Market ETF |
Over $100,000 |
|
|
iShares Global Consumer Staples ETF |
Over $100,000 |
|
|
iShares Russell 1000 ETF |
Over $100,000 |
|
|
iShares Russell 1000 Value ETF |
Over $100,000 |
|
|
iShares Russell 2000 ETF |
Over $100,000 |
|
|
|
|
|
Madhav V. Rajan |
None |
None |
None |
Name |
iShares Core MSCI EAFE ETF |
iShares Core MSCI International Developed Markets ETF |
iShares Core MSCI Total International Stock ETF |
iShares Cybersecurity and Tech ETF |
|
Independent Trustees: |
|
|
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$1,470 |
$4,781 |
$5,797 |
$14,014 |
|
Richard L. Fagnani |
1,490 |
4,848 |
5,878 |
14,210 |
|
Cecilia H. Herbert |
1,564 |
5,089 |
6,170 |
14,917 |
|
John E. Kerrigan |
1,581 |
5,142 |
6,235 |
15,074 |
|
Drew E. Lawton |
1,441 |
4,687 |
5,683 |
13,739 |
|
John E. Martinez |
1,441 |
4,687 |
5,683 |
13,739 |
|
Madhav V. Rajan |
1,441 |
4,687 |
5,683 |
13,739 |
|
|
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
|
Salim Ramji |
0 |
0 |
0 |
0 |
|
Name |
iShares Exponential Technologies ETF |
iShares Future Cloud 5G and Tech ETF |
iShares Genomics Immunology and Healthcare ETF |
iShares Global Equity Factor ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$732 |
$18 |
$41 |
$22 |
Richard L. Fagnani |
743 |
18 |
42 |
23 |
Cecilia H. Herbert |
780 |
19 |
44 |
24 |
John E. Kerrigan |
788 |
19 |
44 |
24 |
Drew E. Lawton |
718 |
18 |
40 |
22 |
John E. Martinez |
22 |
18 |
40 |
3,680 |
Madhav V. Rajan |
22 |
18 |
40 |
3,680 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI ACWI ETF |
iShares MSCI ACWI ex U.S. ETF |
iShares MSCI ACWI Low Carbon Target ETF |
iShares MSCI All Country Asia ex Japan ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$3,754 |
$17 |
$386 |
$63 |
Richard L. Fagnani |
3,807 |
17 |
391 |
1,134 |
Cecilia H. Herbert |
3,996 |
18 |
410 |
68 |
John E. Kerrigan |
4,038 |
18 |
415 |
68 |
Drew E. Lawton |
3,680 |
17 |
378 |
1,132 |
John E. Martinez |
3,680 |
17 |
378 |
62 |
Madhav V. Rajan |
3,680 |
17 |
378 |
62 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares MSCI China A ETF |
iShares Neuroscience and Healthcare ETF1 |
iShares Robotics and Artificial Intelligence Multisector ETF |
iShares Self-Driving EV and Tech ETF |
Independent Trustees: |
|
|
|
|
|
|
|
|
|
Jane D. Carlin |
$4 |
$0 |
$54 |
$352 |
Richard L. Fagnani |
4 |
0 |
55 |
357 |
Cecilia H. Herbert |
5 |
0 |
57 |
375 |
John E. Kerrigan |
5 |
0 |
58 |
379 |
Drew E. Lawton |
4 |
0 |
53 |
345 |
John E. Martinez |
4 |
0 |
53 |
345 |
Madhav V. Rajan |
4 |
0 |
53 |
345 |
|
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
|
|
Robert S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim Ramji |
0 |
0 |
0 |
0 |
Name |
iShares Virtual Work and Life Multisector ETF |
Independent Trustees: |
|
|
|
Jane D. Carlin |
$1 |
Richard L. Fagnani |
1 |
Cecilia H. Herbert |
1 |
John E. Kerrigan |
1 |
Drew E. Lawton |
1 |
John E. Martinez |
1 |
Madhav V. Rajan |
1 |
|
|
Interested Trustees: |
|
|
|
Robert S. Kapito |
$0 |
Salim Ramji |
0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses2 |
Estimated Annual Benefits Upon Retirement2 |
Total Compensation From the Funds and Fund Complex3 |
Independent Trustees: |
|
|
|
|
|
|
|
Jane D. Carlin |
Not Applicable |
Not Applicable |
420,000 |
Richard L. Fagnani |
Not Applicable |
Not Applicable |
446,764 |
Cecilia H. Herbert |
Not Applicable |
Not Applicable |
475,000 |
John E. Kerrigan |
Not Applicable |
Not Applicable |
445,000 |
Drew E. Lawton |
Not Applicable |
Not Applicable |
431,764 |
John E. Martinez |
Not Applicable |
Not Applicable |
420,000 |
Madhav V. Rajan |
Not Applicable |
Not Applicable |
420,000 |
|
|
|
|
Interested Trustees: |
|
|
|
|
|
|
|
Robert S. Kapito |
Not Applicable |
Not Applicable |
$0 |
Name |
Pension or Retirement Benefits Accrued As Part of Trust Expenses2 |
Estimated Annual Benefits Upon Retirement2 |
Total Compensation From the Funds and Fund Complex3 |
Salim Ramji |
Not Applicable |
Not Applicable |
0 |
Fund |
Name |
Percentage of Ownership |
iShares Core MSCI EAFE ETF |
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
12.90 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.17 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.07 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.05 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.78 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.71 % |
|
|
|
iShares Core MSCI International Developed Markets ETF |
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
16.41 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.03 % |
|
CITIBANK, N.A./BLACKROCK ETF 390 Greenwich Street 3rd Floor New York, NY 10013 |
12.31 % |
Fund |
Name |
Percentage of Ownership |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
9.22 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.09 % |
|
Euroclear Bank SA/NV 28 Liberty Street, 33rd Floor New York, NY 10005 |
7.28 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.91 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.25 % |
|
|
|
iShares Core MSCI Total International Stock ETF |
BlackRock Institutional Trust Company, N.A. 400 Howard Street San Francisco, CA 94105 |
49.57 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
10.89 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.75 % |
|
RBC Capital Markets, LLC 3 World Financial Center 200 Vesey Street New York, NY 10281-8098 |
5.26 % |
|
|
|
iShares Cybersecurity and Tech ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
16.53 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
10.63 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.54 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
5.55 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
5.27 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares Exponential Technologies ETF |
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
47.03 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
16.81 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
7.94 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.53 % |
|
|
|
iShares Future Cloud 5G and Tech ETF |
BofA Securities, Inc. 1 Bryant Park New York, NY 10036 |
21.49 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
17.90 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
10.19 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
10.15 % |
|
J.P. Morgan Securities, LLC/JPMC 383 Madison Avenue New York, NY 10179 |
9.46 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
8.35 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
6.88 % |
|
|
|
iShares Genomics Immunology and Healthcare ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
18.31 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
13.37 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
12.38 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
5.29 % |
Fund |
Name |
Percentage of Ownership |
|
|
|
iShares Global Equity Factor ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
32.09 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
20.70 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
14.02 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.38 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
5.22 % |
|
|
|
iShares MSCI ACWI ETF |
Northern Trust Company (The) 801 South Canal Street Chicago, IL 60607 |
14.04 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
12.75 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
11.41 % |
|
Citibank, N.A. S.D. Indeval Institucion 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.47 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
7.30 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.57 % |
|
|
|
iShares MSCI ACWI ex U.S. ETF |
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.59 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
12.22 % |
Fund |
Name |
Percentage of Ownership |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
10.66 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.65 % |
|
Morgan Stanley Smith Barney LLC One New York Plaza New York, NY 10004 |
5.90 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
5.67 % |
|
|
|
iShares MSCI ACWI Low Carbon Target ETF |
Apex Clearing Corporation One Dallas Center 350 M. St. Paul Suite 1300 Dallas, TX 75201 |
20.28 % |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
15.63 % |
|
UBS Financial Services Inc. 1000 Harbor Blvd. Weehawken, NJ 07086 |
8.64 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.69 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
5.74 % |
|
|
|
iShares MSCI All Country Asia ex Japan ETF |
Brown Brothers Harriman & Co. 525 Washington Blvd. 11th Floor Jersey City, NJ 07310 |
14.45 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
11.41 % |
|
Sumitomo Mitsui Trust Bank (U.S.A.) Limited 111 River Street Hoboken, NJ 07030 |
10.57 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
10.54 % |
|
BNP Paribas, New York Branch/Custody Services 525 Washington BLVD. Jersey City, NJ 07310 |
6.13 % |
Fund |
Name |
Percentage of Ownership |
|
The Bank of New York Mellon 111 Sanders Creek Parkway 2nd Floor East Syracuse, NY 13057 |
5.92 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
5.86 % |
|
|
|
iShares MSCI China A ETF |
Northern Trust Company/ United Nations Joint Staff Pension Fund 50 South LaSalle Street Chicago, IL 60675 |
37.59 % |
|
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
10.50 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
6.72 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
5.87 % |
|
|
|
iShares Neuroscience and Healthcare ETF |
State Street Bank and Trust Company 1776 Heritage Drive North Quincy, MA 02171 |
75.00 % |
|
BofA Securities, Inc. 1 Bryant Park New York, NY 10036 |
22.22 % |
|
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
15.78 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
12.23 % |
|
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
11.88 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
7.20 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
5.59 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.07 % |
|
|
|
Fund |
Name |
Percentage of Ownership |
iShares Self-Driving EV and Tech ETF |
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
20.06 % |
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated - TS Sub 101 Hudson Street 9th Floor Jersey City, NJ 07302-3997 |
8.53 % |
|
American Enterprise Investment Services Inc. 719 Griswold St. Detroit, MI 48226 |
8.24 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
7.54 % |
|
Edward D. Jones & Co. 12555 Manchester Road Saint Louis, MO 63131 |
6.72 % |
|
TD Ameritrade Clearing, Inc. 4700 Alliance Gateway Freeway Fort Worth, TX 76177 |
5.56 % |
|
|
|
iShares Virtual Work and Life Multisector ETF |
Citibank, N.A. 3800 CitiBank Center Tampa Building B/1st Floor Zone 8 Tampa, FL 33610-9122 |
33.09 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
13.86 % |
|
National Financial Services LLC 499 Washington Blvd Jersey City, NJ 07310 |
9.94 % |
|
Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, CA 94014 |
8.53 % |
|
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 |
7.99 % |
|
JPMorgan Chase Bank, National Association 1111 Polaris Parkway Columbus, OH 43240 |
6.85 % |
Fund |
Management Fee for the Fiscal Year Ended July 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2020 |
iShares Core MSCI EAFE ETF |
0.07% |
10/18/12 |
$68,500,013 |
$58,925,237 |
$46,635,341 |
iShares Core MSCI International Developed Markets ETF1 |
0.05% |
03/21/17 |
3,113,991 |
2,301,931 |
1,030,965 |
iShares Core MSCI Total International Stock ETF2,3 |
0.08% |
10/18/12 |
25,324,394 |
22,873,670 |
15,522,396 |
iShares Cybersecurity and Tech ETF |
0.47% |
06/11/19 |
2,866,717 |
1,524,623 |
109,607 |
iShares Exponential Technologies ETF |
0.46% |
03/19/15 |
16,855,266 |
14,687,088 |
11,476,829 |
iShares Future Cloud 5G and Tech ETF |
0.47% |
06/08/21 |
38,890 |
5,348 |
N/A |
iShares Genomics Immunology and Healthcare ETF |
0.47% |
06/11/19 |
1,291,121 |
1,140,794 |
210,355 |
iShares Global Equity Factor ETF4, 5 |
0.35% |
04/28/15 |
462,605 |
353,619 |
387,104 |
iShares MSCI ACWI ETF6 |
0.32% |
03/26/08 |
55,677,343 |
46,437,611 |
33,483,492 |
iShares MSCI ACWI ex U.S. ETF7 |
0.32% |
03/26/08 |
14,026,304 |
11,531,667 |
10,733,481 |
iShares MSCI ACWI Low Carbon Target ETF |
0.20% |
12/08/14 |
2,241,235 |
1,310,170 |
931,356 |
iShares MSCI All Country Asia ex Japan ETF8 |
0.69% |
08/13/08 |
30,448,897 |
39,749,345 |
26,079,192 |
Fund |
Management Fee for the Fiscal Year Ended July 31, 2022 |
Fund Inception Date |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2022 |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2021 |
Management Fees Paid Net of Waivers for Fiscal Year Ended July 31, 2020 |
iShares MSCI China A ETF9, 10 |
0.60% |
06/13/16 |
1,749,868 |
1,468,089 |
657,652 |
iShares Neuroscience and Healthcare ETF |
0.47% |
08/24/22 |
N/A |
N/A |
N/A |
iShares Robotics and Artificial Intelligence Multisector ETF |
0.47% |
06/26/18 |
1,712,632 |
1,520,228 |
367,171 |
iShares Self-Driving EV and Tech ETF |
0.47% |
04/16/19 |
2,405,607 |
1,032,889 |
131,947 |
iShares Virtual Work and Life Multisector ETF |
0.47% |
09/29/20 |
26,530 |
27,727 |
N/A |
Jennifer Hsui |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
303 |
$1,664,450,000,000 |
Other Pooled Investment Vehicles |
2 |
4,235,000,000 |
Other Accounts |
20 |
36,579,000,000 |
Greg Savage |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
236 |
$1,559,889,000,000 |
Other Pooled Investment Vehicles |
32 |
7,637,000,000 |
Other Accounts |
57 |
4,357,000,000 |
Paul Whitehead |
|
|
Types of Accounts |
Number |
Total Assets |
Registered Investment Companies |
283 |
$1,578,603,000,000 |
Other Pooled Investment Vehicles |
2 |
5,810,000,000 |
Other Accounts |
5 |
4,137,000,000 |
Jennifer Hsui |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Greg Savage |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Paul Whitehead |
|
|
Types of Accounts |
Number of Other Accounts with Performance Fees Managed by Portfolio Manager |
Aggregate of Total Assets |
Registered Investment Companies |
0 |
N/A |
Other Pooled Investment Vehicles |
0 |
N/A |
Other Accounts |
0 |
N/A |
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Core MSCI EAFE ETF |
X |
|
|
|
|
|
|
Jennifer Hsui |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Core MSCI International Developed Markets ETF |
X |
|
|
|
|
|
|
iShares Core MSCI Total International Stock ETF |
X |
|
|
|
|
|
|
iShares Cybersecurity and Tech ETF |
X |
|
|
|
|
|
|
iShares Exponential Technologies ETF |
|
|
X |
|
|
|
|
iShares Future Cloud 5G and Tech ETF |
X |
|
|
|
|
|
|
iShares Genomics Immunology and Healthcare ETF |
X |
|
|
|
|
|
|
iShares Global Equity Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI ACWI ETF |
X |
|
|
|
|
|
|
iShares MSCI ACWI ex U.S. ETF |
X |
|
|
|
|
|
|
iShares MSCI ACWI Low Carbon Target ETF |
X |
|
|
|
|
|
|
iShares MSCI All Country Asia ex Japan ETF |
X |
|
|
|
|
|
|
iShares MSCI China A ETF |
X |
|
|
|
|
|
|
iShares Neuroscience and Healthcare ETF |
X |
|
|
|
|
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
X |
|
|
|
|
|
|
iShares Self-Driving EV and Tech ETF |
X |
|
|
|
|
|
|
iShares Virtual Work and Life Multisector ETF |
X |
|
|
|
|
|
|
Greg Savage |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Core MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares Core MSCI International Developed Markets ETF |
X |
|
|
|
|
|
|
IShares Core MSCI Total International Stock ETF |
X |
|
|
|
|
|
|
iShares Cybersecurity and Tech ETF |
X |
|
|
|
|
|
|
iShares Exponential Technologies ETF |
X |
|
|
|
|
|
|
iShares Future Cloud 5G and Tech ETF |
X |
|
|
|
|
|
|
iShares Genomics Immunology and Healthcare ETF |
X |
|
|
|
|
|
|
iShares Global Equity Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI ACWI ETF |
X |
|
|
|
|
|
|
iShares MSCI ACWI ex U.S. ETF |
X |
|
|
|
|
|
|
IShares MSCI ACWI Low Carbon Target ETF |
X |
|
|
|
|
|
|
iShares MSCI All Country Asia ex Japan ETF |
X |
|
|
|
|
|
|
iShares MSCI China A ETF |
X |
|
|
|
|
|
|
iShares Neuroscience and Healthcare ETF |
X |
|
|
|
|
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
|
|
X |
|
|
|
|
iShares Self-Driving EV and Tech ETF |
X |
|
|
|
|
|
|
iShares Virtual Work and Life Multisector ETF |
X |
|
|
|
|
|
|
Paul Whitehead |
|
|
|
|
|
|
|
|
Dollar Range | ||||||
Fund |
None |
$1 to $10k |
$10,001 to $50k |
$50,001 to $100k |
$100,001 to $500k |
$500,001 to $1m |
over $1m |
iShares Core MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares Core MSCI International Developed Markets ETF |
X |
|
|
|
|
|
|
iShares Core MSCI Total International Stock ETF |
X |
|
|
|
|
|
|
iShares Cybersecurity and Tech ETF |
|
X |
|
|
|
|
|
iShares Exponential Technologies ETF |
X |
|
|
|
|
|
|
iShares Future Cloud 5G and Tech ETF |
X |
|
|
|
|
|
|
iShares Genomics Immunology and Healthcare ETF |
X |
|
|
|
|
|
|
iShares Global Equity Factor ETF |
X |
|
|
|
|
|
|
iShares MSCI ACWI ETF |
X |
|
|
|
|
|
|
iShares MSCI ACWI ex U.S. ETF |
X |
|
|
|
|
|
|
iShares MSCI ACWI Low Carbon Target ETF |
X |
|
|
|
|
|
|
iShares MSCI All Country Asia ex Japan ETF |
X |
|
|
|
|
|
|
iShares MSCI China A ETF |
X |
|
|
|
|
|
|
iShares Neuroscience and Healthcare ETF |
X |
|
|
|
|
|
|
iShares Robotics and Artificial Intelligence Multisector ETF |
X |
|
|
|
|
|
|
iShares Self-Driving EV and Tech ETF |
X |
|
|
|
|
|
|
iShares Virtual Work and Life Multisector ETF |
X |
|
|
|
|
|
|
Fund |
Fund Inception Date |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2022 |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2021 |
Custody, Administration, Transfer Agency Expenses Paid During Fiscal Year Ended July 31, 2020 |
iShares Core MSCI EAFE ETF |
10/18/12 |
$5,207,495 |
$4,589,379 |
$3,640,510 |
iShares Core MSCI International Developed Markets ETF |
03/21/17 |
463,632 |
334,103 |
228,296 |
iShares Core MSCI Total International Stock ETF |
10/18/12 |
5,150,817 |
4,144,169 |
2,791,752 |
iShares Cybersecurity and Tech ETF |
06/11/19 |
31,830 |
28,310 |
21,463 |
iShares Exponential Technologies ETF |
03/19/15 |
207,826 |
150,153 |
119,971 |
iShares Future Cloud 5G and Tech ETF |
06/08/21 |
25,569 |
5,035 |
N/A |
iShares Genomics Immunology and Healthcare ETF |
06/11/19 |
35,599 |
35,632 |
25,516 |
iShares Global Equity Factor ETF |
04/28/15 |
76,235 |
62,492 |
57,837 |
iShares MSCI ACWI ETF |
03/26/08 |
1,467,282 |
1,197,984 |
951,229 |
iShares MSCI ACWI ex U.S. ETF |
03/26/08 |
912,466 |
741,360 |
731,233 |
iShares MSCI ACWI Low Carbon Target ETF |
12/08/14 |
182,788 |
123,744 |
118,411 |
iShares MSCI All Country Asia ex Japan ETF |
08/13/08 |
931,311 |
875,509 |
589,727 |
iShares MSCI China A ETF |
06/13/16 |
124,955 |
141,032 |
73,323 |
iShares Neuroscience and Healthcare ETF |
08/24/22 |
N/A |
N/A |
N/A |
iShares Robotics and Artificial Intelligence Multisector ETF |
06/26/18 |
116,461 |
68,357 |
40,380 |
iShares Self-Driving EV and Tech ETF |
04/16/19 |
57,631 |
46,582 |
37,361 |
iShares Virtual Work and Life Multisector ETF |
09/29/20 |
22,983 |
21,273 |
N/A |
Fund |
iShares Core MSCI EAFE ETF |
iShares Core MSCI International Developed Markets ETF |
iShares Core MSCI Total International Stock ETF |
iShares Cybersecurity and Tech ETF |
Gross income from securities lending activities |
$26,210,127 |
$1,473,766 |
$9,465,539 |
$986,588 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
4,519,385 |
244,803 |
1,593,067 |
150,191 |
Cash collateral management expenses not included in securities lending income paid to BTC |
281,109 |
18,972 |
127,438 |
22,544 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Core MSCI EAFE ETF |
iShares Core MSCI International Developed Markets ETF |
iShares Core MSCI Total International Stock ETF |
iShares Cybersecurity and Tech ETF |
Rebates (paid to borrowers) |
821,328 |
94,789 |
487,727 |
183,796 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$5,621,822 |
$358,564 |
$2,208,232 |
$356,531 |
Net income from securities lending activities |
$20,588,305 |
$1,115,202 |
$7,257,307 |
$630,057 |
Fund |
iShares Exponential Technologies ETF |
iShares Future Cloud 5G and Tech ETF |
iShares Genomics Immunology and Healthcare ETF |
iShares Global Equity Factor ETF |
Gross income from securities lending activities |
$832,313 |
$332 |
$461,660 |
$14,281 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
70,798 |
15 |
76,204 |
2,231 |
Cash collateral management expenses not included in securities lending income paid to BTC |
37,281 |
15 |
6,001 |
253 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
400,102 |
218 |
50,260 |
1,577 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares Exponential Technologies ETF |
iShares Future Cloud 5G and Tech ETF |
iShares Genomics Immunology and Healthcare ETF |
iShares Global Equity Factor ETF |
Aggregate fees/compensation for securities lending activities |
$508,181 |
$248 |
$132,465 |
$4,061 |
Net income from securities lending activities |
$324,132 |
$84 |
$329,195 |
$10,220 |
Fund |
iShares MSCI ACWI ETF |
iShares MSCI ACWI ex U.S. ETF |
iShares MSCI ACWI Low Carbon Target ETF |
iShares MSCI All Country Asia ex Japan ETF |
Gross income from securities lending activities |
$2,039,482 |
$547,439 |
$70,634 |
$1,956,512 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
251,812 |
83,145 |
7,411 |
320,094 |
Cash collateral management expenses not included in securities lending income paid to BTC |
66,441 |
12,209 |
2,877 |
31,910 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
574,087 |
69,547 |
26,399 |
145,979 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$892,340 |
$164,901 |
$36,687 |
$497,983 |
Net income from securities lending activities |
$1,147,142 |
$382,538 |
$33,947 |
$1,458,529 |
Fund |
iShares MSCI China A ETF |
iShares Neuroscience and Healthcare ETF1 |
iShares Robotics and Artificial Intelligence Multisector ETF |
iShares Self-Driving EV and Tech ETF |
Gross income from securities lending activities |
$0 |
$0 |
$540,567 |
$439,869 |
Fees and/or compensation for securities lending activities and related services |
|
|
|
|
Securities lending income paid to BTC for services as securities lending agent |
0 |
0 |
89,277 |
75,760 |
Cash collateral management expenses not included in securities lending income paid to BTC |
0 |
0 |
7,844 |
4,331 |
Administrative fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Rebates (paid to borrowers) |
0 |
0 |
36,687 |
14,643 |
Other fees not included in securities lending income paid to BTC |
0 |
0 |
0 |
0 |
Aggregate fees/compensation for securities lending activities |
$0 |
$0 |
$133,808 |
$94,734 |
Net income from securities lending activities |
$0 |
$0 |
$406,759 |
$345,135 |
Fund |
iShares Virtual Work and Life Multisector ETF |
Gross income from securities lending activities |
$2,524 |
Fees and/or compensation for securities lending activities and related services |
|
Fund |
iShares Virtual Work and Life Multisector ETF |
Securities lending income paid to BTC for services as securities lending agent |
209 |
Cash collateral management expenses not included in securities lending income paid to BTC |
124 |
Administrative fees not included in securities lending income paid to BTC |
0 |
Indemnification fees not included in securities lending income paid to BTC |
0 |
Rebates (paid to borrowers) |
1,187 |
Other fees not included in securities lending income paid to BTC |
0 |
Aggregate fees/compensation for securities lending activities |
$1,520 |
Net income from securities lending activities |
$1,004 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2020 |
iShares Core MSCI EAFE ETF |
10/18/12 |
$2,083,173 |
$1,363,580 |
$1,122,766 |
iShares Core MSCI International Developed Markets ETF |
03/21/17 |
200,600 |
157,334 |
179,718 |
iShares Core MSCI Total International Stock ETF |
10/18/12 |
1,514,575 |
1,669,860 |
1,506,993 |
iShares Cybersecurity and Tech ETF |
06/11/19 |
93,550 |
41,251 |
2,448 |
iShares Exponential Technologies ETF |
03/19/15 |
842,741 |
240,189 |
276,803 |
iShares Future Cloud 5G and Tech ETF |
06/08/21 |
1,418 |
465 |
N/A |
iShares Genomics Immunology and Healthcare ETF |
06/11/19 |
86,868 |
76,435 |
9,340 |
iShares Global Equity Factor ETF |
04/28/15 |
26,771 |
18,301 |
17,987 |
Fund |
Fund Inception Date |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2022 |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2021 |
Brokerage Commissions Paid During Fiscal Year Ended July 31, 2020 |
iShares MSCI ACWI ETF |
03/26/08 |
513,470 |
510,269 |
955,350 |
iShares MSCI ACWI ex U.S. ETF |
03/26/08 |
359,636 |
322,811 |
492,733 |
iShares MSCI ACWI Low Carbon Target ETF |
12/08/14 |
106,892 |
46,386 |
43,230 |
iShares MSCI All Country Asia ex Japan ETF |
08/13/08 |
891,608 |
1,209,139 |
805,284 |
iShares MSCI China A ETF |
06/13/16 |
612,060 |
339,684 |
286,750 |
iShares Neuroscience and Healthcare ETF |
08/24/22 |
N/A |
N/A |
N/A |
iShares Robotics and Artificial Intelligence Multisector ETF |
06/26/18 |
158,447 |
61,616 |
15,153 |
iShares Self-Driving EV and Tech ETF |
04/16/19 |
63,734 |
29,531 |
1,901 |
iShares Virtual Work and Life Multisector ETF |
09/29/20 |
1,140 |
722 |
N/A |
Fund |
Issuer |
Market Value of Investment |
iShares Core MSCI EAFE ETF |
UBS Group AG |
$299,946,147 |
|
Macquarie Group Ltd. |
242,510,565 |
|
Barclays PLC |
167,515,038 |
|
Credit Suisse Group AG |
79,867,344 |
|
Nomura Holdings Inc. |
57,188,029 |
|
Close Brothers Group PLC |
10,086,191 |
|
|
|
iShares Core MSCI International Developed Markets ETF |
UBS Group AG |
$22,364,117 |
|
Macquarie Group Ltd. |
18,181,573 |
|
Barclays PLC |
12,309,264 |
|
Credit Suisse Group AG |
5,940,377 |
|
Nomura Holdings Inc. |
3,806,736 |
|
|
|
iShares Core MSCI Total International Stock ETF |
HSBC Holdings PLC |
$134,114,919 |
|
Bank of Montreal |
68,260,591 |
|
UBS Group AG |
60,591,076 |
|
Macquarie Group Ltd. |
48,338,294 |
|
Barclays PLC |
34,175,118 |
|
Banco Bradesco SA |
23,463,739 |
|
Credit Suisse Group AG |
15,296,166 |
|
Nomura Holdings Inc. |
10,385,059 |
|
CITIC Securities Co. Ltd. |
8,721,365 |
|
|
|
iShares MSCI ACWI ETF |
JPMorgan Chase & Co. |
$101,155,262 |
|
Bank of America Corp. |
73,858,756 |
|
HSBC Holdings PLC |
38,707,715 |
|
Morgan Stanley |
34,574,718 |
|
Goldman Sachs Group Inc. (The) |
34,555,873 |
Fund |
Issuer |
Market Value of Investment |
|
Citigroup, Inc. |
29,624,209 |
|
UBS Group AG |
18,164,311 |
|
Macquarie Group Ltd. |
13,565,085 |
|
Banco Bradesco SA |
6,778,340 |
|
Societe Generale SA |
5,188,603 |
|
CITIC Securities Co. Ltd. |
4,645,067 |
|
Credit Suisse Group AG |
4,012,116 |
|
Nomura Holdings Inc. |
3,722,794 |
|
|
|
iShares MSCI ACWI ex U.S. ETF |
HSBC Holdings PLC |
$22,953,500 |
|
UBS Group AG |
10,419,652 |
|
Macquarie Group Ltd. |
8,111,586 |
|
Credit Suisse Group AG |
2,844,685 |
|
Nomura Holdings Inc. |
2,020,313 |
|
CITIC Securities Co. Ltd. |
1,491,175 |
|
Haitong Securities Co. Ltd. |
882,523 |
|
Banco Bradesco SA |
437,442 |
|
|
|
iShares MSCI ACWI Low Carbon Target ETF |
JPMorgan Chase & Co. |
$4,966,479 |
|
Bank of America Corp. |
3,416,839 |
|
HSBC Holdings PLC |
1,898,330 |
|
Goldman Sachs Group Inc. (The) |
1,818,976 |
|
Morgan Stanley |
1,714,325 |
|
Citigroup, Inc. |
1,666,820 |
|
UBS Group AG |
919,895 |
|
Macquarie Group Ltd. |
730,017 |
|
Barclays PLC |
571,497 |
|
Banco Bradesco SA |
398,020 |
|
Nomura Holdings Inc. |
283,874 |
|
Credit Suisse Group AG |
187,526 |
|
|
|
iShares MSCI All Country Asia ex Japan ETF |
CITIC Securities Co. Ltd. |
$3,674,573 |
|
|
|
iShares MSCI China A ETF |
CITIC Securities Co. Ltd. |
$3,258,333 |
|
Haitong Securities Co. Ltd. |
1,252,287 |
Fund |
Fiscal Year ended July 31, 2022 |
Fiscal Year ended July 31, 2021 |
iShares Core MSCI EAFE ETF |
4% |
2% |
iShares Core MSCI International Developed Markets ETF |
6% |
7% |
iShares Core MSCI Total International Stock ETF |
10% |
7% |
iShares Cybersecurity and Tech ETF |
44% |
38% |
iShares Exponential Technologies ETF |
69% |
23% |
iShares Future Cloud 5G and Tech ETF |
51% |
0%1,2 |
iShares Genomics Immunology and Healthcare ETF |
59% |
52% |
iShares Global Equity Factor ETF |
51% |
48% |
iShares MSCI ACWI ETF |
5% |
6% |
iShares MSCI ACWI ex U.S. ETF |
8% |
10% |
iShares MSCI ACWI Low Carbon Target ETF |
20% |
12% |
iShares MSCI All Country Asia ex Japan ETF |
20% |
31% |
iShares MSCI China A ETF |
64% |
38% |
iShares Neuroscience and Healthcare ETF |
N/A3 |
N/A |
iShares Robotics and Artificial Intelligence Multisector ETF |
58% |
42% |
iShares Self-Driving EV and Tech ETF |
41% |
24% |
iShares Virtual Work and Life Multisector ETF |
46% |
27%4,5 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Core MSCI EAFE ETF |
200,000 |
$11,653,432.00 |
iShares Core MSCI International Developed Markets ETF |
150,000 |
7,989,855.00 |
iShares Core MSCI Total International Stock ETF |
100,000 |
5,656,413.80 |
iShares Cybersecurity and Tech ETF |
50,000 |
1,852,839.65 |
iShares Exponential Technologies ETF |
50,000 |
2,472,600.95 |
iShares Future Cloud 5G and Tech ETF |
80,000 |
1,721,841.04 |
iShares Genomics Immunology and Healthcare ETF |
50,000 |
1,481,261.80 |
iShares Global Equity Factor ETF |
50,000 |
1,603,718.55 |
iShares MSCI ACWI ETF |
200,000 |
17,204,478.80 |
iShares MSCI ACWI ex U.S. ETF |
200,000 |
8,879,754.60 |
iShares MSCI ACWI Low Carbon Target ETF |
50,000 |
7,013,816.35 |
iShares MSCI All Country Asia ex Japan ETF |
200,000 |
13,485,655.20 |
iShares MSCI China A ETF |
50,000 |
1,689,650.25 |
iShares Neuroscience and Healthcare ETF |
50,000 |
1,205,825.75 |
iShares Robotics and Artificial Intelligence Multisector ETF |
200,000 |
5,483,970.60 |
iShares Self-Driving EV and Tech ETF |
100,000 |
3,850,208.10 |
Fund |
Shares Per Creation Unit |
Approximate Value Per Creation Unit (U.S.$) |
iShares Virtual Work and Life Multisector ETF |
200,000 |
2,796,109.80 |
Fund |
Standard Creation Transaction Fee |
Maximum Additional Charge for Creations* |
iShares Core MSCI EAFE ETF |
$15,000 |
7.0 % |
iShares Core MSCI International Developed Markets ETF |
17,500 |
7.0 % |
iShares Core MSCI Total International Stock ETF |
15,000 |
7.0 % |
iShares Cybersecurity and Tech ETF |
215 |
3.0 % |
iShares Exponential Technologies ETF |
1,600 |
3.0 % |
iShares Future Cloud 5G and Tech ETF |
950 |
3.0 % |
iShares Genomics Immunology and Healthcare ETF |
850 |
3.0 % |
iShares Global Equity Factor ETF |
7,000 |
7.0 % |
iShares MSCI ACWI ETF |
7,800 |
7.0 % |
iShares MSCI ACWI ex U.S. ETF |
11,700 |
7.0 % |
iShares MSCI ACWI Low Carbon Target ETF |
5,000 |
7.0 % |
iShares MSCI All Country Asia ex Japan ETF |
4,500 |
7.0 % |
iShares MSCI China A ETF |
7,150 |
7.0 % |
iShares Neuroscience and Healthcare ETF |
350 |
7.0 % |
iShares Robotics and Artificial Intelligence Multisector ETF |
2,850 |
3.0 % |
iShares Self-Driving EV and Tech ETF |
3,375 |
3.0 % |
iShares Virtual Work and Life Multisector ETF |
550 |
7.0 % |
Fund |
Standard Redemption Transaction Fee |
Maximum Additional Charge for Redemptions* |
iShares Core MSCI EAFE ETF |
$15,000 |
2.0 % |
iShares Core MSCI International Developed Markets ETF |
17,500 |
2.0 % |
iShares Core MSCI Total International Stock ETF |
15,000 |
2.0 % |
iShares Cybersecurity and Tech ETF |
215 |
2.0 % |
iShares Exponential Technologies ETF |
1,600 |
2.0 % |
iShares Future Cloud 5G and Tech ETF |
950 |
2.0 % |
iShares Genomics Immunology and Healthcare ETF |
850 |
2.0 % |
iShares Global Equity Factor ETF |
7,000 |
2.0 % |
iShares MSCI ACWI ETF |
7,800 |
2.0 % |
iShares MSCI ACWI ex U.S. ETF |
11,700 |
2.0 % |
iShares MSCI ACWI Low Carbon Target ETF |
5,000 |
2.0 % |
iShares MSCI All Country Asia ex Japan ETF |
4,500 |
2.0 % |
iShares MSCI China A ETF |
7,150 |
2.0 % |
iShares Neuroscience and Healthcare ETF |
350 |
7.0 % |
iShares Robotics and Artificial Intelligence Multisector ETF |
2,850 |
2.0 % |
iShares Self-Driving EV and Tech ETF |
3,375 |
2.0 % |
iShares Virtual Work and Life Multisector ETF |
550 |
2.0 % |
Fund |
Non-Expiring Capital Loss Carryforward |
iShares Core MSCI EAFE ETF |
$2,231,410,048 |
iShares Core MSCI International Developed Markets ETF |
187,985,406 |
iShares Core MSCI Total International Stock ETF |
1,210,608,492 |
iShares Cybersecurity and Tech ETF |
28,376,912 |
iShares Exponential Technologies ETF |
32,238,557 |
iShares Genomics Immunology and Healthcare ETF |
22,819,061 |
iShares Global Equity Factor ETF |
6,229,255 |
iShares MSCI ACWI ETF |
793,376,570 |
iShares MSCI ACWI ex U.S. ETF |
484,653,672 |
iShares MSCI ACWI Low Carbon Target ETF |
52,107,059 |
iShares MSCI All Country Asia ex Japan ETF |
894,256,066 |
iShares MSCI China A ETF |
98,953,389 |
iShares Neuroscience and Healthcare ETF |
N/A |
iShares Robotics and Artificial Intelligence Multisector ETF |
39,652,685 |
iShares Self-Driving EV and Tech ETF |
10,665,311 |
iShares Virtual Work and Life Multisector ETF |
674,237 |
Contents |
|
A-4 | |
A-4 | |
A-5 | |
A-5 | |
A-7 | |
A-8 | |
A-9 | |
A-9 | |
A-11 | |
A-12 | |
A-12 | |
A-13 | |
A-14 | |
A-14 | |
A-15 | |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting guidelines |
A-18 |
Boards and directors |
A-18 |
- Board Structure |
A-19 |
- Board composition and effectiveness |
A-21 |
- Board responsiveness and shareholder rights |
A-22 |
Board responsiveness and shareholder rights |
A-22 |
Auditors and audit-related issues |
A-23 |
Capital structure proposals |
A-24 |
Mergers, acquisitions, transactions, and other special situations |
A-24 |
Executive Compensation |
A-25 |
Material sustainability-related risks and opportunities |
A-28 |
General corporate governance matters |
A-30 |
Shareholder protections |
A-32 |
|
Public Company Executive14 |
# Outside Public Boards15 |
Total # of Public Boards |
Director A |
✓ |
1 |
2 |
Director B |
|
3 |
4 |
|
Combined Chair/CEO or CEO + Non-independent Chair |
Separate Independent Chair | |
|
Chair/CEO or Non- independent Chair |
Lead Independent Director |
Independent Chair |
Board Meetings |
Authority to call full meetings of the board of directors |
Attends full meetings of the board of directors Authority to call meetings of independent directors Briefs CEO on issues arising from executive sessions |
Authority to call full meetings of the board of directors |
Agenda |
Primary responsibility for shaping board agendas, consulting with the lead independent director |
Collaborates with chair/CEO to set board agenda and board information |
Primary responsibility for shaping board agendas, in conjunction with CEO |
Board Communications |
Communicates with all directors on key issues and concerns outside of full board meetings |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |
Facilitates discussion among independent directors on key issues and concerns outside of full board meetings, including contributing to the oversight of CEO and management succession planning |