The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AES CORP | UNIT 02/15/2024 | 00130H204 | 2,617,362 | 29,241 | SH | OTR | 1 | 27,049 | 2,192 | 0 | ||
| BECTON DICKINSON & CO | 6% DP CONV PFD B | 075887406 | 4,631,517 | 93,152 | SH | SOLE | 93,152 | 0 | 0 | |||
| BOSTON SCIENTIFIC CORP | 5.50% CNV PFD A | 101137206 | 521,924 | 4,312 | SH | SOLE | 4,312 | 0 | 0 | |||
| CLARIVATE PLC | 5.25% PFD CONV A | G21810208 | 2,709,470 | 65,972 | SH | SOLE | 65,972 | 0 | 0 | |||
| CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 5,107,793 | 257,190 | SH | OTR | 1 | 198,590 | 58,600 | 0 | ||
| FIRST HORIZON CORPORATION | COM | 320517105 | 2,003,930 | 112,707 | SH | OTR | 1 | 100,332 | 12,375 | 0 | ||
| FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | 3,175,274 | 61,216 | SH | OTR | 1 | 47,198 | 14,018 | 0 | ||
| HERBALIFE NUTRITION LTD | NOTE 2.625% 3/1 | 42703MAD5 | 950,143 | 1,000,000 | PRN | OTR | 1 | 766,000 | 234,000 | 0 | ||
| HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 13,754,914 | 126,030 | SH | OTR | 1 | 98,030 | 28,000 | 0 | ||
| COHERENT CORP | 6% CONV PFD A | 19247G206 | 7,458,774 | 42,624 | SH | SOLE | 42,624 | 0 | 0 | |||
| INDUS REALTY TRUST INC | COM | 45580R103 | 2,574,306 | 38,834 | SH | OTR | 1 | 29,928 | 8,906 | 0 | ||
| IROBOT CORP | COM | 462726100 | 5,018,600 | 115,000 | SH | OTR | 1 | 107,461 | 7,539 | 0 | ||
| KAMAN CORP | NOTE 3.250% 5/0 | 483548AF0 | 2,898,309 | 3,000,000 | PRN | OTR | 1 | 2,313,000 | 687,000 | 0 | ||
| KIMBALL INTL INC | CL B | 494274103 | 1,250,255 | 100,827 | SH | OTR | 1 | 77,792 | 23,035 | 0 | ||
| LIMESTONE BANCORP INC | COM | 53262L105 | 2,272,831 | 101,875 | SH | OTR | 1 | 85,698 | 16,177 | 0 | ||
| MAXAR TECHNOLOGIES INC | COM | 57778K105 | 3,094,236 | 60,600 | SH | OTR | 1 | 46,657 | 13,943 | 0 | ||
| OAK STR HEALTH INC | COM | 67181A107 | 14,746,827 | 381,252 | SH | OTR | 1 | 298,252 | 83,000 | 0 | ||
| PROVENTION BIO INC | COM | 74374N102 | 6,615,812 | 274,515 | SH | OTR | 1 | 211,892 | 62,623 | 0 | ||
| RADIUS GLOBAL INFRASTRCTRE I | COM CL A | 750481103 | 1,773,676 | 120,905 | SH | OTR | 1 | 93,222 | 27,683 | 0 | ||
| RBC BEARINGS INC | 5% CNV PFD SR A | 75524B203 | 526,422 | 4,671 | SH | SOLE | 4,671 | 0 | 0 | |||
| SABRE CORP | 6.50% CONV PFD A | 78573M203 | 5,459,791 | 87,078 | SH | SOLE | 87,078 | 0 | 0 | |||
| SALISBURY BANCORP INC | COM | 795226109 | 256,448 | 10,641 | SH | OTR | 1 | 8,226 | 2,415 | 0 | ||
| TRAVELCENTERS OF AMERICA INC | COM NEW | 89421B109 | 1,652,150 | 19,100 | SH | OTR | 1 | 14,743 | 4,357 | 0 | ||