-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MyNgpUJB2tlhb6yzHzTGvw/hT+oX73Hm3Cx3MoceUJ9l4U07TmgYiXEeaapaXLFg d4OI/5LMUr+C/n5UvBoxHg== 0000902664-03-000328.txt : 20030214 0000902664-03-000328.hdr.sgml : 20030214 20030214135447 ACCESSION NUMBER: 0000902664-03-000328 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEXFORD CAPITAL LLC CENTRAL INDEX KEY: 0001048462 IRS NUMBER: 061442624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10398 FILM NUMBER: 03565871 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC DATE OF NAME CHANGE: 19971024 13F-HR 1 srz-wexford123102.txt WEXFORD CAPITAL 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 ------------------------ Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Wexford Capital LLC -------------------------------------------------- Address: 411 W. Putnam Avenue -------------------------------------------------- Suite 125 -------------------------------------------------- Greenwich, CT 06830 -------------------------------------------------- Form 13F File Number: 28- ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay L. Maymudes -------------------------------------------------- Title: Principal & Chief Financial Officer -------------------------------------------------- Phone: 203-862-7000 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jay L. Maymudes Greenwich, CT 2/12/03 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ---------------------- ---------------------------------- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------- Form 13F Information Table Entry Total: 92 ------------- Form 13F Information Table Value Total: $113,866 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name None 28- ---- ----------------- ----------------------------- [Repeat as necessary.]
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- - ------------------------------------------------------------------------------------------------------------------- ARCH COAL INC Common Stock 39380100 1,067 49,400 SH Sole 49,400 - ------------------------------------------------------------------------------------------------------------------- ACTIVE POWER INCCMN Common Stock 00504W100 116 65,000 SH Sole 65,000 - ------------------------------------------------------------------------------------------------------------------- ADAPTEC INCCMN Common Stock 00651F108 82 14,588 SH Sole 14,588 - ------------------------------------------------------------------------------------------------------------------- ALLSTATE CORPORATIONCOMMON STOCK Common Stock 20002101 259 7,000 SH Sole 7,000 - ------------------------------------------------------------------------------------------------------------------- AMR CORP (DEL)CMN Common Stock 1765106 1,797 272,200 SH Sole 272,200 - ------------------------------------------------------------------------------------------------------------------- ANADIGICS INC.COMMON STOCK Common Stock 32515108 53 20,500 SH Sole 20,500 - ------------------------------------------------------------------------------------------------------------------- APACHE CORP. Common Stock 37411105 460 8,074 SH Sole 8,074 - ------------------------------------------------------------------------------------------------------------------- AMERICAN POWER CONVERSION CORPCMN Common Stock 29066107 152 10,000 SH Sole 10,000 - ------------------------------------------------------------------------------------------------------------------- ADVANCED POWER TECHNOLOGY INCCMN Common Stock 00761E108 312 96,000 SH Sole 96,000 - ------------------------------------------------------------------------------------------------------------------- ALLIANT TECHSYSTEMS INCCMN Common Stock 18804104 324 5,200 SH Sole 5,200 - ------------------------------------------------------------------------------------------------------------------- AXT INCCMN Common Stock 00246W103 126 70,200 SH Sole 70,200 - ------------------------------------------------------------------------------------------------------------------- ALLEGHENY ENERGY, INC.CMN Common Stock 17361106 631 83,400 SH Sole 83,400 - ------------------------------------------------------------------------------------------------------------------- BEACON POWER CORPCMN Common Stock 73677106 5 22,500 SH Sole 22,500 - ------------------------------------------------------------------------------------------------------------------- BALL CORPORATIONCMN Common Stock 58498106 235 4,600 SH Sole 4,600 - ------------------------------------------------------------------------------------------------------------------- BURLINGTON RESOURCES INCCMN Common Stock 122014103 1,228 28,800 SH Sole 28,800 - ------------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORPCMN Common Stock 704549104 950 32,500 SH Sole 32,500 - ------------------------------------------------------------------------------------------------------------------- CONTINENTAL AIRLINES INCCLASS B Common Stock 210795308 1,866 257,400 SH Sole 257,400 - ------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP Common Stock 165167107 406 52,400 SH Sole 52,400 - ------------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION Common Stock 125896100 914 96,800 SH Sole 96,800 - ------------------------------------------------------------------------------------------------------------------- CENTERPOINT ENERGY INCCMN Common Stock 15189T107 431 50,700 SH Sole 50,700 - ------------------------------------------------------------------------------------------------------------------- CONSOL ENERGY INC. Common Stock 20854P109 2,445 141,500 SH Sole 141,500 - ------------------------------------------------------------------------------------------------------------------- COHERENT INC. Common Stock 192479103 200 10,000 SH Sole 10,000 - ------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC.CMN Common Stock 17275R102 155 11,796 SH Sole 11,796 - ------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES INC DELCMN Common Stock 247361108 2,046 169,100 SH Sole 169,100 - ------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION (NEW) Common Stock 25179M103 252 5,500 SH Sole 5,500 - ------------------------------------------------------------------------------------------------------------------- EDISON INTERNATIONALCMN Common Stock 281020107 7,091 598,400 SH Sole 598,400 - ------------------------------------------------------------------------------------------------------------------- EIX TRUST II Preferred Stock 26853P206 1,026 44,300 SH Sole 44,300 - ------------------------------------------------------------------------------------------------------------------- EMCORE CORPORATION Common Stock 290846104 55 25,000 SH Sole 25,000 - ------------------------------------------------------------------------------------------------------------------- ENDWAVE CORPCMN Common Stock 29264A206 30 31,300 SH Sole 31,300 - ------------------------------------------------------------------------------------------------------------------- EOG RESOURCES INCCMN Common Stock 26875P101 200 5,000 SH Sole 5,000 - ------------------------------------------------------------------------------------------------------------------- EL PASO CORPCMN Common Stock 28336L109 511 73,400 SH Sole 73,400 - ------------------------------------------------------------------------------------------------------------------- ENSCO INTERNATIONAL INC Common Stock 26874Q100 259 8,800 SH Sole 8,800 - ------------------------------------------------------------------------------------------------------------------- ISHARES MSCI SOUTH KOREAINDEX Equity Stock FUND Indices 464286772 385 21,000 SH Sole 21,000 - ------------------------------------------------------------------------------------------------------------------- FAIRCHILD SEMICON INTL CL-ACMN CLASS A Common Stock 303726103 2,892 270,000 SH Sole 270,000 - ------------------------------------------------------------------------------------------------------------------- FOUNDRY NETWORKS INCCMN Common Stock 35063R100 125 17,789 SH Sole 17,789 - ------------------------------------------------------------------------------------------------------------------- FLAG TELECOM HOLDINGS LIMITEDCMN Common Stock G3529X106 102 14,602 SH Sole 14,602 - ------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORP.CMN Common Stock 369550108 278 3,500 SH Sole 3,500 - ------------------------------------------------------------------------------------------------------------------- GENERAL MARITIME CORPCMN Common Stock Y2692M103 41,564 5,579,049 SH Sole 5,579,049 - ------------------------------------------------------------------------------------------------------------------- GREENPOINT FINL CORP Common Stock 395384100 343 7,600 SH Sole 7,600 - ------------------------------------------------------------------------------------------------------------------- GREY WOLF INC Common Stock 397888108 153 38,300 SH Sole 38,300 - ------------------------------------------------------------------------------------------------------------------- INTL RECTIFIER CORP. Common Stock 460254105 4,357 236,000 SH Sole 236,000 - ------------------------------------------------------------------------------------------------------------------- I2 TECHNOLOGIES, INC.CMN Common Stock 465754109 19 16,400 SH Sole 16,400 - ------------------------------------------------------------------------------------------------------------------- KB HOMECMN Common Stock 48666K109 300 7,000 SH Sole 7,000 - ------------------------------------------------------------------------------------------------------------------- KOREA FUND INCMUTUAL FUND Mutual Funds 500634100 191 13,800 SH Sole 13,800 - ------------------------------------------------------------------------------------------------------------------- LENNAR CORPCMN Common Stock 526057104 320 6,200 SH Sole 6,200 - ------------------------------------------------------------------------------------------------------------------- L-3 COMMUNICATIONS HLDGS INCCMN Common Stock 502424104 314 7,000 SH Sole 7,000 - ------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPCMN Common Stock 539830109 341 5,900 SH Sole 5,900 - ------------------------------------------------------------------------------------------------------------------- LOWES COMPANIES INC Common Stock 548661107 681 18,158 SH Sole 18,158 - ------------------------------------------------------------------------------------------------------------------- MAGNETEK INC Common Stock 559424106 111 25,000 SH Sole 25,000 - ------------------------------------------------------------------------------------------------------------------- MAXICARE HEALTH PLANS INCCMN Common Stock 577904501 1 105,000 SH Sole 105,000 - ------------------------------------------------------------------------------------------------------------------- MATSUSHITA ELEC INDL ADRADR CMN Common Stock 576879209 120 12,533 SH Sole 12,533 - ------------------------------------------------------------------------------------------------------------------- MASSEY ENERGY CORPCMN Common Stock 576206106 962 99,000 SH Sole 99,000 - ------------------------------------------------------------------------------------------------------------------- MANHATTAN SCIENTIFICS INCCMN Common Stock 563122100 3 43,000 SH Sole 43,000 - ------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS COMPANIES INCCMN Common Stock 718154107 259 6,400 SH Sole 6,400 - ------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATIONCMN Common Stock 594918104 207 4,000 SH Sole 4,000 - ------------------------------------------------------------------------------------------------------------------- MURPHY OIL CORP Common Stock 626717102 450 10,500 SH Sole 10,500 - ------------------------------------------------------------------------------------------------------------------- NOBLE ENERGY INCCMN Common Stock 655044105 248 6,600 SH Sole 6,600 - ------------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTDCMN Common Stock G6359F103 257 7,300 SH Sole 7,300 - ------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPCMN Common Stock 666807102 213 2,200 SH Sole 2,200 - ------------------------------------------------------------------------------------------------------------------- NORTHWEST AIRLINES CL-ACMN CLASS A Common Stock 667280101 1,179 160,600 SH Sole 160,600 - ------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY CORPCMN Common Stock 67481E106 288 14,400 SH Sole 14,400 - ------------------------------------------------------------------------------------------------------------------- OIL SERVICE HOLDRS TRUSTCMN Equity Stock Indices 678002106 4,630 80,800 SH Sole 80,800 - ------------------------------------------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA PETROBRSPONSORED ADR CMN Common Stock 71654V408 269 18,000 SH Sole 18,000 - ------------------------------------------------------------------------------------------------------------------- P G & E CORPORATIONCMN Common Stock 69331C108 4,825 347,100 SH Sole 347,100 - ------------------------------------------------------------------------------------------------------------------- PRIDE INTERNATIONAL INCCMN Common Stock 74153Q102 150 10,100 SH Sole 10,100 - ------------------------------------------------------------------------------------------------------------------- PUBLIC-SVC ENTERPRISE GROUPHOLDING CO Common Stock 744573106 803 25,000 SH Sole 25,000 - ------------------------------------------------------------------------------------------------------------------- PHARMACIA CORPORATIONCMN Common Stock 71713U102 259 6,200 SH Sole 6,200 - ------------------------------------------------------------------------------------------------------------------- POGO PRODUCING CO Common Stock 730448107 310 8,317 SH Sole 8,317 - ------------------------------------------------------------------------------------------------------------------- PROTON ENERGY SYS INCCMN Common Stock 74371K101 46 15,300 SH Sole 15,300 - ------------------------------------------------------------------------------------------------------------------- PATTERSON-UTI ENERGY INCORD CMN Common Stock 703481101 250 8,300 SH Sole 8,300 - ------------------------------------------------------------------------------------------------------------------- PENN VA RESOURCES PARTNERS LPCMN Common Stock 707884102 289 14,000 SH Sole 14,000 - ------------------------------------------------------------------------------------------------------------------- POWERWAVE TECHNOLOGIES INC Common Stock 739363109 146 27,000 SH Sole 27,000 - ------------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COCMN Common Stock 723787107 258 10,200 SH Sole 10,200 - ------------------------------------------------------------------------------------------------------------------- REMEC INC Common Stock 759543101 116 30,000 SH Sole 30,000 - ------------------------------------------------------------------------------------------------------------------- SEABULK INTL INCCMN Common Stock 81169P101 13,448 2,431,801 SH Sole 2,431,801 - ------------------------------------------------------------------------------------------------------------------- SIRENZA MICRODEVICES INCCMN Common Stock 82966T106 64 35,800 SH Sole 35,800 - ------------------------------------------------------------------------------------------------------------------- IXYS CORPCMN Common Stock 46600W106 708 100,284 SH Sole 100,284 - ------------------------------------------------------------------------------------------------------------------- TECO ENERGY INC. Common Stock 872375100 996 64,400 SH Sole 64,400 - ------------------------------------------------------------------------------------------------------------------- TRIQUINT SEMICONDUCTOR INCCMN Common Stock 89674K103 101 23,800 SH Sole 23,800 - ------------------------------------------------------------------------------------------------------------------- TXU CORPCMN Common Stock 873168108 1,074 57,500 SH Sole 57,500 - ------------------------------------------------------------------------------------------------------------------- UNITED DEFENSE INDS INCCMN Common Stock 91018B104 217 9,300 SH Sole 9,300 - ------------------------------------------------------------------------------------------------------------------- VEECO INSTRUMENTS INC Common Stock 922417100 116 10,000 SH Sole 10,000 - ------------------------------------------------------------------------------------------------------------------- VIRYANET LTDCMN Common Stock M97540112 75 94,719 SH Sole 94,719 - ------------------------------------------------------------------------------------------------------------------- VITESSE SEMICONDUCTOR CORPCMN Common Stock 928497106 219 100,000 SH Sole 100,000 - ------------------------------------------------------------------------------------------------------------------- WESTERN DIGITAL CORPCMN Common Stock 958102105 97 15,200 SH Sole 15,200 - ------------------------------------------------------------------------------------------------------------------- WASHINGTON MUTUAL, INC.CMN Common Stock 939322103 418 12,100 SH Sole 12,100 - ------------------------------------------------------------------------------------------------------------------- WILLIAMS COMPANIES INC. (THE)CMN Common Stock 969457100 270 100,000 SH Sole 100,000 - ------------------------------------------------------------------------------------------------------------------- WAL MART STORES INCCMN Common Stock 931142103 359 7,100 SH Sole 7,100 - ------------------------------------------------------------------------------------------------------------------- UNITED STATES STEEL CORPCMN Common Stock 912909108 131 10,000 SH Sole 10,000 - ------------------------------------------------------------------------------------------------------------------- AMEX MATERIALS SELECT'SPDR' FUND Equity Stock Indices 81369Y100 357 18,000 SH Sole 18,000 - ------------------------------------------------------------------------------------------------------------------- XEROX CORPORATIONCMN Common Stock 984121103 169 21,000 SH Sole 21,000 - ------------------------------------------------------------------------------------------------------------------- XTO ENERGY CORPCMN Common Stock 98385X106 353 14,300 SH Sole 14,300 - ------------------------------------------------------------------------------------------------------------------- 92 Records 113,866
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