|
|
|
(State or other jurisdiction of
incorporation or organization)
|
(Commission File Number)
|
(IRS Employer
Identification No.)
|
|
||
|
|
|
(Address of principal executive offices)
|
(Zip Code)
|
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)
|
|
|
|
|
|
Title of each class
|
|
Trading
Symbol(s)
|
|
Name of each exchange on which registered
|
|
|
|
|
|
1.
|
Election of directors:
|
For a three-year term
|
For
|
Withheld
|
Broker Non-Votes
|
||||
Joseph Melohn
|
6,037,361
|
95,862
|
759,141
|
||||
Robert J. Mitzman
|
5,365,115
|
768,108
|
759,141
|
||||
Kevin C. Waterhouse
|
5,003,736
|
1,129,487
|
759,141
|
2.
|
The approval of the ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year
ending December 31, 2023:
|
For
|
Against
|
Abstain
|
Broker Non-votes
|
||||
6,880,986
|
9,933
|
1,445
|
—
|
3.
|
The approval of an advisory vote on executive compensation (“Say-on-Pay”):
|
For
|
Against
|
Abstain
|
Broker Non-votes
|
||||
3,347,411
|
2,681,968
|
103,844
|
759,141
|
4.
|
The approval of an advisory vote on the frequency of future Say-on-Pay votes:
|
1 Year
|
2 Years
|
3 Years
|
Abstain
|
Broker Non-votes
|
|||||
5,766,109
|
32,062
|
231,647
|
103,405
|
759,141
|
ESQUIRE FINANCIAL HOLDINGS, INC.
|
||
|
||
Dated: May 25, 2023
|
By:
|
/s/ Andrew C. Sagliocca
|
Andrew C. Sagliocca
|
||
Vice Chairman, Chief Executive Officer and President
|