The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAGENE INC | ADS | 005329107 | 1,947,878 | 1,343,364 | SH | DFND | 1,2,6 | 1,343,364 | 0 | 0 | ||
| BEAM THERAPEUTICS INC | COM | 07373V105 | 24,376,245 | 796,089 | SH | DFND | 1,2,7 | 796,089 | 0 | 0 | ||
| BIT MINING LIMITED | SPON ADR REP A | 055474100 | 862,050 | 350,427 | SH | DFND | 1,2 | 350,427 | 0 | 0 | ||
| BURNING ROCK BIOTECH LTD | SPONSORED ADS | 12233L107 | 596,060 | 212,121 | SH | DFND | 1,2,6 | 212,121 | 0 | 0 | ||
| DINGDONG CAYMAN LTD | ADS | 25445D101 | 43,004,901 | 11,141,166 | SH | DFND | 1,2,8 | 11,141,166 | 0 | 0 | ||
| ENDEAVOR GROUP HLDGS INC | CL A COM | 29260Y109 | 7,085,099 | 296,076 | SH | DFND | 1,2 | 296,076 | 0 | 0 | ||
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 20,713,065 | 2,721,822 | SH | DFND | 1,2 | 2,721,822 | 0 | 0 | ||
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 189,941,346 | 24,959,441 | SH | DFND | 1,2,5 | 24,959,441 | 0 | 0 | ||
| FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 46,399,787 | 894,885 | SH | DFND | 1,2,4 | 894,885 | 0 | 0 | ||
| FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 8,439,054 | 162,759 | SH | DFND | 1,2,6 | 162,759 | 0 | 0 | ||
| JIANPU TECHNOLOGY INC | ADS COMMON | 47738D309 | 98,583 | 64,015 | SH | DFND | 1,2 | 64,015 | 0 | 0 | ||
| JIANPU TECHNOLOGY INC | ADS COMMON | 47738D309 | 863,914 | 560,983 | SH | DFND | 1,2,4 | 560,983 | 0 | 0 | ||
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 218,222,415 | 11,467,284 | SH | DFND | 1,2 | 11,467,284 | 0 | 0 | ||
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 36,157,000 | 1,900,000 | SH | DFND | 1,2,9 | 1,900,000 | 0 | 0 | ||
| KE HLDGS INC | SPONSORED ADS | 482497104 | 52,211,499 | 2,771,311 | SH | DFND | 1,2,8 | 2,771,311 | 0 | 0 | ||
| KE HLDGS INC | SPONSORED ADS | 482497104 | 56,520,000 | 3,000,000 | SH | DFND | 1,2,9 | 3,000,000 | 0 | 0 | ||
| LYELL IMMUNOPHARMA INC | COM | 55083R104 | 7,188,553 | 3,045,997 | SH | DFND | 1,2,8 | 3,045,997 | 0 | 0 | ||
| NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 54,615,000 | 3,300,000 | SH | DFND | 1,2,3 | 3,300,000 | 0 | 0 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 120,871,509 | 1,592,510 | SH | DFND | 1,2,8 | 1,592,510 | 0 | 0 | ||
| ROIVANT SCIENCES LTD | SHS | G76279101 | 28,761,284 | 3,897,193 | SH | DFND | 1,2,7 | 3,897,193 | 0 | 0 | ||
| TUNIU CORP | SPONSORED ADS A | 89977P106 | 2,077,778 | 1,111,111 | SH | DFND | 1,2 | 1,111,111 | 0 | 0 | ||
| VACCITECH PLC | ADS | 91864C107 | 3,181,860 | 1,420,473 | SH | DFND | 1,2,6 | 1,420,473 | 0 | 0 | ||
| ZAI LAB LTD | ADR | 98887Q104 | 5,481,381 | 164,804 | SH | DFND | 1,2 | 164,804 | 0 | 0 | ||
| ZAI LAB LTD | ADR | 98887Q104 | 17,622,146 | 529,830 | SH | DFND | 1,2,4 | 529,830 | 0 | 0 | ||
| CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 1,317,406 | 192,322 | SH | DFND | 1,2 | 192,322 | 0 | 0 | ||
| CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 3,253,072 | 474,901 | SH | DFND | 1,2,5 | 474,901 | 0 | 0 | ||