UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On June 8, 2023, Mersana Therapeutics, Inc. (the “Company”) filed with the Secretary of State of the State of Delaware an amendment (the “Amendment”) to the Company’s Fifth Amended and Restated Certificate of Incorporation, as amended (the “Certificate of Incorporation”) to eliminate the supermajority voting requirement applicable to changes to Article IV thereof. The Amendment became effective on June 8, 2023 upon filing with the Secretary of State of Delaware.
Item 5.07 Submission of Matters to a Vote of Security Holders
On June 8, 2023, the Company held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”), at which a quorum was present. At the Annual Meeting, the stockholders of the Company voted on the following five proposals: (1) to elect three Class III directors to serve until the Company’s 2026 Annual Meeting of Stockholders and until their successors have been duly elected and qualified (“Proposal 1”), (2) to approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Company’s definitive proxy statement on Schedule 14A filed by the Company with the U.S. Securities and Exchange Commission on April 28, 2023 (“Proposal 2”), (3) to ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 (“Proposal 3”), (4) to approve an amendment to the Company’s Certificate of Incorporation to eliminate the supermajority voting requirement applicable to changes to Article IV thereof (“Proposal 4” or the “Capitalization Supermajority Elimination Amendment”), and (5) to approve an amendment to the Company’s Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation (“Proposal 5” or the “Officer Exculpation Amendment”). The final results of the voting on each proposal are set forth below.
Proposal 1 - Election of Directors
The Company’s stockholders elected the three persons listed below as Class III directors, each to serve until the Company’s 2026 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. The votes cast were as follows:
Nominees | For | Against | Abstain | Broker Non-Votes | ||||||||||||
Lawrence M. Alleva | 65,003,908 | 20,432,157 | 99,800 | 3,162,354 | ||||||||||||
David M. Mott | 59,595,766 | 25,841,939 | 98,160 | 3,162,354 | ||||||||||||
Anna Protopapas | 84,637,194 | 802,325 | 96,346 | 3,162,354 |
Proposal 2 – Advisory Vote on Executive Compensation
The Company’s stockholders approved Proposal 2. The votes cast were as follows:
For | Against | Abstain | Broker Non-Votes | ||||
65,694,662 | 19,740,414 | 100,789 | 3,162,354 |
Proposal 3 – Ratification of Selection of Independent Registered Public Accounting Firm
The Company’s stockholders approved Proposal 3. The votes cast were as follows:
For | Against | Abstain | |||
88,443,489 | 141,896 | 112,834 |
Proposal 4 – Capitalization Supermajority Elimination Amendment
The Company’s stockholders approved Proposal 4. The votes cast were as follows:
For | Against | Abstain | Broker Non-Votes | ||||
85,329,428 | 85,206 | 121,231 | 3,162,354 |
Proposal 5 – Officer Exculpation Amendment
The Company’s stockholders did not approve Proposal 5. The votes cast were as follows:
For | Against | Abstain | Broker Non-Votes | |||||||||||
68,905,230 | 16,218,366 | 412,269 | 3,162,354 |
Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
Exhibit No. | Description | |
3.1 | Fifth Amended and Restated Certificate of Incorporation, as amended, as of June 8, 2023. | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MERSANA THERAPEUTICS, INC. | ||
Date: June 9, 2023 | By: | /s/ Alejandra Carvajal |
Alejandra Carvajal | ||
Senior Vice President, Chief Legal Officer and Secretary |