The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Alphabet Inc. | CAP STK CL A | 02079K305 | 2,489,520 | 24,000 | SH | SOLE | 0 | 24,000 | 0 | 0 | ||
| Amarin Corporation PLC | COM | 023111206 | 3,170,745 | 2,113,830 | SH | DFND | 1 | 0 | 2,113,830 | 0 | ||
| Amazon.Com Inc. | COM | 023135106 | 6,197,400 | 60,000 | SH | SOLE | 0 | 60,000 | 0 | 0 | ||
| Amerant Bancorp Inc. | CL A | 023576101 | 2,502,400 | 115,000 | SH | DFND | 1 | 0 | 115,000 | 0 | ||
| Anterix Inc | COM | 03676C100 | 13,216,000 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | ||
| Avidbank Holdings, Inc. | COM | 05368J103 | 883,480 | 52,000 | SH | DFND | 1 | 0 | 52,000 | 0 | ||
| BCB Bancorp, Inc. | COM | 055298103 | 7,093,220 | 540,230 | SH | DFND | 1 | 0 | 540,230 | 0 | ||
| BKF Capital Group, Inc. | COM | 05548G201 | 712,465 | 29,380 | SH | DFND | 1 | 0 | 29,380 | 0 | ||
| Baker Hughes Company | COM | 05722G100 | 144,300 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | ||
| The Bancorp Bank | COM | 05969A105 | 5,773,305 | 207,300 | SH | DFND | 1 | 0 | 207,300 | 0 | ||
| Bank of San Francisco | COM | 064774102 | 2,402,876 | 102,687 | SH | DFND | 1 | 0 | 102,687 | 0 | ||
| Blue Foundry Bancorp | COM | 09549B104 | 952,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
| Brinker International, Inc. | COM | 109641100 | 10,267,600 | 270,200 | SH | DFND | 1 | 0 | 270,200 | 0 | ||
| British American Tobacco - ADR | SPONSORED ADR | 110448107 | 526,800 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | ||
| Catalyst Bancorp Inc | COM | 14888L101 | 64,665 | 5,623 | SH | DFND | 1 | 0 | 5,623 | 0 | ||
| Continental Resources Inc. | COM NEW | 212015101 | 742,700 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | ||
| Corebridge Financial Inc | COM | 21871X109 | 2,403,000 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | ||
| The Walt Disney Company | COM | 254687106 | 100,080 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | ||
| Dolby Laboratories Inc. | COM CL A | 25659T107 | 18,151,750 | 212,500 | SH | DFND | 1 | 0 | 212,500 | 0 | ||
| Dolby Laboratories Inc. | COM CL A | 25659T107 | 278,042 | 3,255 | SH | SOLE | 0 | 3,255 | 0 | 0 | ||
| EQRx, Inc. Warrant | *W EXP 12/17/202 | 26886C115 | 17,250 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
| ES Bancshares, Inc | COM | 296049109 | 2,599,823 | 658,183 | SH | DFND | 1 | 0 | 658,183 | 0 | ||
| FFBW Inc. | COM | 30260M103 | 2,154,122 | 184,113 | SH | DFND | 1 | 0 | 184,113 | 0 | ||
| Farmers & Merchants Bank | COM | 308243104 | 1,228,150 | 203 | SH | SOLE | 0 | 203 | 0 | 0 | ||
| Federal Life Group, Inc. | COM | 313533101 | 1,058 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | ||
| First Bank | COM | 31931U102 | 1,556,259 | 154,085 | SH | DFND | 1 | 0 | 154,085 | 0 | ||
| Standard Biotools Inc. | COM | 34385P108 | 1,896,870 | 972,754 | SH | DFND | 1 | 0 | 972,754 | 0 | ||
| Great Lakes Dredge & Dock | COM | 390607109 | 5,613,936 | 1,033,874 | SH | DFND | 1 | 0 | 1,033,874 | 0 | ||
| Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 17,164 | 721,942 | SH | SOLE | 0 | 721,942 | 0 | 0 | ||
| Gyrodyne, LLC | COM | 403829104 | 39,826 | 4,658 | SH | SOLE | 0 | 4,658 | 0 | 0 | ||
| Helmerich & Payne Inc. | COM | 423452101 | 3,575,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
| Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 369,454 | 190,440 | SH | SOLE | 0 | 190,440 | 0 | 0 | ||
| ICC Holdings, Inc. | COM | 44931Q104 | 872,361 | 56,281 | SH | DFND | 1 | 0 | 56,281 | 0 | ||
| Intel Corp. | COM | 458140100 | 3,823,207 | 117,025 | SH | SOLE | 0 | 117,025 | 0 | 0 | ||
| Ironwood Pharmaceuticals | COM | 46333X108 | 5,470,400 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | ||
| LICT Corp. | COM | 50187G104 | 2,086,800 | 111 | SH | DFND | 1 | 0 | 111 | 0 | ||
| Laboratory Corporation of America | COM | 50540R409 | 18,353,600 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | ||
| Madison Square Garden Sports | CL A | 55825T103 | 5,650,650 | 29,000 | SH | DFND | 1 | 0 | 29,000 | 0 | ||
| Madison Square Garden Sports | CL A | 55825T103 | 119,248 | 612 | SH | SOLE | 0 | 612 | 0 | 0 | ||
| Madison Square Garden Entertainment | CL A | 55826T102 | 8,860,500 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | ||
| Madison Square Garden Entertainment | CL A | 55826T102 | 36,151 | 612 | SH | SOLE | 0 | 612 | 0 | 0 | ||
| Meridian Corp. | COM | 58958P104 | 2,705,963 | 214,759 | SH | DFND | 1 | 0 | 214,759 | 0 | ||
| Mid-Southern Bancorp | COM | 59548Q107 | 1,925,350 | 169,485 | SH | DFND | 1 | 0 | 169,485 | 0 | ||
| Mistras Group | COM | 60649T107 | 10,037,729 | 1,480,491 | SH | DFND | 1 | 0 | 1,480,491 | 0 | ||
| Bunge Limited | COM | 616962105 | 33,432,000 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | ||
| NI Holdings Inc. | COM | 65342T106 | 7,150,000 | 550,000 | SH | DFND | 1 | 0 | 550,000 | 0 | ||
| Northeast Bancorp | COM | 663904209 | 7,679,024 | 228,135 | SH | DFND | 1 | 0 | 228,135 | 0 | ||
| One Liberty Properties, Inc. | COM | 682406103 | 4,402,560 | 192,000 | SH | DFND | 1 | 0 | 192,000 | 0 | ||
| Permian Basin Rlty Trust | UNIT BEN INT | 714236106 | 337,720 | 13,841 | SH | SOLE | 0 | 13,841 | 0 | 0 | ||
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 3,945,508 | 316,400 | SH | DFND | 1 | 0 | 316,400 | 0 | ||
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 138,180 | 11,081 | SH | SOLE | 0 | 11,081 | 0 | 0 | ||
| Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 1,240,258 | 94,388 | SH | SOLE | 0 | 94,388 | 0 | 0 | ||
| Popular, Inc. | COM NEW | 733174700 | 3,461,823 | 60,300 | SH | DFND | 1 | 0 | 60,300 | 0 | ||
| Positive Phyisicians Holdings Inc | COM | 73740G106 | 3,150 | 450 | SH | SOLE | 0 | 450 | 0 | 0 | ||
| S&W Seed Company | Common Stock | 785135104 | 25,212,687 | 17,448,226 | SH | DFND | 1 | 0 | 17,448,226 | 0 | ||
| William H. Sadlier, Inc. | Common Stock | 786327106 | 445,557 | 21,217 | SH | DFND | 1 | 0 | 21,217 | 0 | ||
| Salesforce, Inc. | COM | 79466L302 | 199,780 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | ||
| San Juan Basin Realty Trust Unit | UNIT BEN INT | 798241105 | 1,054,525 | 100,240 | SH | SOLE | 0 | 100,240 | 0 | 0 | ||
| Sarcos Technology and Robotics | Common Stock | 80359A106 | 559,549 | 1,178,742 | SH | DFND | 1 | 0 | 1,178,742 | 0 | ||
| Scholastic Corporation | Common Stock | 807066105 | 5,728,428 | 167,400 | SH | DFND | 1 | 0 | 167,400 | 0 | ||
| Sharecare Inc Warrants | *W EXP 07/01/202 | 81948W112 | 3,733 | 26,666 | SH | DFND | 1 | 0 | 26,666 | 0 | ||
| SIGA Technologies | COM | 826917106 | 2,637,525 | 458,700 | SH | DFND | 1 | 0 | 458,700 | 0 | ||
| Skyworks Solutions Inc. | COM | 83088M102 | 228,409 | 1,936 | SH | SOLE | 0 | 1,936 | 0 | 0 | ||
| SomaLogic, Inc. Warrant | *W EXP 03/01/202 | 83444K113 | 18,000 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | ||
| Tastemaker ACQ WNT | COM | 876545112 | 4,566 | 30,437 | SH | DFND | 1 | 0 | 30,437 | 0 | ||
| Tejon Ranch Co. | COM | 879080109 | 6,896,925 | 377,500 | SH | DFND | 1 | 0 | 377,500 | 0 | ||
| Texas Capital Bancshares, Inc. | COM | 88224Q107 | 8,568,000 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | ||
| Traditions Bancorp Inc | COM | 89269L102 | 2,536,160 | 144,100 | SH | DFND | 1 | 0 | 144,100 | 0 | ||
| Trinity Place Holdings Inc. | COM | 89656D101 | 4,431,656 | 9,232,617 | SH | DFND | 1 | 0 | 9,232,617 | 0 | ||
| Victory Capital Holdings, Inc. | COM CL A | 92645B103 | 637,501 | 21,780 | SH | SOLE | 0 | 21,780 | 0 | 0 | ||
| Wells Fargo & Co. | COM | 949746101 | 7,476,000 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | ||
| William Penn Bancorp | COM | 96927A105 | 4,879,842 | 430,701 | SH | DFND | 1 | 0 | 430,701 | 0 | ||
| Alkermes PLC | SHS | G01767105 | 10,165,314 | 360,600 | SH | DFND | 1 | 0 | 360,600 | 0 | ||
| CLVT PRFD 5.25 | 5.25% PFD CONV A | G21810208 | 3,080,250 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | ||
| Clarivate PLC | ORD SHS | G28110109 | 4,503,444 | 479,600 | SH | DFND | 1 | 0 | 479,600 | 0 | ||
| RenaissanceRe Holdings | COM | G7496G103 | 1,442,448 | 7,200 | SH | DFND | 1 | 0 | 7,200 | 0 | ||
| SiriusPoint Ltd | COM | G8192H106 | 4,209,885 | 517,821 | SH | DFND | 1 | 0 | 517,821 | 0 | ||
| Cellebrite DI Warrant | *W EXP 08/30/202 | M2197Q115 | 17,200 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | ||