S-8 1 forms-8may2023.htm S-8 Document

As filed with the Securities and Exchange commission on May 19, 2023
Registration No.333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM S-8
______________________
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
______________________
State Street Corporation
(Exact name of registrant as specified in its charter)
_____________________
Massachusetts001-0751104-2456637
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification Number)
One Congress Street
BostonMassachusetts02114
(Address of principal executive offices, and Zip Code)
_____________________
Amended and Restated 2017 Stock Incentive Plan
(Full Title of the Plan)
_____________________
David C. Phelan
Executive Vice President, General Counsel
State Street Corporation
One Congress Street
Boston, Massachusetts 02114
(Name and Address of Agent for Service)
(617) 786-3000
(Telephone Number, Including Area Code, of Agent for Service)
________________
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer", "accelerated filer", "smaller reporting company", and "emerging growth company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer☒Accelerated filer ☐Non-accelerated filer  ☐Smaller reporting company ☐
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐






EXPLANATORY NOTE

This Registration Statement on Form S-8 is being filed by State Street Corporation, a Massachusetts corporation (the “Registrant”), relating to an aggregate of 14,000,000 shares of common stock, $1.00 par value per share (“Common Stock”), issuable under the Registrant’s 2017 Stock Incentive Plan, as amended and restated by the Amended and Restated 2017 Stock Incentive Plan (the “2017 Plan”) for the purpose of registering additional securities of the same class as other securities for which Registration Statements on Forms S-8 have previously been filed and are effective, consisting of (i) 6,775,000 shares that were approved for issuance by the Registrant’s shareholders and (ii) 7,225,000 shares returned to the 2017 Plan in accordance with the terms of such plan and eligible for future issuance. Accordingly, this Registration Statement incorporates by reference (1) the contents of the Registration Statement on Form S-8, File No. 333-233874, filed by the Registrant with the Securities and Exchange Commission (the “SEC”) on September 20, 2019 relating to the 2017 Plan; (2) the contents of the Registration Statement on Form S-8, File No. 333-218048, filed by the Registrant with the SEC on May 17, 2017 relating to the 2017 Plan; (3) the contents of the Post-Effective Amendment No. 1 to Form S-8 Registration Statement, File No. 333-135696, filed by the Registrant with the SEC on May 17, 2017 relating to the 2017 Plan; (4) the contents of the Post-Effective Amendment No. 1 to Form S-8 Registration Statement, File No. 333-160171, filed by the Registrant with the SEC on May 17, 2017 relating to the 2017 Plan; and (5) the contents of the Post-Effective Amendment No. 1 to Form S-8 Registration Statement, File No. 333-183656, filed by the Registrant with the SEC on May 17, 2017 relating to the 2017 Plan; in each case, except to the extent amended or superseded by the contents hereof.





Item 8.Exhibits.
The following exhibits are incorporated herein by reference:

Exhibit No.Exhibit Description







SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Boston, Commonwealth of Massachusetts, on this 19th day of May, 2023.
STATE STREET CORPORATION
By:/s/ Eric W. Aboaf
Name:Eric W. Aboaf,
Title:Vice Chairman and Chief Financial Officer
        
POWER OF ATTORNEY AND SIGNATURES
We, the undersigned officers and directors of State Street Corporation, hereby severally constitute and appoint Ronald P. O’Hanley, Eric W. Aboaf, Kimberly DeTrask, David C. Phelan and Jeremy Kream, and each of them singly, our true and lawful attorneys with full power to them, and each of them singly, to sign for us and in our names in the capacities indicated below, the registration statement on Form S-8 filed herewith and any and all subsequent amendments to said registration statement, and generally to do all such things in our names and on our behalf in our capacities as officers and directors to enable State Street Corporation to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said attorneys, or any of them, to said registration statement and any and all amendments thereto.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
SignatureTitleDate
/s/ Ronald P. O’HanleyChairman and Chief Executive Officer; Director (Principal Executive Officer)May 19, 2023
Ronald P. O’Hanley
/s/ Eric W. AboafVice Chairman and Chief Financial Officer (Principal Financial Officer)May 19, 2023
Eric W. Aboaf
/s/ Ian W. AppleyardExecutive Vice President, Global Controller and Chief Accounting Officer (Principal Accounting Officer)May 19, 2023
Ian W. Appleyard

    


SignatureTitleDate
/s/ Marie A. ChandohaDirectorMay 19, 2023
Marie A. Chandoha
/s/ Patrick de Saint-AignanDirectorMay 19, 2023
Patrick de Saint-Aignan
/s/ DonnaLee A. DeMaioDirectorMay 19, 2023
DonnaLee A. DeMaio
/s/ Amelia C. FawcettDirectorMay 19, 2023
Amelia C. Fawcett
/s/ William C. FredaDirectorMay 19, 2023
William C. Freda
/s/ Sara MathewDirectorMay 19, 2023
Sara Mathew
/s/ William L. MeaneyDirectorMay 19, 2023
William L. Meaney
/s/ Sean O’SullivanDirectorMay 19, 2023
Sean O’Sullivan
/s/ Julio A. PortalatinDirectorMay 19, 2023
Julio A. Portalatin
/s/ John B. RheaDirectorMay 19, 2023
John B. Rhea
/s/ Gregory L. SummeDirectorMay 19, 2023
Gregory L. Summe