-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2CK7pKI6+sagmpg0w7RFDFqHy4bE/gP0YjtpzEsAfgEsKH6ff08+vT1qxmVmtCJ Ue3xrkMh+mucfzKJFGa0LA== 0001048462-04-000026.txt : 20040514 0001048462-04-000026.hdr.sgml : 20040514 20040514144639 ACCESSION NUMBER: 0001048462-04-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040514 EFFECTIVENESS DATE: 20040514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEXFORD CAPITAL LLC CENTRAL INDEX KEY: 0001048462 IRS NUMBER: 061442624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10398 FILM NUMBER: 04806702 BUSINESS ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627000 MAIL ADDRESS: STREET 1: 411 W PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: WEXFORD MANAGEMENT LLC DATE OF NAME CHANGE: 19971024 13F-HR 1 wexq104.txt 13F-HR 1ST Q 2004 The United States Securities and Exchange Commission "Washington, D.C. 20549" Form 13F Information Required of Institutional Investment Managers Pursuant to Section 13 (f) Securities Exchange Act of 1934 and Rules Thereunder. Report for the Calander Year or Quarter "Ended March 31, 2004." Name of Institutional Investment Manager: "Wexford Capital LLC" Business Address: "411 W. Putnam Avenue, Suite 125" "Greenwich, CT 06830" "Jay L. Maymudes 203-862-7000" PRINCIPAL & Chief Financial Officer The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represents hereby "that all information contained thereon is true," correct and complete. It is understood that all "required items, statements and schedules are" considered intergral parts of this Form and that the submission by any amendment represents "that all unamended items, statements and" "schedules remain true, correct and complete" as previously submitted. Pursuant to the "requirements of Securities Act of 1934, the" undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Greenwich and State of Connecticut on the 14th day of May 2004. "Wexford Capital LLC" "Jay L. Maymudes," Principal & Chief Financial Officer Report Summary Number of Other Included Managers: None Form 13F Information Table Entry Total: 212 "Form 13F Information Table Value Total: $226,665 FORM 13F INFORMATION TABLE SH/ VALUE SHARES/ CALL INVEST OTHER NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PUT DSCRET MGRS SOLE SHARE NONE 3M Co COM STK 88579Y101 205 2,500 SH NONE NONE 205 Accenture Ltd COM STK G1150G111 511 20,620 SH NONE NONE 511 ACTIVE POWER INC. COM STK 00504W100 78 24,221 SH NONE NONE 78 Activision Inc COM STK 004930202 180 11,400 SH NONE NONE 180 Adelphia 5.5% Preferred Class D PFD STK 006848402 6,855 274,219 SH NONE NONE 6,855 ADELPHIA COMM 13% B Pfd PFD STK 006848303 5,638 451,000 SH NONE NONE 5,638 Adobe Systems Inc COM STK 00724F101 444 11,300 SH NONE NONE 444 ADV POWER TECH COM STK 00761E108 422 46,000 SH NONE NONE 422 AES COM STK 00130H105 527 61,768 SH NONE NONE 527 AFLAC COM STK 001055102 586 14,600 SH NONE NONE 586 AirGate PCS Inc COM STK 009367301 572 32,860 SH NONE NONE 572 Alcan Inc COM STK 013716105 3,753 83,784 SH NONE NONE 3,753 Alcoa Inc COM STK 013817101 464 13,377 SH NONE NONE 464 ALLIANCE RSC COM STK 01877R108 988 24,700 SH NONE NONE 988 Allstate Corp/The COM STK 020002101 414 9,100 SH NONE NONE 414 Aluminm Cp of Ch ADR COM STK 022276109 2,350 28,500 SH NONE NONE 2,350 AMER HEALTHWAYS COM STK 02649V104 218 8,941 SH NONE NONE 218 American Electric Power Co Inc COM STK 025537101 240 7,280 SH NONE NONE 240 Amgen Inc COM STK 031162100 231 3,965 SH NONE NONE 231 Apache Corp COM STK 037411105 712 16,500 SH NONE NONE 712 Archer-Daniels-Midland Co COM STK 039483102 236 14,000 SH NONE NONE 236 Aspect Communications Corp COM STK 04523Q102 169 10,800 SH NONE NONE 169 Aspen Technology Inc COM STK 045327103 835 102,200 SH NONE NONE 835 AU Optronics Corp (ADR) COM STK 002255107 209 10,000 SH NONE NONE 209 Automatic Data Processing COM STK 053015103 521 12,400 SH NONE NONE 521 Ball Corp COM STK 058498106 596 8,800 SH NONE NONE 596 Banco Latinoamericno COM STK P16994132 244 13,400 SH NONE NONE 244 Bank of America Corp COM STK 060505104 445 5,500 SH NONE NONE 445 Beacon Power Corp COM STK 073677106 18 22,500 SH NONE NONE 18 BearingPoint Inc. COM STK 074002106 294 27,460 SH NONE NONE 294 Becton Dickinson & Co COM STK 075887109 509 10,500 SH NONE NONE 509 Berkshire Hathaway CL A COM STK 084670108 653 7 SH NONE NONE 653 BHP Billiton Ltd COM STK 088606108 3,393 180,682 SH NONE NONE 3,393 Biogen Idec Inc COM STK 09062X103 754 13,563 SH NONE NONE 754 Bluegreen Corp COM STK 096231105 184 14,200 SH NONE NONE 184 Broadcom Corp COM STK 111320107 492 12,600 SH NONE NONE 492 Bunge Limited COM STK G16962105 708 17,600 SH NONE NONE 708 Burlington Resources Inc COM STK 122014103 738 11,600 SH NONE NONE 738 Canadian Natural Resources COM STK 136385101 234 4,200 SH NONE NONE 234 Caremark Rx Inc COM STK 141705103 573 17,235 SH NONE NONE 573 Catalina Restaurant Group Inc. PFD STK 148990419 3,532 3,530 SH NONE NONE 3,532 Caterpillar Inc COM STK 149123101 277 3,500 SH NONE NONE 277 C-COR.net Corp COM STK 125010108 140 10,000 SH NONE NONE 140 Celgene Corp COM STK 151020104 514 10,783 SH NONE NONE 514 Century Aluminum Co COM STK 156431108 1,412 50,000 SH NONE NONE 1,412 Cepheid Inc COM STK 15670R107 98 10,483 SH NONE NONE 98 Ceres Group COM STK 156772105 193 27,300 SH NONE NONE 193 Cerner Corp COM STK 156782104 532 11,792 SH NONE NONE 532 Chesapeake Energy Corp COM STK 165167107 494 36,833 SH NONE NONE 494 CHOICE ONE COMMS COM STK 17038P104 56 104,000 SH NONE NONE 56 Church & Dwight Inc COM STK 171340102 559 12,900 SH NONE NONE 559 CIBER INC. COM STK 17163B102 415 37,741 SH NONE NONE 415 Comdisco Holding Co. Inc. COM STK 200334118 23 50,000 SH NONE NONE 23 Conagra Foods Inc COM STK 205887102 515 19,100 SH NONE NONE 515 Conocophillips COM STK 20825C104 1,005 14,401 SH NONE NONE 1,005 Cooper Cos Inc COM STK 216648402 637 11,800 SH NONE NONE 637 COSTCO COMPANIES INC COM STK 22160K105 504 13,400 SH NONE NONE 504 Covansys COM STK 22281W103 162 13,900 SH NONE NONE 162 Cytyc Corp COM STK 232946103 656 29,492 SH NONE NONE 656 Dana Corp COM STK 235811106 424 21,349 SH NONE NONE 424 DaVita Inc COM STK 23918K108 554 11,605 SH NONE NONE 554 Deere & Co COM STK 244199105 444 6,400 SH NONE NONE 444 Diagnostic Products Corp COM STK 252450101 396 9,147 SH NONE NONE 396 DISTRIBUTED ENERGY SYSTEMS COM STK 25475V104 100 30,083 SH NONE NONE 100 DOR BIOPHARMA, INC. COM STK 258094101 11 12,945 SH NONE NONE 11 Dover Corp COM STK 260003108 252 6,500 SH NONE NONE 252 DPL Inc COM STK 233293109 390 20,806 SH NONE NONE 390 DR Horton Inc COM STK 23331A109 223 6,300 SH NONE NONE 223 Dynegy Inc COM STK 26816Q101 486 122,625 SH NONE NONE 486 Eaton Corp COM STK 278058102 764 13,600 SH NONE NONE 764 Edge Petroleum Corp./Delaware COM STK 279862106 216 14,800 SH NONE NONE 216 Edison International COM STK 281020107 257 10,600 SH NONE NONE 257 EDWARDS LIFE COM STK 28176E108 403 12,600 SH NONE NONE 403 EL Paso Corp COM STK 28336L109 85 12,000 SH NONE NONE 85 ELAN CORP PLC COM STK 284131208 311 15,100 SH NONE NONE 311 Emerson Electric Co COM STK 291011104 240 4,000 SH NONE NONE 240 Encysive Pharmaceuticals Inc COM STK 29256X107 116 11,243 SH NONE NONE 116 Energizer Holdings Inc COM STK 29266R108 565 12,100 SH NONE NONE 565 EOG Resources Inc COM STK 26875P101 275 6,000 SH NONE NONE 275 Evergreen Resources Inc COM STK 299900308 321 9,355 SH NONE NONE 321 EXPRESS SCRIPTS A COM STK 302182100 216 2,900 SH NONE NONE 216 Exxon Mobil Corp COM STK 30231G102 803 19,300 SH NONE NONE 803 Fisher Sci Intl COM STK 338032204 545 9,900 SH NONE NONE 545 Fording Canadian Coal Trust COM STK 345425102 484 12,000 SH NONE NONE 484 Freeport-McMoRan Copper & Gold Inc COM STK 35671D857 2,510 64,214 SH NONE NONE 2,510 Fremont General Group COM STK 357288109 315 10,300 SH NONE NONE 315 FuelCell Energy Inc COM STK 35952H106 257 18,972 SH NONE NONE 257 Garmin Ltd COM STK G37260109 278 6,501 SH NONE NONE 278 GENERAL MARITIME CORP COM STK Y2692M103 86,3413,433,049 SH NONE NONE 86,341 General Motors Corp COM STK 370442105 246 5,233 SH NONE NONE 246 Genzyme Corp-Genl Division COM STK 372917104 327 6,993 SH NONE NONE 327 Geokinetics, Inc. COM STK 372910208 2,0045,317,804 SH NONE NONE 2,004 Gerdau SA ADR COM STK 373737105 224 9,600 SH NONE NONE 224 Gevity HR COM STK 374393106 245 8,400 SH NONE NONE 245 Gulfport Energy Corp COM STK 402635304 5,3881,795,860 SH NONE NONE 5,388 Harman International Industries Inc COM STK 413086109 367 4,614 SH NONE NONE 367 HECLA MINING CO COM STK 422704106 257 30,595 SH NONE NONE 257 Helen Of Troy Ltd COM STK G4388N106 226 7,300 SH NONE NONE 226 Henry Schein Inc COM STK 806407102 513 7,200 SH NONE NONE 513 Hewlett-Packard Co COM STK 428236103 512 22,400 SH NONE NONE 512 HOMESTORE.COM COM STK 437852106 529 125,000 SH NONE NONE 529 HYDROGENICS CP COM STK 448882100 123 23,180 SH NONE NONE 123 Illinois Tool Works Inc COM STK 452308109 238 3,000 SH NONE NONE 238 Inco Ltd COM STK 453258402 4,780 138,019 SH NONE NONE 4,780 INFOSPACE.COM INC COM STK 45678T201 307 7,900 SH NONE NONE 307 Ingersoll-Rand Co COM STK G4776G101 704 10,400 SH NONE NONE 704 Innovative Sol & Sup COM STK 45769N105 144 10,400 SH NONE NONE 144 International Business Machines Corp COM STK 459200101 256 2,783 SH NONE NONE 256 International Rectifier Corp COM STK 460254105 731 15,900 SH NONE NONE 731 Invitrogen Corp COM STK 46185R100 264 3,687 SH NONE NONE 264 ISHARES MSCI MALAYSIA INDEX 464286830 510 70,000 SH NONE NONE 510 ISHARES MSCI SINGAPORE INDEX 464286673 198 31,000 SH NONE NONE 198 ISHARES MSCI SOUTH KOREA INDEX 464286772 736 26,100 SH NONE NONE 736 iShares MSCI-Brazil INDEX 464286400 756 45,000 SH NONE NONE 756 iShares MSCI-Japan INDEX 464286848 2,870 264,000 SH NONE NONE 2,870 ITC Deltacom Inc COM STK 45031T401 132 20,000 SH NONE NONE 132 ITT Industries Inc COM STK 450911102 343 4,500 SH NONE NONE 343 JP Morgan Chase & Co COM STK 46625H100 740 17,629 SH NONE NONE 740 KCS Energy Inc COM STK 482434206 186 17,400 SH NONE NONE 186 Koninklijke Philips Electronics NV COM STK 500472303 325 11,224 SH NONE NONE 325 Laboratory Corp Of America Holdings COM STK 50540R409 266 6,780 SH NONE NONE 266 Landry's Restaurants Inc COM STK 51508L103 441 14,800 SH NONE NONE 441 LCA Vision COM STK 501803308 203 8,600 SH NONE NONE 203 Louisiana-Pacific Corp COM STK 546347105 222 8,600 SH NONE NONE 222 Magnum Hunter Rsc COM STK 55972F203 171 16,900 SH NONE NONE 171 MANHATTAN SCIENT COM STK 563122100 3 43,000 SH NONE NONE 3 Manning Greg Auction COM STK 563823103 276 19,400 SH NONE NONE 276 Manpower Inc COM STK 56418H100 502 10,800 SH NONE NONE 502 Mattson Technology Inc COM STK 577223100 128 10,700 SH NONE NONE 128 MAXICARE HEALTH PLANS INC COM STK 577904501 24 105,000 SH NONE NONE 24 MCI - When Issued COM STK 552691107 1,127 54,200 SH NONE NONE 1,127 Medarex Inc COM STK 583916101 110 12,238 SH NONE NONE 110 Men's Wearhouse Inc COM STK 587118100 497 18,700 SH NONE NONE 497 Micron Technology Inc COM STK 595112103 607 36,300 SH NONE NONE 607 Middleby COM STK 596278101 283 6,200 SH NONE NONE 283 Midway Games Inc COM STK 598148104 83 11,400 SH NONE NONE 83 Mylan Laboratories COM STK 628530107 312 13,725 SH NONE NONE 312 NAM TAI Electronics, Inc. COM STK 629865205 457 17,994 SH NONE NONE 457 Netease.com ADR COM STK 64110W102 1,295 26,000 SH NONE NONE 1,295 Newfield Exploration Co COM STK 651290108 470 9,808 SH NONE NONE 470 Noble Energy Inc COM STK 655044105 320 6,803 SH NONE NONE 320 Noranda Inc COM STK 655422103 530 29,500 SH NONE NONE 530 NTL Inc - Do Not Sell COM STK 62940M104 1,062 44,250 SH NONE NONE 1,062 NUEVO ENERGY CO COM STK 670509108 432 13,256 SH NONE NONE 432 Nuvonyx Inc. PFD STK 670998251 3,592 568,341 SH NONE NONE 3,592 Omega Healthcare Inv COM STK 681936100 174 16,000 SH NONE NONE 174 Omnicare Inc COM STK 681904108 1,107 24,981 SH NONE NONE 1,107 ONEOK COM STK 682680103 258 11,451 SH NONE NONE 258 OPEN TEXT CORP COM STK 683715106 474 15,900 SH NONE NONE 474 OraSure Technologies Inc. COM STK 68554V108 221 21,245 SH NONE NONE 221 ORBITAL SCIENCES COM STK 685564106 188 15,000 SH NONE NONE 188 Pacific Sunwear Of California COM STK 694873100 571 23,100 SH NONE NONE 571 Pacificare Health Systems COM STK 695112102 499 12,627 SH NONE NONE 499 Park Place Entertainment Corp COM STK 127687101 352 27,000 SH NONE NONE 352 Parker Hannifin Corp COM STK 701094104 226 4,000 SH NONE NONE 226 PATINA COM STK 703224105 515 19,600 SH NONE NONE 515 Peabody Energy Corp COM STK 704549104 5,209 112,000 SH NONE NONE 5,209 Pediatrix Medical Group Inc COM STK 705324101 338 5,370 SH NONE NONE 338 Penn Virginia Resource Part. COM STK 707884102 289 8,200 SH NONE NONE 289 Pepsi Bottling Group Inc COM STK 713409100 595 20,000 SH NONE NONE 595 Phelps Dodge Corp COM STK 717265102 4,108 50,306 SH NONE NONE 4,108 PHILIPPING LG DIST COM STK 718252604 195 11,400 SH NONE NONE 195 Pioneer Natural Resources Co COM STK 723787107 611 18,912 SH NONE NONE 611 PLUG POWER COM STK 72919P103 308 39,899 SH NONE NONE 308 Pogo Producing Co COM STK 730448107 482 10,500 SH NONE NONE 482 Polycom Inc COM STK 73172K104 577 27,200 SH NONE NONE 577 Procter & Gamble Co COM STK 742718109 503 4,800 SH NONE NONE 503 Providian Financial Corp COM STK 74406A102 173 13,200 SH NONE NONE 173 PSS WORLD MED COM STK 69366A100 171 15,300 SH NONE NONE 171 Pulte Homes Inc COM STK 745867101 200 3,600 SH NONE NONE 200 RELIANT RESOURCES COM STK 75952B105 403 49,059 SH NONE NONE 403 Research In Motion Ltd COM STK 760975102 513 5,500 SH NONE NONE 513 RURAL CELLULAR COM STK 781904107 326 34,200 SH NONE NONE 326 Sanderson Farms COM STK 800013104 215 5,850 SH NONE NONE 215 Sapient Corp COM STK 803062108 390 64,752 SH NONE NONE 390 Sears Roebuck and Co COM STK 812387108 230 5,360 SH NONE NONE 230 Sepracor Inc COM STK 817315104 919 19,100 SH NONE NONE 919 Service Corp International/US COM STK 817565104 161 21,600 SH NONE NONE 161 SHARPER IMAGE COM STK 820013100 384 11,800 SH NONE NONE 384 SI International Inc COM STK 78427V102 203 8,800 SH NONE NONE 203 Sierra Health Services COM STK 826322109 240 6,600 SH NONE NONE 240 Silicon Storage Technology Inc COM STK 827057100 162 12,500 SH NONE NONE 162 SLM Corp COM STK 78442P106 368 8,800 SH NONE NONE 368 Southern Peru Copper Corp COM STK 843611104 2,527 62,464 SH NONE NONE 2,527 Sovereign Bancorp Inc COM STK 845905108 488 22,800 SH NONE NONE 488 SPINNAKER EXPL COM STK 84855W109 261 7,271 SH NONE NONE 261 Sunterra Corporation COM STK 86787D117 190 39,869 SH NONE NONE 190 Superior Essex Holding Corp. Pfd PFD STK 86815U206 15 18,095 SH NONE NONE 15 SYNTROLEUM CORP COM STK 871630109 202 28,278 SH NONE NONE 202 TEEKAY SHIPPING COM STK Y8564W103 2,350 34,109 SH NONE NONE 2,350 Tele Centro Oeste Celular Part COM STK 87923P105 211 18,400 SH NONE NONE 211 Tesoro Petroleum Corp COM STK 881609101 284 15,100 SH NONE NONE 284 Teva Pharmaceutical IndustriesADR COM STK 881624209 551 8,700 SH NONE NONE 551 Tommy Hilfiger Corp COM STK G8915Z102 177 10,400 SH NONE NONE 177 Tractor Supply Co COM STK 892356106 848 21,900 SH NONE NONE 848 Trinity Biotech Plc COM STK 896438108 71 18,559 SH NONE NONE 71 Tyson Foods Inc COM STK 902494103 208 11,500 SH NONE NONE 208 UbiquiTel Inc. COM STK 903474302 773 219,000 SH NONE NONE 773 UCBH Holdings Inc COM STK 90262T308 525 13,100 SH NONE NONE 525 UnitedHealth Group Inc COM STK 91324P102 316 4,910 SH NONE NONE 316 Universal Amer Fin'l COM STK 913377107 190 15,800 SH NONE NONE 190 US LEC CORP COM STK 90331S109 144 25,000 SH NONE NONE 144 US Unwired Inc COM STK 90338R104 450 248,700 SH NONE NONE 450 Valero Energy Corp COM STK 91913Y100 3,160 52,700 SH NONE NONE 3,160 Veeco Instruments Inc COM STK 922417100 539 19,200 SH NONE NONE 539 Ventiv Health COM STK 922793104 255 18,300 SH NONE NONE 255 Walt Disney Co COM STK 254687106 477 19,100 SH NONE NONE 477 WebMD Corp COM STK 94769M105 667 75,000 SH NONE NONE 667 Wellpoint Health Networks COM STK 94973H108 262 2,300 SH NONE NONE 262 Westmorland Capital COM STK 960878106 587 32,000 SH NONE NONE 587 Williams Cos Inc COM STK 969457100 497 51,900 SH NONE NONE 497 WR Berkley Corp COM STK 084423102 489 12,250 SH NONE NONE 489
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