Authorized Participants Record:
1 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,486,087.05000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 44,056,186.45000000 |
Authorized Participants Record:
9 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 139,942,877.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 75,769,764.95000000 |
Authorized Participants Record:
27 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,911,463,687.15000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 641,614,668.95000000 |
Authorized Participants Record:
7 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 3,199,344,329.65000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,932,932,189.75000000 |
Authorized Participants Record:
18 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 968,902,461.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 350,858,056.50000000 |
Authorized Participants Record:
22 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 980,863,676.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 12,777,055.75000000 |
Authorized Participants Record:
24 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,929,184.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 144,752,007.20000000 |
Authorized Participants Record:
1 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,189,461,771.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 71,362,140.60000000 |
Authorized Participants Record:
12 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 22,149,819.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,802,087,160.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 346,935,259.60000000 |
Authorized Participants Record:
20 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 237,403,495.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,978,630,958.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 33,413,166.60000000 |
Authorized Participants Record:
22 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 402,475,884.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 547,024,063.00000000 |
Authorized Participants Record:
2 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 87,619,547.75000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 15,983,607.75000000 |
Authorized Participants Record:
4 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 226,773,525.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 113,742,011.40000000 |
Authorized Participants Record:
35 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 61,232,515.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 41,798,126.20000000 |
Authorized Participants Record:
38 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 38,723,296.15000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 19,974,757.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 8,077,548.15000000 |
Authorized Participants Record:
13 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 20,027,934.95000000 |
Authorized Participants Record:
15 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,014,691.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 29,597,213.20000000 |
Authorized Participants Record:
19 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 4,082,596.75000000 |
Authorized Participants Record:
39 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 243,905,137.65000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 67,668,247.40000000 |
Authorized Participants Record:
2 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 10,405,902.85000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 67,628,167.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,571,862,945.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 568,576,296.45000000 |
Authorized Participants Record:
17 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,215,994.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,100,531,611.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 83,636,474.10000000 |
Authorized Participants Record:
22 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 659,793,689.65000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 150,377,375.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 154,714,293.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 466,400,798.70000000 |
Authorized Participants Record:
3 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,106,128,964.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 317,745,463.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 16,463,953.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 7,191,185,114.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,250,121,783.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,923,403,132.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,221,256,473.80000000 |
Authorized Participants Record:
31 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 972,618,754.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 49,080,375.60000000 |
Authorized Participants Record:
33 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,368,299,304.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,483,677,288.50000000 |
Authorized Participants Record:
35 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 18,964,740,521.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 6,909,224,698.60000000 |
Authorized Participants Record:
3 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 122,207,963.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 419,593,915.10000000 |
Authorized Participants Record:
5 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,939,297,889.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,840,870,777.90000000 |
Authorized Participants Record:
6 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 94,468,697.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 99,488,733.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 167,195,406.50000000 |
Authorized Participants Record:
19 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 11,386,957,242.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,792,941,100.50000000 |
Authorized Participants Record:
29 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 517,068,161.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 52,795,629.50000000 |
Authorized Participants Record:
31 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 610,452,897.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 521,371,583.70000000 |
Authorized Participants Record:
38 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 92,009,761.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,951,811.35000000 |
Authorized Participants Record:
10 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 668,971,626.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 465,064,307.60000000 |
Authorized Participants Record:
8 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,265,596,559.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 230,545,016.80000000 |
Authorized Participants Record:
12 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 554,955,831.50000000 |
Authorized Participants Record:
16 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 15,567,185,847.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 25,044,605,518.10000000 |
Authorized Participants Record:
19 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 21,289,445.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,638,590,815.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 4,977,377,684.10000000 |
Authorized Participants Record:
22 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,898,137,541.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 161,097,697.20000000 |
Authorized Participants Record:
25 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,525,758,935.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 182,705,937.90000000 |
Authorized Participants Record:
27 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 824,657,614.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 521,019,108.50000000 |
Authorized Participants Record:
30 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 35,468,128.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 7,458,014,368.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,023,437,262.30000000 |
Authorized Participants Record:
35 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 8,160,777,799.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 4,159,324,482.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 54,975,333.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 21,289,445.60000000 |
Authorized Participants Record:
40 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 113,931,835.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 136,640,588.05000000 |
Authorized Participants Record:
2 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 136,351,311.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 110,886,658.80000000 |
Authorized Participants Record:
12 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 47,498,407.35000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 205,722,224.25000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 53,784,053.10000000 |
Authorized Participants Record:
15 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,694,250.65000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,804,779.30000000 |
Authorized Participants Record:
26 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 145,446,420.35000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 134,681,270.50000000 |
Authorized Participants Record:
37 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 30,093,537.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 4,557,481.40000000 |
Authorized Participants Record:
2 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 75,329,067.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 44,457,184.00000000 |
Authorized Participants Record:
3 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 12,937,424.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,070,850.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 254,405,475.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 23,169,657.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 174,008,028.30000000 |
Authorized Participants Record:
35 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 78,019,430.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 133,275,379.50000000 |
Authorized Participants Record:
1 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,316,057,234.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 50,757,383.50000000 |
Authorized Participants Record:
4 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 49,062,469.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,168,739,608.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 231,056,983.20000000 |
Authorized Participants Record:
16 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 39,709,303.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 10,774,067,398.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 8,716,998,422.50000000 |
Authorized Participants Record:
40 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 4,233,827.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 20,125,459.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 689,030,259.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 599,777,852.00000000 |
Authorized Participants Record:
11 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 72,604,476.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 53,968,704.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 274,496,753.80000000 |
Authorized Participants Record:
36 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 21,495,862.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 11,581,514.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 23,846,659.50000000 |
Authorized Participants Record:
3 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 31,142,758.25000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 29,751,974.20000000 |
Authorized Participants Record:
32 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,134,442.15000000 |
Authorized Participants Record:
33 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,562,484,659.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 360,036,262.40000000 |
Authorized Participants Record:
7 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,097,715,854.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,208,047,096.80000000 |
Authorized Participants Record:
9 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 630,080,431.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 187,723,872.40000000 |
Authorized Participants Record:
13 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 22,959,279.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 11,484,329.80000000 |
Authorized Participants Record:
17 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 3,215,674,896.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,149,983,990.40000000 |
Authorized Participants Record:
18 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 76,780,290.05000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 30,575,271.40000000 |
Authorized Participants Record:
2 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 144,085,638.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 201,736,064.45000000 |
Authorized Participants Record:
4 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 3,146,563,194.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,369,916,811.65000000 |
Authorized Participants Record:
8 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 49,657,732.15000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 15,399,118.20000000 |
Authorized Participants Record:
9 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 50,350,020.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 757,948,481.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 39,969,105.25000000 |
Authorized Participants Record:
38 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 114,810,105.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,193,119.10000000 |
Authorized Participants Record:
2 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 197,093,573.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 30,425,163.10000000 |
Authorized Participants Record:
6 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 52,840,434.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 208,116,760.95000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 155,015,426.55000000 |
Authorized Participants Record:
38 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 6,655,328.05000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 57,875,618.25000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 24,456,797.55000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 6,926,347.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 53,231,874.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 7,170,011,805.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,881,374,157.00000000 |
Authorized Participants Record:
7 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,575,484,530.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 768,535,471.90000000 |
Authorized Participants Record:
14 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,006,966,917.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 86,361,507.90000000 |
Authorized Participants Record:
15 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 148,020,172.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 127,205,077.20000000 |
Authorized Participants Record:
20 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 21,368,806.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 442,801,377.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 146,612,474.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 650,622,185.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 436,289,348.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 96,765,057.70000000 |
Authorized Participants Record:
38 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 39,550,819.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 9,827,570.60000000 |
Authorized Participants Record:
12 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,610,733,356.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 541,918,469.90000000 |
Authorized Participants Record:
25 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 3,125,241,997.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 780,420,576.20000000 |
Authorized Participants Record:
26 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 603,037,179.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,051,730,945.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 151,782,037.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 27,728,499.30000000 |
Authorized Participants Record:
40 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 8,284,546.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 43,516,012.00000000 |
Authorized Participants Record:
6 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 15,478,113.55000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 22,815,538.35000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 42,483,714.90000000 |
Authorized Participants Record:
24 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,188,605.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 109,623,642.95000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 149,394,193.60000000 |
Authorized Participants Record:
33 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,381,511.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 64,392,943.75000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 96,095,393.90000000 |
Authorized Participants Record:
7 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 16,290,190.95000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 53,800,693.80000000 |
Authorized Participants Record:
25 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,176,287.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,313,830.15000000 |
Authorized Participants Record:
36 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 50,569,243.35000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 208,969,218.90000000 |
Authorized Participants Record:
38 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 408,751,790.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 9,665,722.80000000 |
Authorized Participants Record:
8 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 73,296,086.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 264,403,616.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 74,295,982.80000000 |
Authorized Participants Record:
36 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 100,747,819.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 94,384,004.70000000 |
Authorized Participants Record:
40 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,497,642.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,906,362,165.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,064,579,352.25000000 |
Authorized Participants Record:
18 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 106,672,817.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 50,198,336.70000000 |
Authorized Participants Record:
24 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 32,518,416.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 18,206,223.00000000 |
Authorized Participants Record:
25 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,249,632.10000000 |
Authorized Participants Record:
30 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 631,067,363.05000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 459,191,783.25000000 |
Authorized Participants Record:
31 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 177,294,872.25000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 660,722,883.35000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 710,774,395.60000000 |
Authorized Participants Record:
39 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 15,353,454.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 15,819,715.60000000 |
Authorized Participants Record:
1 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 72,472,827.65000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 33,697,974.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,535,387.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 81,123,604.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 16,008,211.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 3,055,750,441.95000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,161,675,195.05000000 |
Authorized Participants Record:
5 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,286,024,615.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,127,041,851.35000000 |
Authorized Participants Record:
8 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 75,195,617.35000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,298,593,213.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,172,212,502.45000000 |
Authorized Participants Record:
24 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 20,002,711.80000000 |
Authorized Participants Record:
37 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 27,180,813.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 31,427,264.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 18,476,277.70000000 |
Authorized Participants Record:
7 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 10,409,326.20000000 |
Authorized Participants Record:
8 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 7,786,447.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 62,686,392.95000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 16,637,979.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 71,030,416.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 53,316,023.40000000 |
Authorized Participants Record:
32 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 9,507,453,887.30000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,860,593,369.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 67,120,280.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 154,102,234.50000000 |
Authorized Participants Record:
20 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,701,346,286.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,347,825,029.30000000 |
Authorized Participants Record:
22 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 134,177,082.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 519,534,439.80000000 |
Authorized Participants Record:
23 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 9,357,220,049.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 4,429,062,286.90000000 |
Authorized Participants Record:
34 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 470,820,169.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 671,032,225.90000000 |
Authorized Participants Record:
36 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 636,525,484.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 145,652,042.40000000 |
Authorized Participants Record:
38 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 13,189,256.76000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 8,363,920,162.46000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 7,169,975,791.24000000 |
Authorized Participants Record:
5 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,973,594,731.32000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,387,976,484.53000000 |
Authorized Participants Record:
6 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 12,200,681,098.81000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 7,055,076,243.78000000 |
Authorized Participants Record:
21 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 291,525,268.41000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 266,163,509.42000000 |
Authorized Participants Record:
22 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,100,339.34000000 |
Authorized Participants Record:
31 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 11,029,310.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,282,943,040.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,393,362,435.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | BNP Paribas Prime Brokerage, Inc. |
b. SEC file number | 8-40490 |
c. CRD number | 000024962 |
d. LEI, if any | 7VHWWWW4UJS7NUM3PT30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 673,552,868.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 930,260,847.50000000 |
Authorized Participants Record:
9 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 119,068,114.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 60,172,550.90000000 |
Authorized Participants Record:
10 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 8-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,525,724,735.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,007,156,723.60000000 |
Authorized Participants Record:
18 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 12,209,577,442.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 15,006,133,609.30000000 |
Authorized Participants Record:
26 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 993,460,722.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,633,844,577.40000000 |
Authorized Participants Record:
28 |
a. Full Name | TD Prime Services LLC |
b. SEC file number | 8-000 |
c. CRD number | N/A |
d. LEI, if any | 549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 8,772,603,691.90000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 9,227,768,189.60000000 |
Authorized Participants Record:
35 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 543,174,915.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 961,378,931.70000000 |
Authorized Participants Record:
36 |
a. Full Name | ITAU BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | State Street Global Advisors Funds Distributors, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | J.P. Morgan Securities LLC/JPMC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 18,602,408,676.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 17,020,880,235.90000000 |